All Compliance Week articles in Web Issue – Page 1273
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TrainingOn-demand training: Protect your company from cyber risks
Take this self-directed, interactive course to deepen your understanding of cybersecurity risks and learn about the latest regulations to keep your organization compliant and prepared for today’s dangerous cyber environment.
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ArticleIntroducing: Cybersecurity training customized for compliance
The professor who created CW’s first-ever self-directed learning module explains what compliance practitioners can expect to get out of the course—and why it’s an essential tool in an evolving cyber-risk landscape.
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ArticleDeparting CFTC commissioner to join SEC as general counsel
Dan Berkovitz has signed on to become general counsel at the SEC less than three weeks since announcing his intention to step down as a commissioner at the CFTC.
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Fifth Third appoints first climate risk officer
Fifth Third Bank NA announced the appointment of Michele Mullins as the company’s first climate risk officer.
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Fulton Financial hires chief accounting officer
Fulton Financial Corp. hired industry veteran Anthony Cossetti as executive vice president, chief accounting officer and controller.
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ArticleNew SEC marketing rule offers opportunities, compliance challenges
The SEC’s new marketing rule allows certain types of advertising, endorsements, and testimonials that were previously prohibited. Investment advisers are “excited” about the new possibilities—but compliance officers must warn them of the risks.
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ServiceMax names chief accounting officer
Field service management software provider ServiceMax has named Pavel Kovar as chief accounting officer.
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Panorama Mortgage Group adds chief compliance officer
Panorama Mortgage Group announced the hiring of Ryan Kerian as chief compliance officer and general counsel.
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Twist Bioscience appoints chief ethics and compliance officer
Synthetic biology and genomics company Twist Bioscience Corporation has appointed Dennis Cho as senior vice president, general counsel, and chief ethics and compliance officer.
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NOV announces chief accounting officer succession
Energy technology company NOV announced Christy Novak will succeed Scott Duff as vice president, corporate controller and chief accounting officer, effective Nov. 1.
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ArticleWells Fargo to pay $72.6M for foreign currency exchange fraud
Wells Fargo Bank agreed to pay a total of approximately $72.6 million to resolve allegations it fraudulently overcharged hundreds of commercial customers who used the bank’s foreign exchange services.
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ArticleSchlumberger subsidiary to pay $1.4M for Russian sanctions violations
A Houston-based subsidiary of oilfield services company Schlumberger has been fined approximately $1.4 million by the Office of Foreign Assets Control for selling goods to a Russian-based energy firm that was under U.S. sanctions.
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Stanford chief risk officer reflects on role upon retirement
Rick Moyer will step down as senior associate vice president and chief risk officer for audit, compliance, risk and privacy at Stanford University at the end of the month.
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Pall Corp. adds global compliance head
Pall Corp., a supplier of filtration, separations, and purification products, has hired Tiffany Archer as global head of compliance, risk and privacy.
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ArticleRobinhood touts crypto wallet offering, hires new CCO
Fintech firm Robinhood has hired a new chief compliance officer at its cryptocurrency arm ahead of the first round of testing for its cryptocurrency wallet offering.
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Citi appoints new general counsel
Citi announced the appointment of former Treasury Department official Brent McIntosh as general counsel and corporate secretary, effective Oct. 25.
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Visa promotes general counsel to EVP
Payment services giant Visa announced the promotion of General Counsel Julie Rottenberg to executive vice president. She will assume oversight of Visa’s global legal and compliance function as part of the change.
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ArticleActivision Blizzard EEOC deal: All form, no substance
Activision Blizzard’s $18 million settlement with the Equal Employment Opportunity Commission mirrors in many ways the terms ride-sharing company Uber reached in a deal with the EEOC in 2019—except the agreement is void of any accountability.
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ArticleGermany’s N26 fined $5M for AML lapses
Mobile bank N26 revealed it paid a €4.25 million (U.S. $5 million) fine ordered by Germany’s market regulator regarding deficiencies in its reporting of suspicious activities “in the area of anti-money laundering.”
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Top DOJ Criminal Division official Daniel Kahn to rejoin Davis Polk
Daniel Kahn, who most recently served as acting deputy assistant attorney general of the Department of Justice’s Criminal Division, will rejoin Davis Polk as a partner.