All Chief Compliance Officer articles – Page 11
-
PremiumLessons from Danske Bank CCO: Four pillars to successful remediation
Outgoing Danske Bank CCO Satnam Lehal shares with Compliance Week lessons learned from addressing deficiencies in the bank’s compliance program while managing the expectations of regulators, the board, employees, customers, analysts, investors, and the public.
-
Blog
Xcel Energy promotes compliance head to chief customer officer
Xcel Energy announced Amanda Rome as executive vice president, group president of utilities and chief customer officer. Rome served as chief legal and compliance officer since 2021.
-
Blog
TradeZero Canada Securities gets new CCO
TradeZero Holding Corp., which provides online trading platforms for retail traders, announced Leo Ciccone as chief compliance officer of TradeZero Canada Securities.
-
Blog
ChristianaCare adds chief compliance officer
ChristianaCare, a network of private, nonprofit hospitals, appointed Gregory Ehardt as senior vice president and chief compliance officer.
-
Blog
Syracuse University names chief compliance officer
Syracuse University announced the appointment of Christine Stallmann as chief compliance officer.
-
Blog
EBRD names new chief compliance officer
The European Bank for Reconstruction and Development appointed Jelena Madir as managing director, chief compliance officer.
-
News BriefEricsson takes acting off CCO’s title
Swedish telecommunications company Ericsson announced the appointment of Jan Sprafke as its full-time chief compliance officer.
-
Blog
Bally’s names global chief compliance officer
Casino entertainment company Bally’s Corp. announced the appointment of Don Westcott as senior vice president, global chief compliance officer.
-
Blog
PSSI appoints first chief compliance officer
Food safety solution and sanitation provider PSSI announced the appointment of Diego Alvarez as its first chief compliance officer.
-
Blog
Comerica names chief compliance officer
Comerica Bank announced the appointment of Kristina Janssens as senior vice president, chief compliance officer.
-
Blog
Prime Therapeutics appoints chief compliance officer
Prime Therapeutics/Magellan Rx, a pharmacy benefit manager, announced the appointment of Tizgel High as chief compliance officer.
-
Blog
Kyros adds general counsel and chief compliance officer
Kyros, a Minnesota-based recovery services platform provider, announced Kathleen Finnegan as its new general counsel and chief compliance officer.
-
Blog
Centurion Wealth appoints chief compliance officer
Centurion Wealth, which specializes in holistic wealth management solutions tailored for entrepreneurs, executives, and independent women, announced Jill Grimes as its new chief compliance officer.
-
News BriefLawsuit: Ex-Payqwick CCO fired, retaliated against for raising alarm
The ex-chief compliance officer at Payqwick, a California-based money transmitter that serviced the cannabis industry, is suing her former employer alleging wrongful termination and whistleblower retaliation over lax disclosures related to an acquisition.
-
Blog
Balfour Beatty unit appoints chief compliance officer
Real estate investment and management company Balfour Beatty Communities, a subsidiary of British multinational infrastructure group Balfour Beatty, announced the appointment of David Berman as chief compliance officer.
-
Blog
AmeriLife appoints chief risk and compliance officer
Insurance company AmeriLife Group announced the appointment of Jeffrey Halperin as chief risk and compliance officer.
-
Blog
Regions Bank promotes corporate banking head to CCO
Regions Bank announced the promotion of Head of Corporate Banking Strategy and Administration Anna Brackin to chief compliance officer.
-
PremiumQ&A: Paxos CCO on defying stereotype of lax controls in digital asset industry
Carolina Ceballos, the first full-time chief compliance officer at Paxos, shares with Compliance Week what the blockchain infrastructure platform does, its culture, and how it uses compliance as a competitive advantage.
-
News BriefNetwork 1, CCO fined by FINRA for Reg BI failures
Network 1 Financial Securities and its chief compliance officer agreed to pay approximately $740,000 combined, plus interest, as part of a settlement with the Financial Industry Regulatory Authority addressing alleged Regulation Best Interest compliance failures.
-
Blog
Pax8 appoints first chief compliance officer
Information technology and cloud services provider Pax8 announced the appointment of Mary Gill as its first chief compliance officer.