All Risk Management articles – Page 128
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Blog
LPL names chief legal and risk officer
Retail investment advisory firm and independent broker-dealer LPL Financial, a wholly owned subsidiary of LPL Financial Holdings, has announced that Michelle Oroschakoff, current managing director and chief risk officer, will expand her responsibilities to include oversight of the firm’s legal and government relations functions as chief legal and risk officer, ...
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Blog
Triad Advisors appoints chief compliance officer
Triad Advisors, an independent broker-dealer, has appointed Bernie Breton as chief compliance officer.
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Admiral Markets names compliance officer
Admiral Markets UK has appointed Simon Roberts as the its new general manager, and Stephen Ayme has been added to the management board team and will be leading the compliance department.
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Blog
Puma appoints chief compliance officer
Sports company PUMA has appointed Raliza Koleva as chief compliance officer with immediate effect.
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Blog
CCO Checkup helps financial firms test AML program effectiveness
QuantaVerse recently announced the launch of CCO Checkup, a free service financial institutions can use to test the effectiveness of their AML programs, empowered by QuantaVerse’s AI solution that analyzes transaction data to detect “false negatives” or anomalous behaviors that may have been missed by an institution’s existing transaction ...
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Protiviti adds managing director in risk and compliance practice
Global consulting firm Protiviti has appointed Shelley Metz-Galloway as a managing director in its Risk and Compliance practice. She serves clients within the financial services industry focused primarily on matters concerning regulatory compliance and risk management.
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Actiance and Hootsuite partnership creates holistic solution for modern communication
Actiance announced a global partnership with Hootsuite. The companies will integrate their products to enable social marketing, archiving, and compliance solutions for financial services companies to assist in keeping all social communication compliant with mandates set by regulatory bodies.
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MiraMed names chief compliance officer
MiraMed Global Services, a provider of healthcare revenue cycle management services and business process outsourcing solutions, has named Stephanie Griffin as chief compliance officer.
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Social Anxiety: Understanding FTC Compliance Risks in Sponsored Posts and Native Ads
Social media compliance is a big job, and it can be difficult to handle every detail yourself. Ensuring compliance requires knowledge, following procedures, and constant monitoring. Especially now that the Federal Trade Commission (FTC) is really cracking down on businesses staying compliant on social media.
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Blog
GreySpark and OXIAL partnership offers continuous compliance service for global capital markets
Capital Markets firms can now benefit from a new continuous compliance service for algorithm risk management, thanks to a partnership from new-generation GRC solution provider OXIAL, and financial markets specialist GreySpark.
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Resource
Artificial Intelligence: Welcome to the World of Compliance
What’s more, with the proliferation of cyber-security attacks, developers of advanced AI security-monitoring solutions have emerged. Understanding when and how often monitoring solutions should be executed, however, presents trade-offs to be considered, which this e-Book also explores. Finally, this e-Book explores how AI is changing the face of compliance to ...
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ArticleRob Easton: The crossover expert
Robert Easton’s experience as a regulator and among the regulated gives him a keen understanding of the special compliance needs facing the insurance market.
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GRC Spotlight helps financial institutions improve risk posture
Harland Clarke recently announced an alliance with LockPath to offer GRC Spotlight Powered by LockPath, a cloud-based platform designed to help financial institutions automate business processes in one platform, reduce enterprise risk, and facilitate regulatory compliance across the enterprise.
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Comensure GRC manages and measures GRC activities in real-time
Patent-pending Comensure GRC allows businesses of all sizes to easily and comprehensively manage complex regulatory and internal compliance and reporting requirements through a single, configurable application that provides a complete picture of an organization’s compliance status in real-time.
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Resource
The value of visibility: Cybersecurity risk management examination
Learn more about the AICPA’s new cybersecurity risk management examination reporting framework as well as a readiness assessment approach to help organizations prepare.
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Blog
Volkswagen Group of America appoints chief compliance officer
Volkswagen Group of America has appointed Stephanie Davis to serve as chief compliance officer, effective immediately.
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Blog
UK General Insurance names chief risk officer
UK General Insurance has appointed Jane Bean as its new chief risk officer. She will join the Leeds-based personal lines insurer on 15th May and report to managing director Karen Beales.
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Blog
12 legal and compliance executives join BarkerGilmore
BarkerGilmore, a New York-based boutique executive search firm specializing in building corporate legal and compliance teams, has added 12 esteemed former general counsel and chief compliance officers to its team.
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ArticleData breach trends industry-by-industry
The 2017 Verizon Data Breach report is out, and it has some timely pointers for how healthcare, financial services, manufacturing, and retail organizations can improve their cyber-security.
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Article
Control Risks compliance survey
Companies are reluctant to invest in compliance and may be at risk of underestimating their exposure to tough laws that hold them to account for their operations and their supply chains, according to a new report.