All Risk Management articles – Page 112
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ArticleThe risks of outsourcing compliance
Using external firms and consultants can bolster the effectiveness of certain compliance functions. Abdicating too much responsibility, however, could draw the ire of regulators.
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ArticleHow to break up with a third party the right way
Not all business relationships have a happy-ever-after ending, but there are things both parties can do to mitigate the risks of a third-party breakup.
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ArticleSpecial report: Third-party risk management
As firms increasingly turn to external partners, the risks they acquire can become an internal problem.
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Blog
OCC names new head of enterprise risk management
The Options Clearing Corporation, the world's largest equity derivatives clearing organization, recently appointed two new senior leaders who will play key roles as the OCC transitions to its future risk management and clearing systems.
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Blog
Gateway Mortgage Group appoints new chief risk officer
Gateway Mortgage Group, a full-service mortgage company, has named Steven Patrick as its new chief risk officer.
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Blog
Lincoln Financial Group names general counsel
Lincoln Financial Group has named Leon Roday as executive vice president and general counsel, effective as of Dec. 14.
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Blog
Vanderbilt Financial Group names new chief compliance officer
Investment firm Vanderbilt Financial Group announced the promotion of Steve Howe to the position of chief compliance officer.
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Blog
AmeriTrust Group names chief risk officer
AmeriTrust Group announced the promotion of Paul Johnson to chief risk officer to oversee the company's enterprise risk management efforts.
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ArticleAs tensions grow, so do China-related compliance risks
Tariffs, trade secrets, and arrests fuel high-risk scenarios for companies that do business with organizations in China.
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Article
Operational resiliency today
This latest installment of the CW/OCEG GRC Illustrated Series provides readers with details on how to implement a strategic approach to operational risk strategy coupled with an integrated information and technology architecture.
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Blog
Coupa Software acquires Hiperos
Business spend management platform Coupa Software announced the acquisition of Hiperos, a third-party risk management provider.
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Blog
Fiat Chrysler Automobiles names compliance officer
Fiat Chrysler Automobiles recently announced several key changes to its leadership team, effective immediately, including the appointment of a new compliance officer.
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Blog
CatchMark appoints general counsel
CatchMark Timber Trust has appointed Lesley Solomon as general counsel and corporate secretary, a new position.
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PodcastBaker Hughes’ Jay Martin on regional compliance coverage
Jay Martin, the associate general counsel and chief compliance officer at Baker Hughes, discusses the positive effect regionalized compliance coverage has had at the worldwide company.
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Article
New Fed risk report finds corporate debt concerns, Brexit fallout
On Nov. 28, the Federal Reserve’s Board of Governors released its first-ever Financial Stability Report. Among the risks: increasing levels of corporate leverage and international instability.
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Blog
Refinitiv, Binance team to address cryptocurrency risk
Financial data provider Refinitiv announced the provision of an automated Know Your Customer (KYC) application to cryptocurrency exchange Binance.
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Blog
Boston Mutual appoints chief compliance, privacy, and AML officer
Boston Mutual Life Insurance Company, a national insurance carrier, has appointed Christine Williams as second vice president - chief compliance, privacy, and anti-money laundering officer.
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Blog
Petco names chief legal officer and corporate secretary
Petco, a pet specialty retail company, has appointed Genevieve Kelly as chief legal officer and corporate secretary overseeing all legal, corporate governance, and regulatory affairs for the company.
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ResourceNavigating the uncharted waters of geopolitical risk
From sanctions to tariffs, the United States is increasingly a source of geopolitical risk, further making compliance issues under the current U.S. administration a nightmare for sanctions compliance professionals not just in the United States, but also in the United Kingdom, Europe, Canada, Mexico, and beyond.
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Blog
SunTrust chief risk officer to retire
SunTrust Banks announced that Jerome Lienhard will retire as chief risk officer at the end of the year, following a 40-year career in the financial services industry. Ellen Koebler will succeed Lienhard as chief risk officer, effective Jan. 1, 2019.