All Chief Compliance Officer articles – Page 44
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Blog
Centrus names chief compliance officer
Centrus Energy has appointed Dennis Scott as general counsel, chief compliance officer and corporate secretary, effective May 23.
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Article
CCOs feeling the heat of regulatory scrutiny
The threat of increasing personal liability has compliance officers on the defensive, especially in light of the newly established compliance counsel role within the Department of Justice’s Fraud Section. Jaclyn Jaeger looks into how CCOs are dealing with this intensified level of direct scrutiny on their performance.
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Blog
Amedisys chief compliance officer to take one year paid leave
Amedisys, a home health and hospice care company, said in a securities filing that Jeffrey Jeter, the company’s chief compliance officer, will take one year of paid leave under a new employment agreement between the company and Jeter.
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Blog
Siemens subsidiary names chief compliance officer
Siemens Government Technologies, a U.S. federal government subsidiary of Siemens has appointed Angeline Chen as general counsel and chief compliance officer, responsible for all legal, contracting and compliance issues. She will also serve as SGT’s corporate secretary.
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Blog
Copeland Capital Management names chief compliance officer
Copeland Capital Management has named Sofia Rosala general counsel and chief compliance officer.
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Blog
GI Dynamics appoints chief compliance officer
Medical device company GI Dynamics has appointed Brian Callahan to the position of chief compliance officer and executive vice president clinical, regulatory and quality.
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Blog
Olympus names global chief compliance officer
Olympus, a global medical device company based in Tokyo, Japan, announced the promotions of two senior level positions in the company's compliance and legal departments, including a new global chief compliance officer.
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Blog
Astellas appoints new compliance and legal leaders
Pharmaceutical company Astellas announced several new appointments to its ethics and compliance and U.S. legal departments, effective as of April 25.
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Blog
Novartis names new chief ethics and compliance officer
Novartis has named Shannon Klinger as chief ethics and compliance officer and head of litigation, effective as of May 1. She assumes these responsibilities from Eric Cornut, who is retiring at a time when Novartis is facing a criminal investigation amid allegations that it made illegal payments to physcians in ...
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Blog
GM names new chief compliance officer
General Motors has appointed Jeffrey Taylor as deputy general counsel and chief compliance officer, effective immediately. He will report to Craig Glidden, executive vice president and general counsel.
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Article
Investment companies prepare for fresh wave of cyber-scrutiny
Armed with Regulation S-P—the SEC’s go-to enforcement tool for cyber-security—regulators will soon begin a fresh wave of actions against investment advisers and broker-dealers who take a cavalier approach to their cyber-security responsibilities. Joe Mont reports.
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Blog
Deutsche Bank names new global head of compliance
Deutsche Bank has named Pamela Root as global head of compliance and group chief compliance officer. The company also named Peter Hazlewood as global head of anti-financial crime and group money-laundering reporting officer.
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Blog
Calvert Investments appoints chief compliance officer
Calvert Investments has appointed Jason Rosenberg as chief compliance officer for the investment advisor and broker-dealer. Rosenberg is the latest in a series of recent hires by Calvert to ensure a strong culture of compliance.
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Blog
Tenet appoints chief compliance officer
Tenet Healthcare has appointed Howard Hacker as chief compliance officer, effective May 2. He will succeed Vanessa Benavides, who left Tenet to assume the leadership of compliance and privacy operations at Kaiser Permanente.
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Blog
AmBank Group appoints chief compliance officer
AMMB Holdings today announced the appointment of Faradina Mohammad Ghouse as igroup chief compliance officer, effecitve as of March 15.
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Blog
Marsh & McLennan names CCO of Risk and Insurance Services segment
Marsh & McLennan Companies, a global professional services firm, has named Robert Easton as chief compliance officer of the firm's Risk and Insurance Services segment. He reports to Jim McNasby, general counsel for MMC’s Risk and Insurance Services segment.
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Blog
ITG names global chief compliance officer
ITG, an independent broker and financial technology provider, has appointed Thomas Shpetner as global chief compliance officer, effective April 12. He will report to Angélique DeSanto, ITG managing director and general counsel.
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Blog
CalPERS names chief compliance officer
The California Public Employees' Retirement System (CalPERS) has selected Marlene Timberlake D'Adamo as chief compliance officer, effective on April 11. In her new position, Timberlake D'Adamo is responsible for all aspects of the enterprise compliance program, including full responsibility for administering a comprehensive compliance monitoring and oversight program in relation ...
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Blog
Western Union appoints chief compliance officer
The Western Union Company, a global payment services provider, has appointed Jacqueline Molnar as chief compliance officer. In this role, she will lead all of Western Union’s global anti-money laundering, sanctions, and consumer protection compliance programs.
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Blog
Olympus to pay $623.2 million for kickback scheme
Olympus Corporation of the Americas, a wholly-owned subsidiary of Japan-based Olympus, will pay $623.2 million to resolve criminal charges and civil claims relating to a scheme to pay kickbacks to doctors and hospitals—the largest total amount paid in U.S. history for violations involving the Anti-Kickback Statute by a medical device ...