All Risk Management articles – Page 128
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Blog
AxiomSL launches regulatory education program for asset managers, broker-dealers
AxiomSL, a global provider of regulatory reporting, risk, and data management solutions, recently announced the launch of a program designed to assist asset management firms and broker-dealers clarify issues related to the shifting regulatory environment.
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Blog
The Lakers, KPMG, and Shkreli
In case you missed it this week, the LA Lakers are under fire for potential tampering, KPMG coughs up $6m to the SEC, and pharma-bro Shkreli is having a rough time finding anyone who doesn’t hate him.
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Blog
Signals and virtue
As business leaders publicly resign from Presidential economic committees in light of President Trump’s Charlottesville comments, “tone from the top” matters now more than ever.
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Blog
Teza Capital Management names chief risk officer
Teza Capital Management, a quantitative asset management firm, has named Reinhold Gebert as chief risk officer, as well as chief operating officer.
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Resource
Vendor Risk Management: Conducting Pre-Contract Due Diligence
Download ProcessUnity’s e-Book and learn how to get it right from the start, using pre-contract due diligence to intercept risks before they become problems.
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Blog
Coinbase, Nawaz Sharif, and Uber (again)
In case you missed it this week, Uber's former CEO is going to have a hard time paving his way back to his old job, former PM Nawaz Sharif is under fire for lying about his income, and Coinbase reaches unicorn status.
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Blog
Jay-Z, CBA, and Jazzercise
This week a woman embezzles nearly $1m from a Jazzercise company, nepotism strikes Pakistan, and the CBA may have helped launder money.
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Blog
OCC names chief risk officer
The Office of the Comptroller of the Currency has named William Rowe as chief risk officer, effective immediately. Rowe fills the position vacated by Linda Cunningham, who retired in April.
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Blog
Former FASB board member joins FTI Consulting
Global business advisory firm FTI Consulting has added a former board member of the Financial Accounting Standards Board to its SEC & Accounting Advisory Services practice, effective Aug. 1.
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Blog
Funding Circle names U.S. chief compliance officer
Funding Circle, a lending platform focused exclusively on small business, has appointed Richard Stephenson as U.S. chief compliance officer.
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Blog
University of California names chief compliance officer
The University of California Board of Regents has appointed Alexander Bustamante as senior vice president and chief compliance and audit officer at UC’s Office of the President, effective Sept. 5.
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Blog
Samsung, DMX, and Pakistan's PM
In case you missed it this week: Samsung heir Lee Jae Yong decided against testifying, DMX is relevant again, a MS Word font outed a forgery by Pakistan’s prime minister, and more.
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Article
How do your risk oversight processes stack up?
A pair of recently published reports draw a straight line between strong enterprise-wide risk management and strategic execution.
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Resource
Balancing Risk Management & The Mobile User Experience
Title: Balancing Risk Management & ThThis guide provides ideas on how to combat fraud while maintaining an inviting user experience.
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Resource
Best Practices for Mitigating Fraud in the Onboarding Process
Title: Best Practices for Mitigating IdentityMind created this Best Practice report for online lending executives looking for ways to integrate strong identity verification into the loan origination and customer onboarding process.
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Resource
Digital Identity Evaluation Guide
Title: Digital Identity Evaluation GuThis guide provides a framework that will help you think through your strategy with a focus on the functionality and technology that can help you achieve the right acquisition, risk and compliance balance.
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Blog
Home Capital Group names chief risk officer
Home Capital Group has named David Cluff as executive vice president, enterprise risk management and chief risk officer, effective immediately. He replaces Greg Parker, who has been named to the newly created role of executive vice president, strategy.
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Blog
TSG names chief compliance officer
TSG Consumer Partners, a private equity firm focused exclusively on the branded consumer sector, has named Jessica Duran chief compliance officer.
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Blog
Walter Shaub, Bitcoin, and IPOs
In case you missed it, Ethics Office Director Walter Shaub resigned after differences in opinion with the administration, bitcoin offers evaders new tax havens after the Panama Papers leak, and IPO regulations are taking the spotlight in this week's rundown of compliance news from around the web.