All Resource articles – Page 11
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Resource2019’s Key Tech Trend for Capital Markets? That’s Private
To get the full use of your data as data privacy rules increase, you need an innovative technology approach.
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ResourceMicrolearning: The New Standard For Compliance Programs
Traditional compliance training methods are no longer effective at reaching today’s employees.
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ResourceHow to Stop Delivering Boring Compliance Training: A Holistic Approach to Employee Engagement
Many employees see compliance training as fundamentally uninteresting, irrelevant — or just plain boring.
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ResourcePreparing for new credit loss rules
Banks and other financial institutions have a lot of work ahead of them as they prepare to adopt the new standard on reflecting credit losses in financial instruments (the so-called CECL standard).
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ResourceSpecial report: Third-party risk management
Compliance officers and chief risk officers of multinational companies are well-aware of the myriad risks that third parties pose in day-to-day operations.
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ResourceThe year ahead in compliance
Is 2019 the year of the compliance officer?, more regulator questions in the new year, SEC enforcement priorities for 2019, accounting changes in 2019, top ethics and compliance failures of 2018, and more.
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ResourceLeveraging data and technology for sanctions compliance: OFAC’s '50 Percent Rule'
Complying with the U.S. Treasury’s Office of Foreign Assets Control (OFAC) regulations on sanctions against foreign entities requires much more than checking a list of restricted companies and individuals.
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ResourceThe coming wave of data privacy compliance challenges
Establishing an effective and compliant data privacy plan isn’t easy considering insufficient U.S. regulation, flaws with the EU’s GDPR, and Big Data feeding the beast.
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ResourceKeeping compliance on track in a high-tech world
The pace at which technology is driving change in today’s companies is accelerating at a rapid clip, resulting in boosted efficiencies, better collaboration with the business, enhanced compliance, and more.
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ResourceInnovative ways to reduce money laundering risk
From Big Data to cryptocurrencies, money laundering and terrorism financing is an ever-evolving risk.
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ResourceNavigating the uncharted waters of geopolitical risk
From sanctions to tariffs, the United States is increasingly a source of geopolitical risk, further making compliance issues under the current U.S. administration a nightmare for sanctions compliance professionals not just in the United States, but also in the United Kingdom, Europe, Canada, Mexico, and beyond.
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ResourceKey Factors in Choosing a Third-Party Compliance Platform
Nothing is more frustrating than being slotted into an inflexible platform that restricts your compliance process.
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ResourceCase Study: Global Payment Processing Company Selects MCO to comply with Anti-bribery and Corruption Regulations
Despite the presence of an active gifts and entertainment policy, an internationally well-known company was finding it difficult to apply and enforce its process consistently across the organization.
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ResourceIncreasing Efficiencies Within Centralized and Decentralized Third Party Compliance Programs
Different compliance models have their own strengths and weaknesses regarding control, consistency and understanding of local nuance.
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ResourceStaying a step ahead of third-party risk
The Department of Justice, Securities and Exchange Commission, and Internal Revenue Service (among other U.S. regulators) have all entered the fray when it pertains to guiding companies to mitigate third-party risk.
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ResourceA practical guide to compliance technology
Emerging technologies like artificial intelligence, blockchain, robotic process automation, natural language learning, cloud-based services, and machine learning are pushing into the compliance landscape
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Are You Monitoring & Protecting Your Company's Digital Footprint?
Today’s cyber security battlegrounds extend beyond your corporate environment – think social media channels, domains, mobile apps, and even the dark web.
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ResourceRidding toxins from corporate culture
There has been no shortage of companies making headlines recently for having in place a toxic corporate culture.
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Achieving Holistic AML
When it comes to customer risk, do your teams have the visibility they need to prevent an anti-money laundering (AML) violation?
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ResourceThe benefits and challenges of blockchain
Despite the nearly constant buzzing about Bitcoin and other cryptocurrencies, their underlying technology framework, blockchain, is where the real excitement is, creating both risks and opportunities for companies.