All Risk Management articles – Page 123
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Blog
K1 Investment Management acquires Actiance
K1 Investment Management, an investment firm, recently announced the acquisition of Actiance, a communications compliance, archiving, and analytics provider.
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Blog
LockPath, SecurityScorecard partnership increases vendor risk management efficiencies
LockPath, a provider of compliance and risk management software, recently announced the availability of the integration of its Keylight Platform with SecurityScorecard’s security rating platform. This product integration is aimed at helping organizations make their vendor assessment and management processes more efficient, while strengthening security programs.
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Blog
New NICE Actimize solution reduces trade reconstruction time
NICE Actimize, a NICE company, has added an innovative new Trade Reconstruction module to its Holistic Surveillance portfolio. The module is designed to address rigorous trading compliance requirements—like MiFID II, MAR, and Dodd-Frank regulations.
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Blog
First sport integrity hotline established in United States and Canada
The Special Investigations Unit of the International Centre for Sport Security has announced the establishment of a confidential Sport Integrity Hotline to report misconduct and sport integrity issues in the United States and Canada.
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Blog
Root Insurance hires its first general counsel
Root Insurance, the nation’s first car insurance company founded on the principle of fundamental fairness and powered entirely by mobile, has hired Jon Allison as its first general counsel, effective immediately.
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Blog
Tyson Foods appoints general counsel
Tyson Foods has named Amy Tu executive vice president and general counsel, effective Dec. 1, 2017.
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Resource
Implementing Customer Risk Profiling
This white paper gives you insight on the ways you can overcome the toughest challenges and even enhance risk management activities.
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Article
Choosing an executive education program
As compliance officers increasingly turn to executive training to hone skills, learn topics in-depth, and network, what should they be looking for in a program before committing to one?
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Resource
2018 Top 5 Compliance Investments
By identifying and responding to shifts and trends in compliance early, compliance, business, risk, legal, technology, and internal audit partners can better position their organization to move beyond compliance
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Blog
Uber, Bitcoin, and PwC
Title: Uber, Bitcoin, and PwCThis week, Michael Flynn becomes the latest indictment on Mueller’s list, Uber steps up its corruption game to espionage, and PwC has its first Bitcoin transaction.
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Resource
Learn how to avoid 6 GDPR Compliance Pitfalls
Don’t get derailed by unanticipated roadblocks that can waste precious time and resources. Read the e-book now to learn how to navigate around them.
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Article
More companies exiting third-party vendor relationships
An increasing number of companies expect to exit or change relationships with their third-party vendors due to heightened risk levels, finds a newly released vendor risk management benchmark report.
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Resource
Identifying Third-Party Risks in the Financial Sector
Third-party risks in the financial sector are a breed unto themselves. Or, more precisely, they are two related breeds: third-party risks from customers, and third-party risks from vendors. A financial firm’s compliance function must somehow address them both.
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Blog
GIACT names chief compliance officer
GIACT Systems, a provider of payment fraud reduction, has appointed Meg Nicholls as chief compliance officer. Nicholls will be responsible for overseeing all compliance-related functions, including corporate audit, risk evaluation, and underwriting activities company-wide.
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Resource
Security in Fax: Minimizing Breaches and Compliance Risks
This white paper addresses fax communications and the steps you can take to help keep your organization compliant.
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Blog
Banks form industry consortium to transform third-party risk management
A consortium of leading financial institutions—including American Express, Bank of America, JPMorgan Chase, and Wells Fargo—announced the formation of TruSight, a company designed to combine best practices and simplify the process of conducting third-party risk assessments of suppliers and partners across the financial services industry.
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Blog
PHH Corporation appoints new chief risk and compliance officer
PHH Corporation has appointed Albert Celini as senior vice president, risk and compliance. Celini will succeed Leith Kaplan and assume the role of chief risk and compliance officer of PHH Corporation, effective Jan. 1, 2018.
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Article
SEC, UPS, and the MLB
Title: SEC, UPS, and the MLBThis week, the SEC comes under fire for whistleblower complaints, UPS joins the blockchain bandwagon, and two individuals connected to the MLB are convicted of smuggling.
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Blog
Accuity launches Live Services pilot with global banks
Accuity, a global financial crime compliance, payments, and KYC solutions provider, recently announced the launch of its Firco Live Services pilot with global banks.
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Resource
Taking a revealing look at Sarbanes-Oxley compliance
So many developments are happening in the world of accounting right now that it’s hard to keep up—but don’t fret. In this eBook, produced by Compliance Week in partnership with ACL, we get into the weeds of what some of the biggest changes are and what companies can expect.