All Chief Compliance Officer articles – Page 40
-
Blog
University of California names chief compliance officer
The University of California Board of Regents has appointed Alexander Bustamante as senior vice president and chief compliance and audit officer at UC’s Office of the President, effective Sept. 5.
-
Article
Brexit provides plenty of compliance opportunities
The 2019 Brexit deadline is creating a host of big opportunities for companies to boost their compliance programs, and for compliance professionals to show their worth.
-
Blog
TSG names chief compliance officer
TSG Consumer Partners, a private equity firm focused exclusively on the branded consumer sector, has named Jessica Duran chief compliance officer.
-
Blog
Portland General Electric appoints compliance officer
Portland General Electric has appointed Lisa Kaner as PGE’s new general counsel and corporate compliance officer.
-
Blog
Bank of the West names chief compliance officer
Bank of the West, a regional financial services company headquartered in San Francisco with $83.8 billion in assets as of March 31, has appointed Karin Lockovitch as its new chief compliance officer. She will be responsible for overseeing bank compliance with regulatory requirements and with internal policies and procedures.
-
Blog
SEC slams CCO for anti-money laundering violations
The SEC has once again punished a CCO for neglecting their duties and ignoring red flags at a firm under investigation for suspect activities. Failing to file suspicious activity reports was at the root of the problem.
-
Blog
Triad Advisors appoints chief compliance officer
Triad Advisors, an independent broker-dealer, has appointed Bernie Breton as chief compliance officer.
-
Blog
Puma appoints chief compliance officer
Sports company PUMA has appointed Raliza Koleva as chief compliance officer with immediate effect.
-
Blog
MiraMed names chief compliance officer
MiraMed Global Services, a provider of healthcare revenue cycle management services and business process outsourcing solutions, has named Stephanie Griffin as chief compliance officer.
-
Blog
Graña y Montero makes governance changes amid bribery probe
Peruvian engineering and construction company Graña y Montero has made several governance changes of late, including the appointment of a new chief risk and compliance officer, as the company faces a bribery investigation connected to Odebrecht.
-
Blog
How Rome and Athens inform today’s company
The differences in roles between a corporate legal department and a corporate compliance function are akin to the differences between Rome and Athens.
-
Blog
Volkswagen Group of America appoints chief compliance officer
Volkswagen Group of America has appointed Stephanie Davis to serve as chief compliance officer, effective immediately.
-
Blog
12 legal and compliance executives join BarkerGilmore
BarkerGilmore, a New York-based boutique executive search firm specializing in building corporate legal and compliance teams, has added 12 esteemed former general counsel and chief compliance officers to its team.
-
Blog
Green Tree International names chief compliance officer
Green Tree International, parent company of Amercanex—American Canabis Exchange—has named Steven Ferrara as chief compliance officer.
-
Blog
Lincoln Financial Group names chief ethics and compliance officer
Lincoln Financial Group has appointed Steve Harris as senior vice president and chief ethics and compliance officer.
-
Blog
Air Methods names chief compliance officer
Air Methods, an emergency air medical services and air tourism company, has announced the appointment of Alan Einisman as vice president and chief compliance officer, and Cory Theriot as vice president of safety and risk management.
-
Blog
Twist Bioscience appoints chief ethics and compliance officer
Twist Bioscience, a company accelerating science and innovation through rapid, high-quality DNA synthesis, today announced the appointment of Mark Daniels to the newly created position of chief ethics and compliance officer.
-
Blog
Morgan Stanley names new chief compliance officer
Morgan Stanley's chief compliance officer Billy Fenrich is leaving the firm after just one year in the role. He will be replaced by Raul Yanes, a partner at law firm Davis Polk & Wardwell.
-
Blog
Conifer Health Solutions names chief compliance officer
Conifer Health Solutions has appointed Daniel Feldman as senior vice president and chief compliance officer. In this role, Feldman assumes responsibility for managing Conifer Health’s enterprise-wide ethics and compliance program.
-
Blog
Grapevine: Who’s coming and going in compliance
Volkswagen and Hamilton Lane both have new compliance officers; Louis Berger has a new chief integrity officer; and the co-founder of LinkedIn has joined Microsoft’s board. Check out the CW Grapevine for the latest personnel moves.