All Chief Compliance Officer articles – Page 32
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ArticleThe problem with ‘ghost CCOs’ and the haunting consequences
If you’re a small investment firm owner acting as your firm’s chief compliance officer, here are some scary stories that might keep you up at night.
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ArticleHSBC US appoints chief compliance officer
HSBC has appointed Christine Lowthian as chief compliance officer US, effective as of July 20.
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Weatherford names chief compliance officer, general counsel
Multinational oil and gas company Weatherford International announced the appointment of Scott Weatherholt as executive vice president, general counsel and chief compliance officer.
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Vale appoints chief compliance officer
Brazilian mining company Vale announced the appointment of Denis Cuenca as chief compliance officer following recommendations from an independent investigation committee.
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Millennium Trust names chief compliance officer
Millennium Trust Company, a provider of retirement and institutional services, announced Jason Lomax has joined the firm as its new chief compliance officer.
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ArticleCCO Hinton leaves Google to advise whistleblower startup
Andy Hinton told CNBC he left his longtime position as vice president and chief compliance officer at Google in March as he looks toward a new role advising a startup that offers a whistleblower app.
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Howard University appoints chief compliance officer
Howard University announced the appointment of Robert Clark as its new chief compliance officer.
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Options Clearing Corp. promotes chief compliance officer
Options Clearing Corp., the world’s largest equity derivatives clearing organization, announced the promotion of Jennifer Baum to senior vice president and chief compliance officer.
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Happy Money adds compliance chief, general counsel
FinTech firm Happy Money announced the appointment of Jason Altieri as general counsel and chief compliance officer.
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Tricolor names chief compliance officer
Used vehicle retailer Tricolor announced the addition of veteran compliance executive Stacie Trier as chief compliance officer.
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Akcea appoints chief compliance officer
Akcea Therapeutics, a majority-owned affiliate of Ionis Pharmaceuticals, announced Tracy Palmer Berns has joined the company as chief compliance officer.
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ArticleIn time of crisis, Wirecard has turned to its would-be CCO to lead
Reeling from a $2 billion accounting scandal, Wirecard has turned to its would-be chief compliance officer as its interim CEO. It’s the first smart move the company has made in a while, writes Martin Woods.
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ArticleWhat are expectations of compliance at a negligent company like PG&E?
Financial crime expert Martin Woods wonders about the compliance priorities of a company found to be as reckless as Pacific Gas and Electric.
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Fresenius appoints chief legal and compliance officer
Fresenius SE & Co. KGaA, the majority shareholder of Fresenius Medical Care, appointed Dr. Sebastian Biedenkopf to its management board as chief legal and compliance officer and labor relations director.
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Georgia Power names new chief compliance officer
Georgia Power recently announced several executive leadership moves, including the appointment of Sterling Spainhour as senior vice president, general counsel, corporate secretary, and chief compliance officer.
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Weatherford parts with compliance chief
Multinational oil and gas company Weatherford International announced the departure of Christina Ibrahim as executive vice president, general counsel, chief compliance officer and corporate secretary.
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Libra Association appoints chief compliance officer
The Libra Association continued its string of key executive hirings with the appointment of Sterling Daines as chief compliance officer.
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Crypto.com appoints chief compliance officer
Crypto.com, a cryptocurrency platform, announced the appointment of Antonio Alvarez as chief compliance officer.
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ArticleWhen manufacturing new product lines, be aware of new compliance risks
As companies around the world begin to manufacture products outside their comfort zone to address dire shortages in personal protective equipment amid the pandemic, compliance practitioners are negotiating new risks and challenges.
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Citigroup chief compliance officer to retire
Citigroup Chief Compliance Officer Mark Carawan is set to retire after nearly nine years with the firm. Carawan will be replaced by Mary McNiff, the current chief executive officer of Citibank N.A.