All Technology articles – Page 43
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Article
How data and analytics drive Microsoft’s compliance mission
As a leading global enterprise, Microsoft has a pretty full plate of compliance matters to handle. That’s why it relies so much on data, analyftics, and skillful oversight to manage its risk.
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Article
For audit, with better tech comes greater expectations
The advent of new technologies such as AI, workflow automation and more are making audit more powerful than before, but auditors must learn how to master such tools.
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Resource
File Sharing Without Fear: 5 Key Requirements for Law Firms When Choosing a Content Collaboration Platform
As we will explore, despite the industry’s aversion to media coverage of attacks, less-visible breaches involving the legal profession are being reported worldwide in ever-increasing numbers.
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Resource
Trusted Digital Identities
Read this white paper to learn more about why it is crucial to develop digital identities which look at more than static data, and how introducing digital attributes such as online behavior and transactional history creates a much more robust system where trusted identities and suspicious identities evolve differently, making ...
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Resource
Forrester's Vendor Landscape: Anti-Money Laundering Solutions 2017
In this comprehensive report, Forrester explains that Anti-Money Laundering (AML) programs are key for companies that facilitate financial transactions. When selecting the right AML technologies, you should consider the broader financial crimes prevention and risk management architecture within which AML sits.
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Resource
Secure information exchange with cloud fax for Financial Services
Meeting the ever-changing requirements of regulations, such as Sarbanes Oxley, Gramm-Leach-Biley and Basell II, is an increasing and costly challenge for all organizations in the Financial Services sector.
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Resource
The New Realities of Data Governance in a Regulated World
With the use of data, banks can better comply with data governance. Keep up with regulatory requirements with Hitachi’s e-discovery framework, which streamlines processes from weeks to hours.
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Resource
Security in Fax: Minimizing Breaches and Compliance Risks
This white paper addresses fax communications and the steps you can take to help keep your organization compliant.
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Article
Managing compliance in a small FinTech company
Managing compliance at a small company where life moves fast and risk is the stimulant of choice isn’t for everyone, but here is how you can make it work for you.
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Article
Is artificial intelligence ready for financial compliance?
“Artificial intelligence” and “machine learning” are red-hot compliance buzzwords, but what do they really mean? And how can you actually incorporate them into your compliance program?
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Resource
Changing Expectations for Compliance Training
library and an expert instructional design team focused on custom courseware. If you still think a check-the-box approach is right for you, download this whitepaper.
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Resource
Cyber Pulse Check aggregate report
Pulse Check is available in both off-the-shelf and custom diagnostics to help you quickly measure your employee’s grasp on topics ranging from Culture of Compliance to Anti-Corruption to Cybersecurity. Download a Pulse Check aggregate report to see the rich insight this diagnostic can provide.
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Article
U.K. considering proposals to enforce better cyber-security
As the U.K. tries to get businesses to protect themselves better against cyber-risk, recently proposed rules all have significant compliance implications.
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Article
How electronic trading strengthens execution in the muni market
As electronic trading becomes more commonplace, especially in the municipal bonds market, there are plenty of compliance benefits to be had.
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Article
Biometrics, cash, and the end of money laundering as we know it?
As the technology to facilitate cashless transactions becomes more widespread, it can play an important role in know-your-customer and anti-money laundering efforts.
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Article
Getting ready for SEC cyber-security tests
The SEC is testing investment firms for cyber-security readiness. Preparing for it is a marathon, not a sprint.
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Article
Transforming information gatherers into information analyzers
The case for automating simpler data-driven aspects of compliance makes itself, but don’t forget how automation can further empower human CCOs, too.
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Resource
Harnessing data and analytics to transform compliance
This paper sets forth five key areas that CCOs can utilize as they chart a course for more robust, and predictive, D&A capabilities. The viewpoints presented in this paper leverage the experience and insights of KPMG LLP’s (KPMG) compliance professionals and our top-rated D&A practice.
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Resource
Pulse Anti-Corruption aggregate data report
True Office Learning’s (formerly NYSE Governance Services) adaptive technology, Pulse, allows you to extract advanced behavioral data from your compliance training, empowering you to benchmark and analyze your program. Learn how.
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Blog
Compliance in the 21st Century: Welcome to ComTech
Automation and artificial intelligence stand to increase efficiency in compliance by a quantum leap. But human compliance officers still have a role to play … if they prepare for it now.