All Chief Compliance Officer articles – Page 41
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Hamilton Lane appoints chief compliance officer
Hamilton Lane, an alternative investment management firm, has appointed Frederick Shaw as chief compliance officer, effective April 1. The company also named Lydia Gavalis as general counsel.
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Louis Berger appoints chief integrity officer
Louis Berger has named Adelle Elia as chief integrity officer, effective April 1. Elia’s predecessor, Tom Nicastro, is stepping down as Louis Berger’s chief compliance and ethics officer after 15 years of service with the company, seven years of which he spent leading the company’s compliance function to shape Louis ...
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Danske Bank appoints new chief risk officer
Danske Bank has appointed Carsten Egeriis as its new chief risk officer. He will head group risk management and will join Danske Bank’s executive board by Sept. 1.
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Toyota appoints group vice president, chief compliance officer
Toyota Motor North America (TMNA) has appointed Jacqueline Thomas group vice president, chief compliance officer.
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RedCrow appoints chief compliance officer
RedCrow, a new equity crowdfunding platform, has appointed Chris Laia as general counsel and chief compliance officer. Laia will report to RedCrow CEO and Founder Brian Smith.
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BillingTree names chief compliance officer
BillingTree, a payment technology and services provider, has appointed Barton Bright as general counsel and chief compliance officer.
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Grapevine: Who’s coming and going in compliance
The Depository Trust & Clearing Corporation; Goldman Sachs; CIT Group; Klingenstein Fields Wealth Advisors; and True Health Diagnostics all have new compliance officers. In other news, TBC Bank Group has a new chief risk officer. Check out the CW Grapevine for the latest personnel moves.
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Goldman Sachs names global head of compliance
Goldman Sachs Group has appointed Sarah Smith as global head of compliance. She will assume the role from Alan Cohen, who is stepping down.
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CIT Group names chief compliance officer
CIT Group, a provider of commercial lending and leasing services, has appointed Paul Tufaro as chief compliance officer, effective immediately. He will report to Executive Vice President and Chief Risk Officer Robert Rowe.
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KFWA names chief compliance officer
Klingenstein Fields Wealth Advisors, a wealth management firm with more than $3 billion in assets under management, has promoted Maria Chambers to chief compliance officer.
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True Health Diagnostics appoints new chief compliance officer
True Health Diagnostics, a health services company, has appointed Robert Rossi as senior vice president and chief compliance officer.
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DTCC appoints compliance chief
The Depository Trust & Clearing Corporation, a post-trade market infrastructure for the global financial services industry, has appointed Derek West as executive director and chief compliance officer for the firm’s European Global Trade Repository (GTR) business.
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Podcast: Oh, Canada...and compliance resources
In this edition of the Compliance Week podcast, we talk to Ellen Zimiles, a managing director at Navigant Consulting, about governance enhancements in Canada that allow CCOs to report their companies for not giving them enough budget to be effective.
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Grapevine: Who’s coming and going in compliance
US Foods Holding has named a new general counsel and chief compliance officer, effective Feb. 1; Nationstar Mortgage Holdings has a new chief risk officer; and Infosys Limited will say goodbye to yet another chief compliance officer. Check out the CW Grapevine for the latest personnel moves.
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US Foods names chief compliance officer
US Foods Holding has named Kristin Coleman as executive vice president, general counsel, and chief compliance officer, effective Feb. 1.
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Another Infosys chief compliance officer abruptly departs
Infosys Limited announced that David Kennedy, general counsel and chief compliance officer, and the company have mutually agreed that Kennedy’s employment with the India-based software giant will cease on Dec. 31, 2016.
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Grapevine: Who’s coming and going in compliance
In response to investor criticism that it did not respond fast enough to an E. coli outbreak last year, fast-food chain Chipotle has named four new members to its board of directors, giving its largest investor a seat on the board; In other news, Comprehensive Health has named a new ...
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Comprehensive Health Services names chief compliance officer
Comprehensive Health Services, a medical services provider, has appointed Patrick Hogenbirk as senior vice president and chief compliance officer.
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Grapevine: Who’s coming and going in compliance
Automotive giant Daimler has appointed a new chief compliance officer and head of group compliance; the OCC, the world’s largest equity derivatives clearing organization, also named a new chief compliance officer this month, with immediate effect; and South Jersey Industries, an energy services holding company, appointed a new chief risk ...
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Daimler names new chief compliance officer
Olaf Schick has been appointed as the new chief compliance officer at Daimler, effective March 1, 2017. Thus, he will also head group compliance.