All Internal Controls articles – Page 26
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ResourceMicrolearning: The New Standard for Compliance Programs
Traditional compliance training methods are no longer effective at reaching today’s employees. As a compliance professional, you need new methods to ensure employees engage with and retain your compliance communications.
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ArticleAnalysis: A case study on why following steps on ABC compliance is so important
If there is an A-Z compliance procedure to follow, don’t stop at X or miss out LMN. Adhere to the procedure and preserve the integrity of your firm and those honest people who work within the rules.
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ArticlePreparing for post-pandemic turbulence, Boeing combines legal, compliance
Boeing announced several leadership and organizational changes, to take effect May 1, as the airline industry braces for post-pandemic turbulence.
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ArticlePreparing for the compliance caveats that accompany CARES Act, PPP
Regardless of the government relief program, companies that are able to provide clear, thorough, and timely compliance data and documentation will put themselves in the best position to secure the relief they need.
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ArticleBack against wall, Libra turns to compliance
Looking to get back on track for its planned 2020 release, Libra is pushing a new word at the forefront of its latest attempt to get critics on board with its digital currency mission: compliance.
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ArticleOld Ironsides to pay $1M for compliance failures
Old Ironsides Energy will pay a $1 million penalty to settle SEC charges for failing to implement its own compliance policies and procedures regarding the distribution of misleading marketing materials.
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ArticleEni to pay $24.5M to resolve FCPA charges
Italian oil company Eni will pay $24.5 million to settle SEC charges that it violated the Foreign Corrupt Practices Act with regard to the award of certain contracts to its former subsidiary Saipem in Algeria.
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ArticleHow Highmark Health uses AI to root out fraud, waste, and abuse
Highmark Health’s chief compliance officer shares how the organization has realized hundreds of millions of dollars in savings through its use of artificial intelligence in rooting out fraud, waste, and abuse.
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WebcastCPE Webcast: Expand internal controls to drive a successful organization
Join this Webinar and learn actionable tactics for planning, implementing, reviewing, and testing internal controls to help you achieve a sound internal control system for organizational success.
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ArticleNavigating the return of employees to the workplace
Bringing employees back from working from home means reacting to ever-changing recommendations from health experts as well as the mandates of state and local officials.
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WebcastCPE Webcast: 5 strategies for scaling your social selling program
Social selling is critical for today’s financial services firms to find and engage with customers. But it also brings some risk to these firms.
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EventAmb. Power, Carnival CECO Anderson to headline CW Virtual Conference
Conversations with former U.S. ambassador to the United Nations Samantha Power and Carnival Corporation Chief Ethics and Compliance Officer Peter Anderson will headline Compliance Week’s first-ever Virtual Conference from May 18-19.
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WebcastCPE Webcast: Mapping your TPRM program’s maturity
This Webinar is intended for anyone looking to build a TPRM program from scratch or for advancing your current program to a more mature state.
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ArticleLuckin Coffee, iQIYI fraud allegations point to wider China problem
Scathing reports against China-based Luckin Coffee and iQIYI both alleging fabricated revenues are the latest examples of a much broader accounting and auditing problem in the United States.
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ArticleWhy risk, compliance, and ESG principles matter now more than ever
The current regulatory and risk climate puts companies in a unique position to showcase their GRC and ESG principles, positioning them to thrive in the long run.
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ArticleFed grants Wells Fargo temporary relief from asset cap restriction
An asset cap imposed on Wells Fargo in response to systemic failures at the bank in recent years has been temporarily modified to reduce limitations on its ability to distribute loans amid the coronavirus pandemic.
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EventVEON’s Joshua Drew wins Compliance Comeback of the Year award
Compliance Week is proud to announce Joshua Drew as the winner of its inaugural Compliance Comeback of the Year award after he successfully navigated VEON through to the recent conclusion of its three-year compliance monitorship and deferred prosecution agreement.
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EventCarrie Penman named Lifetime Achievement in Compliance winner
Compliance Week is proud to announce Carrie Penman as the winner of its inaugural Lifetime Achievement in Compliance award, the top honor in the first annual Excellence in Compliance Awards program.
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ArticleCoronavirus will raise profile of compliance moving forward
The status of compliance practitioners has grown over the past decade, buoyed by changes in the regulatory space as well as record penalties for transgressions. It will become even more important in the wake of the coronavirus pandemic.
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ArticleAsk Amii coronavirus mailbag: How prepared can you be for the unknown?
In this special edition of the Ask Amii Mailbag, executive coach and former Chief Compliance Officer Amii Barnard-Bahn answers questions on tackling the uncharted territory of the coronavirus pandemic.