All Risk Management articles – Page 115
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Blog
AXA Equitable Life names chief risk officer
AXA Equitable Life, a wholly-owned indirect subsidiary of financial services company AXA Equitable Holdings has promoted Aaron Sarfatti to chief risk officer, effective Oct. 1.
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Blog
Ankura acquires Navigant's DFLT segment and TAS practice
Ankura, a business advisory and expert services firm, recently completed its acquisition of the Disputes, Forensics and Legal Technology (DFLT) segment and the Transaction Advisory Services (TAS) practice of Navigant.
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Blog
Venerable Holdings appoints chief risk officer
Venerable Holdings—a privately held company that owns and manages the legacy variable annuity business acquired from Voya Financial—has appointed Charles Schwartz as chief risk officer.
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Blog
Vanguard appoints global chief risk officer
Vanguard, an investment management company, has appointed Joseph Brennan to the newly created position of global chief risk officer. He also will serve as a member of Vanguard’s senior leadership team.
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ArticleAsk Amii mailbag: Best practices for giving change a chance
In her first mailbag on some of the softer skills effective compliance leaders need, executive coach Amii Barnard-Bahn tackles your questions on change management, compliance training, creating a culture of compliance, and more.
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Blog
U.S. Bank names chief risk officer
U.S. Bank has namedJodi Richard as its new vice chairman and chief risk officer, overseeing the company’s risk management and compliance efforts.
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Blog
Crawford Lake Capital Management names chief compliance officer
Crawford Lake Capital Management, an investment management firm, has appointed Dov Lando to the newly created role of general counsel and chief compliance officer.
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Blog
Anadarko names general counsel
Anadarko Petroleum has named Amanda McMillian executive vice president and general counsel, effective immediately.
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Blog
PPG appoints general counsel and secretary
PPG appointed Anne Foulkes senior vice president, general counsel and secretary, effective as of Aug. 1. It also named a new corporate controller.
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Blog
Hershey names general counsel
The Hershey Company has named Damien Atkins senior vice president, general counsel and secretary, effective as of Aug. 13.
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Blog
GAN Integrity releases new Risk Management module
GAN Integrity, a fully integrated compliance solution provider for global business, announced the launch of its Risk Management module, designed to enable users to make strategic, data-driven decisions based on a holistic and real-time view of all compliance-related activities.
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Resource
Key Considerations When Selecting GRC Software
When choosing a software to manage risk and compliance, choosing the right software is critical. The wrong software can lead to serious issues that can have lasting damage your company and reputation.
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ArticleThree steps for managing the FCPA risk of distributor compensation
With the Microsoft FCPA investigation as context, there are three things your company can do to manage the risks associated with third-party distributors.
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Blog
Granite appoints chief compliance officer
Granite has named M. Craig Hall as senior vice president, general counsel, corporate compliance officer, and secretary. He succeeds Richard Watts, who was recently appointed senior vice president and group manager for Granite’s Water and Mineral Services Group
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ArticleLessons from Wynn Resorts’ sexual harassment scandal
Companies looking for a case study in how to respond (and how not to respond) when allegations of sexual harassment arise, as well as what corporate governance practices put a company at greater legal risk, should look to Wynn Resorts.
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Resource
What is Conduct Risk and How Can Technology Mitigate it?
Conduct risk poses an existential threat to companies across industries and jurisdictions because regulators, auditors and other oversight professionals are increasingly holding senior managers accountable for the actions of individuals associated with a firm.
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Blog
Texas Capital Bancshares chief risk officer to retire
Texas Capital Bancshares, parent company of Texas Capital Bank, announced that John Hudgens will step down as chief risk officer of Texas Capital Bank in September 2018 and will resign as chief risk officer of Texas Capital Bancshares, effective Dec. 31, 2018.
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Blog
RBS appoints new group chief risk officer
The Royal Bank of Scotland has appointed Bruce Fletcher as its new group chief risk officer, subject to final regulatory approval.
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Blog
SAP, Thomson Reuters simplify pricing and reference data
SAP has expanded its strategic partnership with Thomson Reuters to simplify converting cross-border transaction prices into a single currency, no matter where or when the transaction happens.
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Article
Reading the tea leaves of the Market Integrity and Consumer Fraud Task Force
Compliance, risk, and legal professionals that are not already familiar with the new Task Force on Market Integrity and Consumer Fraud should get up to speed, and fast.