All Chief Compliance Officer articles – Page 16
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Mastercard promotes CCO to chief risk officer
Mastercard announced the promotion of Chief Compliance Officer Karen Griffin to chief risk officer.
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WeWork promotes legal head to chief compliance officer
Coworking space company WeWork announced the promotion of Pam Swidler to chief legal officer, chief compliance officer, and corporate secretary.
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Vytalize Health appoints chief compliance officer
Vytalize Health announced the appointment of Derek Kang as chief compliance officer.
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Coalesce Capital appoints chief compliance officer
Private equity firm Coalesce Capital announced the appointment of Bethany Foullois as chief compliance officer and chief operating officer.
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Sprinklr promotes CCO to general counsel
Software-as-a-service company Sprinklr announced the promotion of Deputy General Counsel and Chief Compliance Officer Jacob Scott to general counsel and corporate secretary.
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Binance recruits chief compliance officer from Gemini
Cryptocurrency exchange Binance continued its streak of recruiting compliance professionals from rival companies by appointing former Gemini Chief Operating Officer Noah Perlman as global chief compliance officer.
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Quantum Energy Partners names chief compliance officer
Quantum Energy Partners, a financial services firm serving the energy industry, announced the appointment of Sharmin Beacco as chief compliance officer.
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Catalent appoints general counsel, chief compliance officer
Catalent, a pharmaceuticals manufacturer and consumer health products company, announced the appointment of Joseph Ferraro as senior vice president, general counsel, chief compliance officer, and secretary.
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POSaBIT appoints chief compliance officer
POSaBIT Systems Corp., a financial technology company serving the cannabis industry, announced the appointment of Sarah Mirsky-Terranova as chief compliance officer.
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Avantax appoints chief compliance officer
Avantax, a tax consulting service, announced the appointment of Melissa Loner as vice president and chief compliance officer.
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Store Capital adds compliance to general counsel’s title upon merger
With real estate investment trust Store Capital being acquired by GIC and Oak Street, Store announced General Counsel Chad Freed will be adding chief compliance officer to his duties.
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News BriefAnchorage Digital revamps BSA/AML compliance post-OCC consent order
Anchorage Digital unveiled moves to bolster its Bank Secrecy Act/anti-money laundering compliance staff less than a year removed from being called out by the Office of the Comptroller of the Currency for deficiencies in the area.
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Dartmouth College recruits first CCO from Temple University
Dartmouth College announced the appointment of Alejandro Diaz as its first chief compliance officer. Diaz previously served as the inaugural CCO at Temple University, which named his interim successor as Susan Smith.
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8x8 promotes CCO to chief legal officer
8x8, an information technology and consulting company, disclosed the recent promotion of Chief Compliance Officer Laurence Denny to chief legal officer and corporate secretary.
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OceanFirst Financial promotes principal accounting officer to CCO
OceanFirst Financial Corp. disclosed the appointment of Angela Ho as chief compliance officer for the company and OceanFirst Bank.
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PremiumLearning from Wells Fargo: How Best Buy launched its enterprise risk and compliance function
Todd Hartman, general counsel and chief risk officer of Best Buy, shares the catalyst behind revamping the retailer’s second line of defense and the lasting benefits of separating compliance from legal.
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Wellings Capital unit appoints chief compliance officer
Wellings Real Estate Income Fund announced the appointment of Adrienne Hart as chief compliance officer.
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Kain Capital names chief compliance officer
Private equity firm Kain Capital announced the appointment of Bret Cummings as chief financial officer and chief compliance officer.
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PremiumQ&A: Ex-DOJ official on policy changes, new CCO expectations
Scott Hulsey, partner at Barnes & Thornburg, former federal prosecutor, and a former chief compliance officer, discusses with Compliance Week how CCOs should respond to the Department of Justice’s recent policy changes regarding corporate crime.
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Quad/Graphics promotes chief risk and compliance officer to general counsel
Marketing and printing company Quad/Graphics disclosed the promotion of Dana Gruen, currently senior vice president, chief risk and compliance officer and deputy general counsel, to general counsel and corporate secretary.