All Risk Management articles – Page 116
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Blog
Accuity acquires Safe Banking Systems
Accuity last month announced the acquisition of Safe Banking Systems, a specialist provider of Know-Your-Customer due diligence and anti-money laundering solutions that enable financial institutions to identify, assess, and manage risk across the enterprise.
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Blog
Thomson Reuters launches Compliance Management solution
Compliance Management, a new offering by Thomson Reuters, helps risk and compliance professionals demonstrate strong governance and sound internal controls in the face of intense, enterprise-wide regulatory scrutiny.
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Blog
Risk management 101: getting third-party approval of terms and conditions
While it may seem daunting to convince third parties to agree to the company’s terms and conditions, it’s a key part of compliance and one each party will appreciate in the end.
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Blog
Coinbase names chief compliance officer
Coinbase, a digital currency exchange, has appointed Jeff Horowitz as chief compliance officer.
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ArticleGlobal Slavery Index: U.S. has most at-risk imports among G20
The United States is the world’s largest importer of goods at risk of being produced through modern slavery among G20 countries, followed by Japan, Germany, the United Kingdom, and France, according to the 2018 Global Slavery Index.
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Blog
Advisory warns companies about sanctions evasion tactics used by North Korea
The U.S. government has issued an advisory highlighting the sanctions evasion tactics used by North Korea that could expose companies—including manufacturers, buyers, and service providers—to compliance risks under U.S. or United Nations sanctions authorities.
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Article
New index ranks countries by level of ‘compliance complexity’
Companies looking to expand their global footprint or invest for the first time in new, unfamiliar regions of the world may want to check out a new index that ranks countries by the complexity of their compliance requirements.
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Resource
Reducing risk in the Financial services industry
Amid intensified regulatory scrutiny and enforcement in the financial services industry, on top of an astronomical rise in cyber-crimes, prudent financial, risk, and compliance professionals in the financial services industry will not want to miss this e-Book, sponsored by Thomson Reuters in collaboration with Compliance Week.
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Resource
Addressing the Human Element of Cybersecurity
Who’s watching the machines? People. With many organizations using automation and artificial intelligence as their primary options for mitigating risks and protecting their businesses and customers, it’s increasingly important to have a better understanding of the people who are in the driver seat of those machines and controls.
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Blog
Assurant appoints chief compliance officer
Assurant, a global provider of risk management solutions, has appointed John Pawloski as chief compliance officer. He succeeds Doris Vigo, who will remain with Assurant until her retirement at the end of 201
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Blog
Danske Bank appoints chief compliance officer
Danske Bank announced the appointment of Philippe Vollot as chief compliance officer and as a new member of the executive board. Vollot takes up his position no later than Dec. 1, 2018.
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Blog
Evaluation of third parties
Compliance practitioners at GE Oil & Gas discuss the process by which GE reviews the risks around each of its third parties.
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Blog
Tether appoints chief compliance officer
Tether Limited, a provider of tokenized traditional government-backed currencies, has appointed Leonardo Real, former AML Quality Control Manager at the Bank of Montreal, as chief compliance officer.
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Blog
BC Partners to acquire NAVEX Global
NAVEX Global, a global provider of governance, risk management, and compliance software, announced today that it has a new majority owner: BC Partners.
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Blog
Control Risks, GAN Integrity create third-party due diligence solution
Global risk consultancy Control Risks and GAN Integrity, a provider of compliance management software, launched a new end-to-end third-party due diligence solution to help compliance teams across the globe manage third-party risk. VANTAGE combines GAN’s software platform with Control Risks’ specialist due diligence capabilities across developed and emerging markets to ...
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ArticleProgress in extractive mining disclosures emerges, even as U.S. backs away
A new survey on oil, gas, and mining companies by Oxfam finds they are increasingly adopting full contract disclosure policies, despite governmental protestations. Nevertheless, it cautions, more work remains.
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ArticleCompanies need to do a better job with crisis management
From natural disasters to cyber-security and supply chain disruptions, companies say they are prepared for a crisis, but those boasts often prove hollow when one hits.
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Blog
Hiring and the FCPA
The Credit Suisse FCPA enforcement action reminds us all again that it is not the hiring of family members or close friends of a foreign government official or employee of a state-owned enterprise that is illegal under the FCPA, only those hires made with corrupt intent.
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ArticleManaging contracts in an evolving regulatory world
Knowing how to properly manage risk across the company’s entire contract portfolio is a critical part of maintaining compliance with contractual agreements and ensuring that contracts remain current and in line with regulatory requirements in the United States and abroad.