All Chief Compliance Officer articles – Page 18
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PremiumPressure on business or individual? CCOs torn on DOJ certifications
The Department of Justice’s new CCO certification requirement drew mixed reviews from respondents to our “Inside the Mind of the CCO” survey, with many questioning whether the policy might backfire on the compliance profession.
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Terex adds sustainability to chief compliance officer’s title
Global manufacturer Terex Corp. announced Stacey Babson Kaplan has been promoted to senior vice president, chief sustainability and compliance officer.
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PremiumDOJ calling out compliance with 2022 policy shifts
If it seems the Department of Justice has compliance officers in its crosshairs with its controversial policy changes this year, that’s because it does. Some respondents to our annual “Inside the Mind of the CCO” survey embrace the challenge, while others are still skeptical.
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NextPlat names chief compliance officer
Global e-commerce provider NextPlat Corp. announced the hiring of Robert Bedwell as chief compliance officer.
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Argand Partners adds CCO, general counsel
Private equity firm Argand Partners announced the addition of Samantha Katz as general counsel and chief compliance officer.
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Dollar Tree fills compliance, diversity, sustainability officer roles
Discount retailer Dollar Tree announced the appointments of three different executives to lead its compliance (Jennifer Bohaty), diversity (Terence Goods), and sustainability (Jennifer Silberman) efforts.
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Buzzfeed promotes CCO to chief legal officer
Media outlet Buzzfeed disclosed the promotion of Senior Vice President, Chief Compliance Officer and Head of Litigation David Arroyo to chief legal officer and corporate secretary.
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Former investment adviser CCO pleads guilty to wire fraud
Jennifer Campbell, the former chief compliance officer of a New York-based investment adviser, faces up to 20 years in prison and a $250,000 fine after pleading guilty to wire fraud in federal court.
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American Financial Group promotes CCO to general counsel
American Financial Group announced the promotion of Chief Compliance Officer Mark Weiss to senior vice president and general counsel.
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National Bank of Coxsackie appoints chief compliance officer
The National Bank of Coxsackie announced the appointment of Sarah Hodgens as chief compliance officer.
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BetMGM appoints chief compliance officer
Sports betting and digital gaming entertainment company BetMGM announced Rhea Loney will join its executive team as chief compliance officer.
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First Farmers names chief compliance officer
First Farmers and Merchants Corp., the holding company for First Farmers and Merchants Bank, announced Darcy Wagner has been promoted to chief compliance officer and member of the administration team.
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ArticleCredit Suisse names new CCO, plans strategic overhaul
Credit Suisse announced sweeping changes to its strategy that includes selling off parts of its investment banking portfolio and shrinking its global headcount—an attempt to pivot from risky investment ventures and back toward its historic specialty of wealth management.
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Greenlight Capital Re CCO to depart
Greenlight Capital Re and Greenlight Reinsurance disclosed Laura Accurso, general counsel, corporate secretary, and chief compliance officer, will depart, effective Dec. 31.
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Stewart Information Services CCO to retire
Stewart Information Services Corp., a global real estate services company, announced the planned retirement of Chief Compliance Officer John Killea, effective early next year.
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Intel appoints chief compliance officer
Technology giant Intel Corp. promoted Carol Tate to vice president and chief compliance officer.
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USOSM names chief compliance officer
U.S. Oral Surgery Management announced the appointment of Erik Pahl as general counsel and chief compliance officer.
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ArticleState Street recruits global CCO from Google
State Street Corp. hired Yvette Hollingsworth Clark to be its global chief compliance officer and executive vice president. Hollingsworth Clark joins from Google, where she served as head of compliance for the consumer trust business.
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ArticleReports: Controversial Activision Blizzard CCO steps down
Activision Blizzard Chief Compliance Officer Frances Townsend, a central figure in the video game developer’s corporate culture scandal, stepped down from her position, according to multiple reports.
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Lighthouse Guild adds chief compliance officer
Lighthouse Guild, a provider of medical assistance and social support to people who are blind or visually impaired, announced the appointment of Nicole Hart as general counsel and chief compliance officer.