All Risk Management articles – Page 114
-
Blog
EverCompliant solution addresses KYC gaps
EverCompliant, a business cyber-intelligence provider, recently announced the launch of eKYC Discovery, a tool that addresses potential gaps in the Bank Secrecy Act and Anti-Money Laundering-mandated Know Your Customer processes that could leave financial institutions exposed to criminal activity.
-
Blog
Workiva, KPMG alliance transforms risk management, regulatory reporting
Workiva, a data collaboration, reporting and compliance solutions provider, and U.S. audit, tax, and advisory firm KPMG recently announced an alliance to provide a strategic offering designed to help organizations transform and integrate their risk management, regulatory, and financial reporting and compliance processes by using the Workiva Wdesk platform.
-
PodcastLouis Sapirman on holistic compliance messaging
In our inaugural episode, former CCO Louis Sapirman chats with Tom Fox about his 360-Degrees of Compliance Communication model, which takes an all-encompassing approach to compliance messaging.
-
Blog
Former BHP chief compliance officer rejoins Mayer Brown
Audrey Harris, former chief compliance officer for global resources company BHP, has rejoined law firm Mayer Brown in Washington D.C. as a partner and co-leader of its global Anti-Corruption and FCPA practice.
-
Blog
Survey: Financial firms looking for communications risks all wrong
A new survey finds that compliance professionals in the financial services industry are not keeping pace with their retention and supervision efforts, particularly as a growing, younger workforce relies on expanding, mobile-friendly channels, such as social media and text messaging.
-
ArticleA wake-up call in cyber supply-chain risk
Recent reports of a massive cyber-supply chain attack by Chinese spies on several U.S. companies’ servers have companies stressing about their own supply chain vulnerabilities.
-
Blog
Celsius Network names chief compliance officer
Celsius Network, a blockchain-based Fintech startup, has named Ann LaCarrubba as general counsel and chief compliance officer.
-
Blog
Artivest appoints chief compliance officer
Artivest, a provider of premier alternative funds and technology solutions, has named Kamal Jafarnia as general counsel and chief compliance officer.
-
Article
Best practices in third-party risk management
NAVEX Global’s fourth annual third-party risk management benchmark report offers risk and compliance officers a glimpse at how their third-party risk management programs stack up against their peers.
-
Blog
Bank of England urges firms to prepare for climate change risks
The Bank of England (BoE) wants boards of financial services firms to take a stronger role in identifying and managing financial risks caused by climate change by making individual executives accountable and improving disclosure.
-
Blog
Lockpath introduces two new editions of the Keylight Platform
Lockpath, a provider of integrated risk management solutions, announced the availability of two new product offerings to help companies of any size address risk.
-
Blog
IdentityMind Global, CipherTrace partnership provides virtual currency risk assessment
IdentityMind Global recently announced that IdentityMind’s compliance, risk management, and fraud prevention platform has integrated CipherTrace’s digital currency risk assessment technology. This integrated solution allows virtual currency exchanges, ICOs, hedge funds, financial institutions, and any company that accepts cryptocurrency to understand the risk they present.
-
Blog
M.S. Howells names chief compliance officer
M.S. Howells, a full-service broker/dealer and hybrid RIA, servicing hedge fund managers, registered individuals, and independent registered investment advisors, has named Eraine Parker chief compliance officer.
-
Blog
OppLoans names chief compliance officer
Online lender OppLoans has appointed Stacee Hasenbalg to the role of chief compliance officer.
-
Blog
OppLoans names chief compliance officer
Online lender, OppLoans has appointed Stacee Hasenbalg to the role of chief compliance officer.
-
Blog
Realogy appoints chief ethics and compliance officer
Realogy Holdings, the largest full-service residential real estate services company in the United States, has appointed John Brennan as chief ethics and compliance officer and chief audit executive.
-
Blog
Smarsh and Actiance complete merger
Smarsh on Tuesday announced it has completed its merger with Actiance. The combined company will operate under the Smarsh brand.
-
Resource
Are You Monitoring & Protecting Your Company's Digital Footprint?
Today’s cyber security battlegrounds extend beyond your corporate environment – think social media channels, domains, mobile apps, and even the dark web.
-
Article
Public sounds off to SEC on proposed whistleblower changes
As part of a public comment process that reached its deadline on Sept. 15, the SEC has collected ideas and opinions on proposed changes to its whistleblower program. We took a look at some of the responses.
-
Blog
Argent Trust names chief compliance officer
Argent Trust Company has named Deanna Rankin chief compliance officer.