Resource Library


Subscribers can search our expansive library of Thought Leadership, e-Books, and Webcasts in the box above.

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White paper: Future-proofing your investment compliance

2022-09-12T21:39:00+01:00Provided by Linedata

Seismic change is afoot for asset managers’ investment compliance programs given the significant uplift in SEC proposed rules for investor protection combined with demands for greater transparency.

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White paper: How Compliance Can Prevent Risk and Rapidly Respond to Change

2022-05-20T18:25:00+01:00Provided by BRYTER

The compliance and risk landscape grows more complex each day, and the rate of change in the space is only accelerating.

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White paper: Compliance & Conversions: How fintechs have both with Veriff

2022-05-10T16:00:00+01:00Provided by Veriff

In this exclusive eBook from Veriff, discover the current state of compliance surrounding fintechs.

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White paper: How technology can power proactive risk management

2022-02-25T08:36:00+00:00Provided by

Money laundering, cybercrime, corruption, trafficking: These are just a few of the many illegal activities that could be putting your business at risk, especially if you’re using outdated, manual processes.

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White paper: Leveraging a Regulatory Change Data Feed to Maximize Compliance Confidence

2022-02-24T09:46:00+00:00Provided by

Does your financial institution have the tools it needs to understand regulatory change and manage compliance? Managing the volume and complexity of regulatory change and understanding its impact on your institution requires more than inefficient manual processes.

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White paper: The Dangerous Intersection Between OFAC and Ransomware

2022-01-31T22:11:00+00:00Provided by

Read CSI’s The Dangerous Intersection Between OFAC and Ransomware white paper to understand how OFAC violations and ransomware present an amalgamated threat to all U.S. businesses, and how to address this threat in order to limit its potential for grave financial harm.

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White paper: Optimizing modern ESI investigations to find the facts swiftly

2021-12-01T05:55:00+00:00Provided by

The Board of Directors needs an answer before the current reporting period ends. Furtive harassment needs to be uncovered and countermanded immediately. A regulatory agency needs immediate assurance that internal procedures will suffice, otherwise a compliance investigation will be initiated. The CEO needs to know whether terms of the M&A ...

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White paper: Efficient Data Privacy Compliance Using eDiscovery Workflows

2021-11-16T01:57:00+00:00Provided by

Subject rights requests can divert compliance and legal teams from delivering strategic value and safeguarding their organization from other sources of risk. In many organizations, DSAR/SRR processes are underdeveloped and the use of automation nascent, exacerbating time and resource challenges.

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White paper: E-Discovery Market Trends and Challenges

2021-11-11T02:26:00+00:00Provided by

Organizations are asking more of IT, legal and compliance teams than ever before. They need to manage more data, from more data sources and they’re required to comply with an increasing number of e-discovery requests

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White paper: 2021 Consumer Cybersecurity Poll Executive Report

2021-10-01T05:12:00+01:00Provided by

To uncover Americans’ top cybersecurity concerns, CSI partnered with The Harris Poll to survey more than 2,000 U.S. adults age 18 and above about their perceptions, fears and expectations related to cybersecurity.

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e-Book: Weighing risk/reward of artificial intelligence

2023-02-17T06:16:00+00:00Provided by

The need to keep pace with technology is paramount for compliance departments. Regulators have high expectations that risks are being properly managed during new tech implementation.

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e-Book: Top TPRM priorities in 2023

2023-02-09T02:52:00+00:00Provided by

Respondents to a survey from Compliance Week and Dun & Bradstreet overwhelmingly indicated cybersecurity to be the most important compliance-related area affecting third-party risk management in the new year, though fraud and other risks should still be on their radar.

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e-Book: TPRM: No one-size-fits-all approach

2023-02-01T05:09:00+00:00Provided by

Companies can’t do it all in terms of managing every risk from every possible third party. To begin, they must define their vision and strategy.

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e-Book: ‘Inside the Mind of the CCO’ on the 2022-23 compliance landscape

2023-01-17T03:28:00+00:00Provided by Avetta

Twenty years removed from the passage of the Sarbanes-Oxley Act, compliance has established itself as a key component of the global business landscape. And yet, 2022 brought new priorities to the fore for many in the profession.

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e-Book: Measuring the impact of code of conduct training

2022-12-08T03:04:00+00:00Provided by Traliant

In the past, compliance training was regarded by companies as optional. Organizations can no longer afford to take that view.

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e-Book: Effective beneficial ownership searches leverage technology

2022-12-06T05:39:00+00:00Provided by

Determining the ultimate beneficial owner of individuals and companies your firm does business with can be a tricky thing.

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e-Book: State of compliance in 2022: Emphasis on values, communication

2022-11-17T01:17:00+00:00Provided by

Compliance is still about following the rules, but growing emphasis on values cannot be understated.

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e-Book: How businesses are confronting governmental licenses in M&As

2022-10-27T03:37:00+01:00Provided by Avalara

With all the moving parts of mergers and acquisitions, governmental licenses often get lost in the shuffle. But part of an M&A subject to the whims of thousands of licensing jurisdictions should not go ignored.

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e-Book: Where to start on your ESG journey

2022-10-26T03:27:00+01:00Provided by

Initiating your company’s commitment to reporting its environmental, social, and governance (ESG) metrics can prove a daunting task. But keep in mind: It’s a marathon, not a sprint.

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e-Book: How the EU might move forward with GDPR

2022-10-20T03:05:00+01:00Provided by

Data privacy experts believe the mechanisms in place under the General Data Protection Regulation (GDPR) to ensure compliance, enforcement, and redress need revisiting—and quickly.