By Katherine O'Hara2018-01-26T09:30:00
General Electric is under investigation by the SEC, Spotify is raising eyebrows over IPO tactics, and Thailand’s fishing industry could spell out big third-party risk complications.
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2026-03-09T18:03:00Z By Seth A. Goldberg, CW guest columnist
Federal court judges in New York and Michigan have offered split rulings on whether AI prompts seeking information from AI platforms are subject to the attorney-client privilege.
2026-03-06T20:43:00Z By Adrianne Appel
Financial services company Canaccord has been hit with an $80 million penalty by the U.S. Treasury’s Financial Crimes Enforcement Network (FInCEN)–the largest FinCEN penalty against a broker-dealer in its history.
2026-03-06T20:26:00Z By Tom Fox
One of the best things about writing for Compliance Week is reading the fabulous work by my colleagues. For me, CW data and research journalist Aly McDevitt has always stood out as someone whose work in reporting on and writing the Compliance Week case studies is work I have greatly ...
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