All Chief Compliance Officer articles – Page 25
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ArticleCompliance Week National Conference is going back in person in May
Mark your calendars: Compliance Week’s National Conference in Washington, D.C. will be held in person for the first time in nearly three years from May 16-18, 2022.
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ArticleFacebook fined $70M for compliance breaches in Giphy probe
Facebook was fined £50 million (U.S. $69 million) for allegedly breaking U.K. competition rules while the firm is under investigation over its acquisition of Giphy. A separate penalty of £500,000 (U.S. $690,000) was also assessed related to CCO appointments.
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Coinberry hires chief compliance officer
Canadian cryptocurrency trading platform Coinberry has hired Sheereen Khan as its new chief compliance officer.
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ArticleActivision Blizzard compliance update: Personnel changes, transparency goals
Activision Blizzard announced the promotion of Jen Brewer to the role of senior vice president, ethics and compliance amid a series of other measures the embattled company is taking to enhance its culture.
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ArticleCompliance tips for effectively presenting data to key stakeholders
Metrics can either strengthen or distract from compliance’s message to key stakeholders. Jennifer Lee, a risk and compliance manager at Caterpillar, shared tips for accomplishing the former at a recent industry event.
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Strategic Materials names chief compliance officer
North American glass recycler Strategic Materials has named Sherry Williams as its chief compliance officer.
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CoinFlip names chief compliance officer
Cryptocurrency services platform CoinFlip appointed Colleen Kavanagh as its new chief compliance officer.
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ArticleRobinhood touts crypto wallet offering, hires new CCO
Fintech firm Robinhood has hired a new chief compliance officer at its cryptocurrency arm ahead of the first round of testing for its cryptocurrency wallet offering.
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Panorama Mortgage Group adds chief compliance officer
Panorama Mortgage Group announced the hiring of Ryan Kerian as chief compliance officer and general counsel.
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TrainingOn-demand training: Protect your company from cyber risks
Take this self-directed, interactive course to deepen your understanding of cybersecurity risks and learn about the latest regulations to keep your organization compliant and prepared for today’s dangerous cyber environment.
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Former Cigna CCO joins Berkeley Research Group
Consultant Berkeley Research Group announced the hiring of former Cigna Global Chief Compliance Officer Tom O’Neil to be a managing director in its Health Analytics practice.
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Eiger BioPharmaceuticals adds chief compliance officer
Eiger BioPharmaceuticals announced the appointment of Erik Atkisson as general counsel and chief compliance officer.
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One Rock names general counsel, chief compliance officer
Private equity firm One Rock Capital Partners has named Fola Adamolekun as general counsel and chief compliance officer.
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ArticleSwedbank CCO lauded for role in AML rebound to retire
Ingrid Harbo, Swedbank’s chief compliance officer during its ongoing recovery from a massive AML scandal, announced she will retire in March 2022.
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ArticleCredit Suisse appoints Rafael Lopez Lorenzo as chief compliance officer
Credit Suisse has named Rafael Lopez Lorenzo as its chief compliance officer, five months removed from his predecessor stepping down in the wake of massive losses caused by the collapses of Archegos Capital Management and Greensill Capital.
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ArticleEx-Cavco Industries CCO charged with accounting control failures
The former CFO and chief compliance officer of Cavco Industries has been charged by the SEC with internal accounting control failures and for misleading the company’s auditor regarding an insider trading matter.
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Marsh McLennan promotes chief compliance officer
Professional services firm Marsh McLennan has promoted Denise Sanchez to the position of chief compliance officer.
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Bittrex Global names chief compliance and risk officer
Digital asset exchange Bittrex Global GmbH named Michael Schröder as chief compliance and risk officer.
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Medvantx appoints chief compliance officer
Pharmacy services provider Medvantx appointed Darlene Mitchell as chief compliance officer.
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SEC charges CCO for role in TMG fraud scheme
Steven Wolfe, the former chief compliance officer of investment adviser Tellone Management Group, has been charged by the SEC for his role in a fraudulent scheme to hide information from investors.