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Heartbreaker: SEC Commissioner Jackson to resign Feb. 14


Robert Jackson Jr., one of five commissioners at the Securities and Exchange Commission, confirmed Thursday his intention to resign from his post next month.

Samantha Power

Samantha Power to deliver keynote at Compliance Week 2020

2020-01-16T19:32:00+00:00By Compliance Week

Compliance Week is thrilled to announce the addition of Samantha Power as a keynote speaker at its 2020 National Conference May 18-20 in Washington D.C.


App firms, adtech industry in firing line over possible GDPR violations


The Norwegian Consumer Council, a consumer rights champion, has uncovered a serious no-no in the world of GDPR: popular apps sharing user data, such as religious beliefs and sexual preferences, to advertising and marketing firms in order to drive their own revenue.

ICA logo

ICA announces regulatory and financial crime conference in Dubai

2020-01-16T14:43:00+00:00By International Compliance Association

The International Compliance Association will host its inaugural MENA Regulatory and Financial Crime Compliance Conference in Dubai on March 1-2. His Excellency Ebrahim Obaid Al Zaabi, director general, Insurance Authority, will deliver the keynote address.


Poll: U.S. companies want to respond to proxy advisor voting recommendations


According to a Willis Towers Watson survey, the majority of U.S. publicly traded companies would not remain silent if given the opportunity by the SEC to respond to proxy advisor voting recommendations.


SEC bars former KPMG leader atop ‘chain of corruption’


The Securities and Exchange Commission has suspended a former KPMG leader from appearing or practicing before the SEC after he was convicted of a felony last year.


‘Science of Workplace Investigations’ preview: Tips on getting at the truth

2020-01-15T16:38:00+00:00By Compliance Week

Compliance Week sat down with Clear Law Institute CEO Michael Johnson to discuss what attendees of his “Science of Workplace Investigations” online workshop can expect to learn, including how to best spot a lie.


Treasury finalizes rules impacting foreign investments in U.S.


The Treasury Department is disseminating two rules implementing the Foreign Investment Risk Review Modernization Act of 2018 to help balance national security with the importance of foreign investments in the U.S. economy.