Resource Library


Subscribers can search our expansive library of Thought Leadership, e-Books, and Webcasts in the box above.

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White paper: Best practices for Audio Recording Supervision

2019-10-10T03:09:00+01:00Provided by

Best practices for using AI & ML to enhance audio recording supervision programs.

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White paper: Internal Controls Over Financial Reporting Considerations for Developing and Implementing Bots

2019-09-30T02:22:00+01:00Provided by

Companies are rapidly digitalizing parts of their business through robotic process automation (RPA). RPA uses computer-coded, rules-based software robots (i.e., bots) to automate certain human tasks.

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White paper: Taming third-party risk with digital

2019-09-23T16:38:00+01:00Provided by

Damaging headlines like this have grown steadily in recent years. Triggered by third parties – such as suppliers, joint-venture partners, and contractors – and exacerbated by longer, more complex supply chains, compliance failures are becoming commonplace. Especially as regulators extend their reach. Building a sustainable framework for third-party risk using ...

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White paper: Transform your Compliance and Ethics Training with Integrity

2019-09-21T12:54:00+01:00Provided by

Your annual compliance and ethics training is the flagship communication to your global workforce; the effectiveness of your training has far reaching, significant impacts for your organization.

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White paper: 2019 CCO Playbook

2019-09-10T18:44:00+01:00Provided by

Understanding the regulatory environment, both past and current, can help shape your compliance strategies. ComplySci’s CCO Playbook will ensure you keep up with regulatory changes and provide you with a game plan to meet many of the top challenges CCOs face today.

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White paper: Essential transcription dos and don’ts for your audio recording review program

2019-08-29T01:33:00+01:00Provided by

Transcription is merely a starting point for call recording review and even the voice portion video recording review.. That said, voice-to-text technologies and even search tools built for transcripts still haven’t met both of the distinct last-mile-needs around using transcripts for compliance.

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White paper: ASC 842 and IFRS 16: 5 Lessons Learned for a Smoother Transition

2019-08-12T18:35:00+01:00Provided by

The long-term impact of the new lease accounting compliance standards has yet to be seen, but the implementation issues facing many entities have become increasingly evident.

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White paper: Workforce Optimization and Data Privacy Compliance

2019-08-05T18:22:00+01:00Provided by

With at least five regulations already in place and the California Consumer Privacy Act (CCPA) on the horizon, it is time to start thinking ahead to ensure your organization can meet many different compliance requirements.

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Guide: Can your ID verification solution stand the heat?

2019-07-11T18:48:00+01:00Provided by

The price of fraud keeps going up, costing the global economy $41.6 trillion per year. Recognizing the four degrees of fraud is the first step in keeping fraudulent users off your platform.

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White paper: 5 Compliance Steps for Video Conference Recording in Financial Services

2019-07-08T16:57:00+01:00Provided by

There are 6+ different electronic communications present in video conferencing. MiFID II and SEC 17a-4 have retention and supervision requirements that apply to the audio and electronic communication within video conferences, requiring organizations to develop a compliance plan to govern this growing medium of communication.

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e-Book: FCPA: More Crumble Under Revised DOJ Policy

2019-10-03T10:14:00+01:00Provided by

Violations of anti-corruption laws can have devasting consequences for any company across any industry, if not managed appropriately—including significant fines, reputational damage, and litigation that can span several years—all of which create disruption to business operations.

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e-Book: CECL: A look at FASB’s new credit loss standard

2019-08-29T12:22:00+01:00Provided by

The Financial Accounting Standard Board’s new accounting standard on current expected credit loss, or CECL, takes effect January 2020 for large public companies.

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e-Book: 2019 Third Party Risk Management Solutions Directory

2019-07-26T19:44:00+01:00

Third-party relationships present one of the biggest risks a company can take on, which makes doing all you can to properly vet and monitor these partners of tantamount importance.

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e-Book: Meet the Top Minds Class of 2019

2019-06-20T14:59:00+01:00

Compliance Week’s Top Minds Class of 2019 includes 12 stars of the compliance community (chosen from nearly 200 nominees) whose achievements are dwarfed only by their personal integrity and dedication to ethics. Read all about these dozen standouts in this special-edition e-Book.

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e-Book: Riding California’s Wave of Regulatory Developments

2019-06-03T15:22:00+01:00Provided by

California has not only been on the forefront of emerging technologies, it’s also been the most active state when it comes to regulating that new tech, especially when it comes to data privacy.

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Insights on whistleblowers and internal reporting

2019-05-24T14:51:00+01:00Provided by

Doing the right thing in the face of adversity isn’t always easy, but there’s no question whistleblowing is the ethical choice, whether it be via internal channels or straight to the Securities and Exchange Commission.

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Environmental, social & governance demands take center stage

2019-05-16T15:47:00+01:00Provided by

Over the last several years, an increasing number of institutional investors, ratings agencies, and other stakeholders have turned up the heat on companies to disclose their environmental, social, and governance (ESG) initiatives.

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2019 Survey on Anti-Bribery and Corruption

2019-05-15T17:46:00+01:00Provided by

In early 2019, Compliance Week and Refinitiv jointly conducted a special benchmark report on anti-bribery and anti-corruption compliance practices.

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Artificial intelligence joins the AML crusade

2019-04-10T18:53:00+01:00Provided by

Artificial intelligence is transforming the way that companies and regulators alike tackle money-laundering and terrorist financing risk in remarkable and significant ways.

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2019 Directory of Governance, Risk, and Compliance Education Programs

2019-04-10T18:45:00+01:00By Compliance Week

Featuring some of the world’s most prestigious universities, the online directory serves as a valuable information resource for anyone in the professional field looking to further their education.