All Chief Compliance Officer articles – Page 27
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Deutsche Telekom hires chief compliance officer
Deutsche Telekom, the parent company of T-Mobile, has appointed Marie von der Groeben as chief compliance officer.
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SK Capital appoints general counsel, chief compliance officer
Private investment firm SK Capital Partners has hired Jennifer Cattier as general counsel and chief compliance officer.
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Treasury Prime names general counsel, chief compliance officer
Banking as a service company Treasury Prime announced the appointment of Marty Roberts as general counsel and chief compliance officer.
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XPO Logistics appoints CCO for planned spinoff
Contract logistics provider XPO Logistics announced Chief Compliance Officer Meagan Fitzsimmons will lead global ethics and compliance infrastructure at its planned spin-off, GXO Logistics.
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ArticleCredit Suisse hires Goldman Sachs veteran as U.K. CCO
Credit Suisse has hired Nita Patel as its new chief compliance officer for the U.K. and EMEA regions. Of note, the bank was exposed to losses during the collapse of U.K. firm Greensill Capital.
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Bitstamp appoints U.S. chief compliance officer
Cryptocurrency exchange company Bitstamp announced the appointment of Thomas Hook as its U.S. chief compliance officer.
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USAA Real Estate names chief compliance officer
USAA Real Estate announced the appointment of Andra Purkalitis to its senior leadership team as executive managing director and chief compliance officer.
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ArticleCCO settles SEC charges of causing firm to breach fiduciary duties
The SEC announced settled charges with the chief compliance officer of investment adviser VII Peaks Capital for her alleged role in causing the firm to breach fiduciary duties.
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ArticleNYC Bar framework seeks clarity on when CCOs face SEC charges
The New York City Bar Association has proposed a framework for regulators like the SEC to use when considering charging chief compliance officers for misconduct that occurs on their watch.
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Former Santander CCO joins K2 Integrity
Compliance monitoring firm K2 Integrity announced former Santander CCO Fred Springer has joined the firm as a senior managing director in its Financial Crimes Risk Management (FCRM) practice.
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Melio hires former Amex exec as chief compliance officer
B2B payments company Melio announced the appointment of former American Express executive Jonathan Polk as general counsel and chief compliance officer.
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Trinity Health tabs chief integrity and compliance officer
Trinity Health announced the appointment of Dawn Geisert as senior vice president and chief integrity and compliance officer.
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Tiedemann appoints chief compliance officer
Independent investment and wealth advisor Tiedemann Advisors announced the appointment of Whitney Fogle Lewis as chief compliance officer and deputy general counsel.
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Newbridge Financial Services names chief compliance officer
Newbridge Financial Services Group, an affiliate of Newbridge Financial, announced the promotion of Jennifer Dorfman to chief compliance officer.
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Circle appoints chief compliance and risk officer
Circle, a global financial technology firm, announced the appointment of Mandeep Walia as chief compliance and risk officer.
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ArticleCiti CCO Mary McNiff taking to compliance one year in
Mary McNiff shared initiatives she’s undertaken in her first year as chief compliance officer at Citi during her keynote at CW’s 2021 National Conference on Wednesday.
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Article5 reasons to be excited for Compliance Week 2021
Editor in Chief Dave Lefort shares what he’s most looking forward to ahead of Compliance Week’s 16th annual National Conference from May 11-13.
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Siemens appoints new chief compliance officer
German technology giant Siemens announced the appointment of Annette Kraus as chief compliance officer.
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ArticleCoca-Cola replaces top legal counsel with CCO
The Coca-Cola Company has pushed out its top legal counsel after less than a year on the job and named its chief compliance officer to replace him.
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ArticleNew chief compliance officer, same Facebook
It isn’t surprising to see Facebook think it doesn’t have an ethical obligation to alert users to its latest data leak, writes Kyle Brasseur, but it is disappointing knowing the company now has a chief compliance officer in place.