Resource Library


Subscribers can search our expansive library of Thought Leadership, e-Books, and Webcasts in the box above.

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White paper: Future-proofing your investment compliance

2022-09-12T21:39:00+01:00Provided by Linedata

Seismic change is afoot for asset managers’ investment compliance programs given the significant uplift in SEC proposed rules for investor protection combined with demands for greater transparency.

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White paper: How Compliance Can Prevent Risk and Rapidly Respond to Change

2022-05-20T18:25:00+01:00Provided by BRYTER

The compliance and risk landscape grows more complex each day, and the rate of change in the space is only accelerating.

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White paper: Compliance & Conversions: How fintechs have both with Veriff

2022-05-10T16:00:00+01:00Provided by Veriff

In this exclusive eBook from Veriff, discover the current state of compliance surrounding fintechs.

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White paper: How technology can power proactive risk management

2022-02-25T08:36:00+00:00Provided by

Money laundering, cybercrime, corruption, trafficking: These are just a few of the many illegal activities that could be putting your business at risk, especially if you’re using outdated, manual processes.

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White paper: Leveraging a Regulatory Change Data Feed to Maximize Compliance Confidence

2022-02-24T09:46:00+00:00Provided by

Does your financial institution have the tools it needs to understand regulatory change and manage compliance? Managing the volume and complexity of regulatory change and understanding its impact on your institution requires more than inefficient manual processes.

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White paper: The Dangerous Intersection Between OFAC and Ransomware

2022-01-31T22:11:00+00:00Provided by

Read CSI’s The Dangerous Intersection Between OFAC and Ransomware white paper to understand how OFAC violations and ransomware present an amalgamated threat to all U.S. businesses, and how to address this threat in order to limit its potential for grave financial harm.

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White paper: Optimizing modern ESI investigations to find the facts swiftly

2021-12-01T05:55:00+00:00Provided by

The Board of Directors needs an answer before the current reporting period ends. Furtive harassment needs to be uncovered and countermanded immediately. A regulatory agency needs immediate assurance that internal procedures will suffice, otherwise a compliance investigation will be initiated. The CEO needs to know whether terms of the M&A ...

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e-Book: State of compliance in 2022: Emphasis on values, communication

2022-11-17T01:17:00+00:00Provided by

Compliance is still about following the rules, but growing emphasis on values cannot be understated.

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e-Book: How businesses are confronting governmental licenses in M&As

2022-10-27T03:37:00+01:00Provided by Avalara

With all the moving parts of mergers and acquisitions, governmental licenses often get lost in the shuffle. But part of an M&A subject to the whims of thousands of licensing jurisdictions should not go ignored.

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e-Book: Where to start on your ESG journey

2022-10-26T03:27:00+01:00Provided by

Initiating your company’s commitment to reporting its environmental, social, and governance (ESG) metrics can prove a daunting task. But keep in mind: It’s a marathon, not a sprint.

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e-Book: How the EU might move forward with GDPR

2022-10-20T03:05:00+01:00Provided by

Data privacy experts believe the mechanisms in place under the General Data Protection Regulation (GDPR) to ensure compliance, enforcement, and redress need revisiting—and quickly.

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e-Book: Managing regulatory, financial crime compliance risks of virtual assets

2022-09-28T14:36:00+01:00Provided by

This free e-Book considers the new opportunities the virtual asset space has opened, as well as the risks deriving from criminal exploitation and a lack of regulatory oversight in this burgeoning area.

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e-Book: Preparing for the SEC’s climate-related disclosure rule

2022-07-19T06:04:00+01:00Provided by

More than 70 percent of respondents to a recent survey from Compliance Week and advisory, tax, and assurance firm CohnReznick LLP said their companies were already preparing to comply with the climate-related disclosure rule proposed by the Securities and Exchange Commission.

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e-Book: Avoiding pitfalls of working in high-risk regions

2022-06-30T07:07:00+01:00Provided by

The issues of working in high-risk regions have always been there, but recent dynamic events and circumstances have added unique challenges.

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e-Book: Finance Automation: Thriving in the Age of Change

2022-06-13T11:53:00+01:00Provided by

While most accounting teams have replaced their manual accounting practices with an updated, digital version, many are still following the old rules, such as close-related tasks being completed on a certain day of the month.

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e-Book: Navigating Russian sanctions and preparing for new threats

2022-06-09T16:16:00+01:00Provided by

For chief compliance officers of U.S. companies, navigating Russian sanctions and export controls restrictions might feel like a full-time job on its own right now, not knowing when or where violations could occur in an ever-shifting enforcement landscape.

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e-Book: Delivering on ESG: An inside look at FedEx’s corporate transparency

2022-06-09T15:24:00+01:00Provided by

It’s one thing to talk about being a sustainable company, to conduct business in a sustainable way. It is another thing entirely to set sustainability goals, track the progress of those goals, and be transparent about decisions being made.