All Chief Compliance Officer articles – Page 39

Blog
Financeit names chief compliance officer

2018-02-07T09:45:00Z

Financeit, a point-of-sale financing provider based in Canada, has appointed Dante Tamburro as general counsel and chief compliance officer.
Blog
NN appoints chief compliance officer

2018-01-18T16:15:00Z

NN, a global diversified industrial company, has appointed Elvin Tyler as chief compliance officer. This role is in addition to Tyler's position as vice president, internal audit.
Article
Compliance salary report shows budget, experience matter

2017-12-11T13:30:00Z

Chief compliance officers wondering how their annual salaries stack up against their peers will want to check out a new salary benchmark report published by the Society of Corporate Compliance and Ethics and the Health Care Compliance Association.
Blog
Currencycloud names chief compliance officer

2017-11-28T15:30:00Z

Currencycloud, an international payments platform based in London, has appointed Tanya Ziv as its new chief compliance officer and money laundering reporting officer.
Blog
GIACT names chief compliance officer

2017-11-21T14:45:00Z

GIACT Systems, a provider of payment fraud reduction, has appointed Meg Nicholls as chief compliance officer. Nicholls will be responsible for overseeing all compliance-related functions, including corporate audit, risk evaluation, and underwriting activities company-wide.
Blog
PHH Corporation appoints new chief risk and compliance officer

2017-11-20T15:30:00Z

PHH Corporation has appointed Albert Celini as senior vice president, risk and compliance. Celini will succeed Leith Kaplan and assume the role of chief risk and compliance officer of PHH Corporation, effective Jan. 1, 2018.
Blog
Polaris Industries compliance officer joins Winnebago Industries

2017-11-08T13:00:00Z

Stacy Bogart, forer compliance officer at Polaris Industries, will assume the role of general counsel and corporate secretary at Winnebago Industries, effective Jan. 2, 2018.
Blog
U.S. Steel chief compliance officer to resign

2017-11-08T12:45:00Z

United States Steel announced that General Counsel, Chief Compliance Officer and Senior Vice President of Government Affairs Suzanne Rich Folsom will resign from the company, effective Dec. 29, 2017.
Blog
Eaton Vance names chief compliance officer

2017-10-27T15:30:00Z

Eaton Vance, a global asset management firm, has appointed Richard Froio as chief compliance officer.
Blog
SEC: Compliance officer stole $9M from charity

2017-10-24T14:30:00Z

The Securities and Exchange Commission has charged a chief compliance officer with defrauding a non-profit charitable foundation out of $9 million over the course of twelve years.
Article
Managing global compliance expectations at the Golden Arches

2017-10-11T08:45:00Z

Haydee Ortiz Olinger reflects on her 31 years as McDonald’s global compliance chief and what lessons she learned from her crucial role at the fast food giant.
Blog
VEON appoints group chief compliance officer

2017-10-06T11:30:00Z

VEON (formerly VimpelCom) has appointed Josh Drew as group chief compliance officer and a member of VEON's executive management team.
Blog
Marsh & McLennan Companies names chief compliance officer

2017-09-29T14:30:00Z

Marsh & McLennan Companies, a global professional services firm, has appointed Katherine Brennan as deputy general counsel, corporate secretary, and chief compliance officer. Her appointment becomes effective Oct. 18.
Blog
AMAG Pharmaceuticals appoints chief compliance officer

2017-09-29T14:30:00Z

AMAG Pharmaceuticals has appionted Tracy Palmer Berns as chief compliance officer, effective immediately. She will report to Joseph Vittiglio, general counsel and senior vice president of legal affairs and quality.
Blog
Target chief risk and compliance officer to depart

2017-09-11T10:00:00Z

Retail giant Target said that Jacqueline Rice, chief risk and compliance officer, will be leaving the company in September. Rather than replace her role, Target said that Chief Legal Officer Don Liu will inherit her team.
Blog
NLRB compliance officer fabricated victims, stole from compensation fund

2017-08-22T11:45:00Z

A former NLRB compliance officer pleaded guilty this week to charges he stole more than $400,000 from an agency fund he oversaw that was intended to distribute funds to employees victimized by labor law violations.
Blog
Another CCO settles with SEC over negligence of duties

2017-08-21T14:00:00Z

The SEC has announced another settlement with a former CCO over alleged negligence. The settlement, reached on Aug. 15 also offers a caution about retaining third party compliance services.
Article
Get your bad-boy groove back

2017-08-18T14:30:00Z

Acceptance at the upper levels of a company is great for integrating compliance with business development and strategy. But don’t lock up the “Department of No” just yet.
Blog
Generali Global Assistance names chief compliance officer

2017-08-11T13:30:00Z

Generali Global Assistance, a travel insurance provider and part of the global Generali Group, announced the hiring of Tarik Ajami as general counsel and chief compliance officer, supporting all Generali business lines in North America.
Blog
Funding Circle names U.S. chief compliance officer

2017-07-14T11:30:00Z

Funding Circle, a lending platform focused exclusively on small business, has appointed Richard Stephenson as U.S. chief compliance officer.

“For tracking litigation, enforcement, and regulatory developments, Compliance Weekshould be your prime source.”

All Chief Compliance Officer articles – Page 39

“For tracking litigation, enforcement, and regulatory developments, Compliance Week
should be your prime source.”