All Risk Management articles – Page 113
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PodcastDavid Bunker on assessing conflict of interest
David Bunker, the compliance officer at Seattle-based nonprofit Vulcan, explains the process he implemented to better assess threats of conflict of interest while maintaining employee freedom.
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Article
Case study: How Bumble Bee saves on compliance costs
Former FBI Special Agent and 3M attorney Jeff Killeen brings a unique twist to Bumble Bee’s compliance program—a knowledge of building a cost-effective, functional compliance department coupled with a nose for finding, and thwarting, fraud. Killeen spoke on both at NAVEX Global’s 2018 Ethics and Compliance Virtual Conference.
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Blog
TrustArc adds automated risk management to privacy platform
Data privacy management company TrustArc announced the addition of Intelligence Engine to its privacy platform. The automated program is designed to enable organizations to save up to 75 percent of the time it takes to identify, analyze, and prioritize privacy risks.
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Blog
JetBlue appoints general counsel and corporate secretary
JetBlue has appointed Brandon Nelson as general counsel and corporate secretary. Nelson will lead JetBlue’s legal, ethics and compliance, cyber-security, and environmental, social and governance efforts.
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Blog
GAN Connect provides holistic view of compliance
GAN Integrity, a fully integrated compliance solution provider for global business, announced the latest version of its platform, GAN Connect. The updated offering brings together all critical compliance systems and data into a single, integrated platform, rather than focusing on just one area of a compliance program.
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Blog
EverCompliant solution addresses KYC gaps
EverCompliant, a business cyber-intelligence provider, recently announced the launch of eKYC Discovery, a tool that addresses potential gaps in the Bank Secrecy Act and Anti-Money Laundering-mandated Know Your Customer processes that could leave financial institutions exposed to criminal activity.
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Blog
Workiva, KPMG alliance transforms risk management, regulatory reporting
Workiva, a data collaboration, reporting and compliance solutions provider, and U.S. audit, tax, and advisory firm KPMG recently announced an alliance to provide a strategic offering designed to help organizations transform and integrate their risk management, regulatory, and financial reporting and compliance processes by using the Workiva Wdesk platform.
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PodcastLouis Sapirman on holistic compliance messaging
In our inaugural episode, former CCO Louis Sapirman chats with Tom Fox about his 360-Degrees of Compliance Communication model, which takes an all-encompassing approach to compliance messaging.
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Blog
Former BHP chief compliance officer rejoins Mayer Brown
Audrey Harris, former chief compliance officer for global resources company BHP, has rejoined law firm Mayer Brown in Washington D.C. as a partner and co-leader of its global Anti-Corruption and FCPA practice.
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Blog
Survey: Financial firms looking for communications risks all wrong
A new survey finds that compliance professionals in the financial services industry are not keeping pace with their retention and supervision efforts, particularly as a growing, younger workforce relies on expanding, mobile-friendly channels, such as social media and text messaging.
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ArticleA wake-up call in cyber supply-chain risk
Recent reports of a massive cyber-supply chain attack by Chinese spies on several U.S. companies’ servers have companies stressing about their own supply chain vulnerabilities.
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Blog
Celsius Network names chief compliance officer
Celsius Network, a blockchain-based Fintech startup, has named Ann LaCarrubba as general counsel and chief compliance officer.
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Blog
Artivest appoints chief compliance officer
Artivest, a provider of premier alternative funds and technology solutions, has named Kamal Jafarnia as general counsel and chief compliance officer.
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Article
Best practices in third-party risk management
NAVEX Global’s fourth annual third-party risk management benchmark report offers risk and compliance officers a glimpse at how their third-party risk management programs stack up against their peers.
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Blog
Bank of England urges firms to prepare for climate change risks
The Bank of England (BoE) wants boards of financial services firms to take a stronger role in identifying and managing financial risks caused by climate change by making individual executives accountable and improving disclosure.
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Blog
Lockpath introduces two new editions of the Keylight Platform
Lockpath, a provider of integrated risk management solutions, announced the availability of two new product offerings to help companies of any size address risk.
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Blog
IdentityMind Global, CipherTrace partnership provides virtual currency risk assessment
IdentityMind Global recently announced that IdentityMind’s compliance, risk management, and fraud prevention platform has integrated CipherTrace’s digital currency risk assessment technology. This integrated solution allows virtual currency exchanges, ICOs, hedge funds, financial institutions, and any company that accepts cryptocurrency to understand the risk they present.
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Blog
M.S. Howells names chief compliance officer
M.S. Howells, a full-service broker/dealer and hybrid RIA, servicing hedge fund managers, registered individuals, and independent registered investment advisors, has named Eraine Parker chief compliance officer.
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Blog
OppLoans names chief compliance officer
Online lender OppLoans has appointed Stacee Hasenbalg to the role of chief compliance officer.
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Blog
OppLoans names chief compliance officer
Online lender, OppLoans has appointed Stacee Hasenbalg to the role of chief compliance officer.