All Risk Management articles – Page 118
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Blog
Duff & Phelps creates new business post-Kroll acquisition
Finance services firm Duff & Phelps has formed a new business unit following its recently completed acquisition of Kroll. The Governance, Risk, Investigations and Disputes practice combines Duff & Phelps’ expertise in disputes and investigations with Kroll’s extensive investigations, cyber-security, due diligence, and compliance skills.
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Blog
ABBYY launches Text Analytics for Contracts
ABBYY, a global provider of content intelligence solutions and services, recently announced the launch of ABBYY Text Analytics for Contracts, a managed service that automatically discovers insights from contracts and leases to speed up risk mitigation, obligation analysis, and content migration.
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ArticleRisk mitigation strategies amid U.S.-China trade tensions
Tensions between the United States and China are forcing many companies to reassess their trade compliance programs in addition to their supply-chain risk mitigation strategies.
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Resource
Understanding OFAC: A Best Practices Compliance Guide for All Businesses
Image: Download this white paper, Understanding OFAC: A Best Practices Compliance Guide for All Businesses, to learn how you can enhance your compliance programs and mitigate potential risks.
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Article
The compliance challenges of cross-border deals
We recently spoke to Ricardo Garcia-Moreno, a partner with Haynes & Boone, about the opportunities, challenges, and compliance concerns that come with cross-border deals.
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Blog
Westpac names new chief risk officer
Australian financial services company Westpac has appointed David Stephen as its new chief risk officer.
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ArticleSpecial report: Navigating geopolitical risk
From sanctions to tariffs, the U.S. is increasingly a source of geopolitical risk. How can companies protect their own interests when it seems the world is against them?
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Article
Tariffs on/tariffs off: a compliance nightmare
In this world of tariffs on/tariffs off, dealing with compliance issues under the current U.S. administration has become not just a nightmare for compliance officers in the United States, but also for those in the United Kingdom, Europe, Canada, and Mexico.
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Article
Iran just the beginning of sanctions compliance debacle
European companies are winding down investments in Iran as the European Union advises them to hang in there while it looks for ways around U.S.-imposed sanctions.
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ArticleIt could get messy for U.S. companies doing business in EU
Don’t be surprised if the EU uses new data privacy laws to combat any secondary sanctions it might face by the Trump administration for continuing to do business in Iran.
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Blog
Business justification for the use of third parties
Why is business justification for third parties so important? With the Department of Justice, Securities and Exchange Commission, and Internal Revenue Service all seeking such justification, companies should definitely make it part of the compliance process.
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Blog
CNA appoints chief compliance officer
Commercial insurer CNA has appointed Garrett Williams as senior vice president and chief compliance officer.
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ArticleA global look at corruption challenges
Prudent compliance and risk leaders should use the 2018 Corruption Challenges Index to assess a specific country’s corruption challenges risk. But it’s important to keep in mind that it is just one piece of analysis.
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ArticleDoing the right thing can be a costly investment
High-profile corporate woes are a reminder: Act fast when confronted by malfeasance and worry about the cost afterwards.
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ArticleRisk assessments, paired with emerging technologies, can supercharge compliance
There are plenty of technological solutions to consider as part of a modern compliance program. The data you collect, however, and implementation strategies, are just as important as the tools you choose.
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Resource
Five Ways Your Conflict of Interest Process is Creating Risk
An outdated or inefficient process for tracking and dealing with conflicts of interest can be a major contributor to the risk of noncompliance. However, the contributors to risk are not always clear. Outlined in this white paper are “5 Ways Your COI Process Creates Risk.
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Article
For leading compliance programs, it’s all about technology
Leading compliance programs more often use technology tools than do their peers, according to the results of PwC’s annual State of Compliance study. These include data analysis tools, dashboards, continuous monitoring, data warehousing, data extraction tools, and a GRC solution.
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ArticleSelf-disclosure can root out conflicts of interest
The world is a complicated place. Life choices and side hustles are increasingly pushing employees toward potential conflicts of interest. A solid risk management strategy can keep them happy while creating the visibility needed to protect company interests.
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Article
Emerging companies a compliance quandary in global market
How do you build an effective anti-corruption compliance program in emerging markets? Know their culture, customs, and language; then leverage that knowledge to create trust and on-the-ground adherents, advised panelists at the Compliance Week 2018 conference.
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Blog
Santander Holdings USA appoints chief risk officer
Santander Holdings USA has appointed Mahesh Aditya as chief risk officer, assuming risk management functions across the United States.