All Risk Management articles – Page 125

  • Resource

    Maximizing Automated Retroactive Screening

    2017-11-06T09:00:00Z

    Download this white paper for the latest insight on automated retroactive screening.

  • Blog

    The Chertoff Group achieves SAFETY Act designation

    2017-11-03T14:15:00Z

    The Chertoff Group, a global security advisory firm, announced that its Security Risk Management Consulting Methodology has been approved as a designated SAFETY Act “qualified anti-terrorism technology.”

  • Blog

    Accuity provides greater clarity on KYC risks

    2017-11-03T14:15:00Z

    Accuity has announced the launch of Bankers Almanac Sanctions View, enabling financial institutions to gain a comprehensive and holistic view of their financial counterparties to help them perform their KYC due diligence faster and easier.

  • Blog

    Global exits, the SEC, and the Manafort Indictment

    2017-11-03T08:45:00Z

    This week the Trump administration announced plans to exit more global initiatives, the SEC sent a warning to pop stars about cryptocurrency, and a local blogger may have aided in the case against Manafort.

  • Blog

    Compliance lessons from the World Series

    2017-11-03T08:30:00Z

    How does baseball correlate to compliance? The Man From FCPA explores where the two meet in terms of data analytics, strategic risk, and discipline.

  • Article

    Elements of a best-in-class TPRM program

    2017-10-31T13:00:00Z

    Prudent ethics and compliance officers will want to check out a new third-party risk management benchmark report from NAVEX Global to gauge how their programs compare against their peers.

  • Blog

    LockPath and RiskRecon partner to increase TPRM visibility

    2017-10-27T15:30:00Z

    LockPath has announced a new partnership with RiskRecon. Through this partnership, joint customers of LockPath and RiskRecon will be able to obtain a verifiable assessment of each third-party’s security practices.

  • Blog

    Insider trading, GAAP, and Newegg

    2017-10-26T22:30:00Z

    Title: Insider trading, GAAP, and NewIn case you missed it this week, despite reminders from the SEC, T-Mobile releases non-GAAP data; the CEO of a German stock exchange operator resigns; and Newegg faces charges of co-conspiracy.

  • Resource

    Vendor Risk Management: The Basic Need for It And The Basic Principle of It

    2017-10-26T09:15:00Z Provided by

  • coinsfinancialgame
    Article

    Collaboration enhances risk management in financial services

    2017-10-24T13:15:00Z

    The OCC recently endorsed collaboration between banks as a way to reduce costs on managing third-party risk, and compliance officers are more than ready for it.

  • Blog

    Resolver acquires RiskVision

    2017-10-20T15:15:00Z

    Resolver, a risk and incident-management software provider, finalized the acquisition of RiskVision, increasing its position in IT risk and compliance markets. As a result of the acquisition, Resolver will employ a team of over 225 security, risk, and compliance professionals.

  • Blog

    Tasers, subsidy fraud, and Kobe Steel

    2017-10-20T09:30:00Z

    Title: IPOs, subsidy fraud, and Kobe In case you missed it this week, e-Commerce company Stitch Fix filed for an IPO, the Czech candidate for PM is slated to win despite fraud charges, and Japan’s corporate compliance takes another hit.

  • Blog

    What is high risk for your brand?

    2017-10-19T09:15:00Z

    The fraudulent certification scandal that rocked Japanese steel manufacturer Kobe Steel serves as a warning to other companies: Make sure your front-line employees feel like they can speak up in the face of fraudulent behavior.

  • Blog

    IHS Markit and MSCI provide liquidity-risk management solution

    2017-10-13T11:45:00Z

    IHS Markit, a critical information, analytics and solutions provider, recently formed an alliance with MSCI to help asset managers implement liquidity risk management programs and comply with SEC Rule 22e-4.

  • Blog

    Harvey Weinstein, Obamacare, and Google

    2017-10-13T09:30:00Z

    Title: Harvey Weinstein, Obamacare, aThis week, the scope of corruption surrounding Harvey Weinstein is growing bigger by the day, Google hands over evidence of Russia-linked ads on their sites, and President Trump makes moves to raise “repeal and replace Obamacare” back from the dead.

  • Resource

    Four Keys to Successful Vendor Risk Management

    2017-10-11T09:00:00Z Provided by

    Managing vendor risk is an ongoing process. As your organization embarks on or continues with this process, you want to get the most benefit from the program and ensure that the information you learn is used organization-wide to make better decisions.

  • Blog

    Cable One general counsel to retire

    2017-10-10T09:45:00Z

    Cable One, the seventh-largest cable company in the United States, announced that Alan Silverman will retire from the company as senior vice president, general counsel and secretary, effective Dec. 29, 2017.

  • Blog

    Honeywell names general counsel

    2017-10-10T09:30:00Z

    Honeywell has named Anne Madden as senior vice president and general counsel. She succeeds Kate Adams, who will become Apple's general counsel.

  • Resource

    Deploying Real-Time Watch List Screening

    2017-10-10T09:00:00Z

    Doing business in today’s complex global economy is a game of risk and reward. As technology makes it easier to reach more customers and process transactions faster, companies have to keep close tabs on both. One false move could lead to stiff penalties from OFAC or severe reputational damage (or ...

  • Blog

    Kushner, the NRA, and Brazil

    2017-10-08T23:45:00Z

    This week, the NRA supports reviewing regulations, Jared Kushner gets handed a class-action lawsuit, and Brazil is still pretty corrupt.