All Chief Compliance Officer articles – Page 43
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Blog
University of New Mexico chief compliance officer to retire
Elizabeth Rodke Washburn has been appointed interim chief compliance officer by University of New Mexico President Robert Frank. She will fill the position vacated by Helen Gonzales who recently announced her retirement after a long career at UNM.
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Blog
Hub International names chief compliance officer, West Region
Hub International Limited, a global insurance brokerage, risk advisory, and employee benefits firm, has appointed Liliana Salazar as chief compliance officer for the Hub West Region. She will be responsible for addressing the employee benefit compliance and regulatory needs of customers, employee benefit consultants, and sales executives.
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Blog
Grapevine: Who’s coming and going in compliance
Hamilton Lane, a private markets investment company, has appointed Fred Shaw as chief compliance officer; Factor Trust also has appointed a new chief compliance officer; and Dominion Diamond has elected two new board members; Check out the CW Grapevine for the latest personnel moves.
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Blog
FactorTrust appoints chief compliance officer
FactorTrust, a credit reporting agency, has appointed Barbara Sinsley as general counsel and chief compliance officer. In this role, Sinsley will provide FactorTrust with legal and regulatory guidance and manage the company’s internal and external compliance programs and products.
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Grapevine: Who’s coming and going in compliance
Just five months after reaching a $795 million settlement with U.S. and Dutch prosecutors for paying bribes to a government official in Uzbekistan, Amsterdam-based VimpelCom has appointed a group chief compliance officer, as well as a “chief values and culture transformation officer,” a newly created role; and Dean Foods and ...
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PresenceLearning hires chief compliance officer
PresenceLearning, a provider of telehealth services in education and health care, has hired Andrew Byrnes to lead the company’s legal, compliance, government affairs, human resources, and recruiting initiatives.
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Blog
Theranos appoints chief compliance officer
Amid a heap of regulatory trouble, start-up life sciences company Theranos announced the appointment of two new executives to lead the company’s regulatory, quality and compliance efforts, including naming a chief compliane officer. The company also created a new compliance and quality committee. Jaclyn Jaeger has the details.
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Kimball International appoints chief compliance officer
Kimball International recently appointed a chief compliance officer; Match Group has hired a general counsel and secretary; the IFRS has a new director for trustee activities; and more. Check out the CW Grapevine for the latest compliance appointments.
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Blog
nanoPay names chief compliance officer
nanoPay, a fully-integrated loyalty and payments platform provider and provider of the MintChip digital cash platform, has appointed Tracy Molino as general counsel and chief compliance officer.
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Article
When the CCO leaves, do you have a succession plan?
The role of the chief compliance officer has grown in both complexity and importance over the years. A lot of trust and accountability can be invested in whoever holds that post. So, what happens when they leave? Joe Mont looks at how to survive the departure of a compliance program’s ...
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AveXis appoints chief compliance officer
AveXis, a clinical-stage gene therapy company developing treatments for patients suffering from rare and life-threatening neurological genetic diseases, has appointed Michael Johannesen to the executive management team as general counsel and chief compliance officer. He will report to President and CEO Sean Nolan.
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Regent Surgical Health names compliance officer
Regent Surgical Health, a surgery center management and development company specializing in hospital and physician ambulatory surgery center (ASC) joint ventures, has named Christopher Stine as its new corporate compliance officer.
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Pacific Union appoints chief legal and compliance officer
Pacific Union Financial, a full-service mortgage company, has hired Karen Crawford as its new chief legal and compliance officer.
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Accurate Background appoints chief compliance officer
Accurate Background, a provider of automated background screening, has appointed Bon Idziak as chief compliance officer to further advance the company’s compliant employment screening solutions.
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Blog
Amedisys brings in new compliance chief
Home health and hospice care company Amedisys has hired a new chief compliance officer, one month after announcing that its former chief compliance officer would be taking one year of paid leave.
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Quantopian hires chief compliance officer
Quantopian, a provider of capital, data, and infrastructure to algorithm authors, has appointed Derek Meisner as general counsel and chief compliance officer. He will advise the company on legal, regulatory, and compliance issues.
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TMG Health appoints chief compliance officer
TMG Health, a provider of business process outsourcing solutions to the Medicare Advantage, Medicare Part D and Managed Medicaid markets, has appointed Keisha Pinnock as chief compliance officer.
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Blog
Key theme from Compliance Week 2016
The continued evolution of the Chief Compliance Offiicer and compliance function was a key theme from Compliance Week 2016.
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Blog
FINRA fines compliance officer for AML compliance failures
The Financial Industry Regulatory Authority has fined Raymond James & Associates and Raymond James Financial Services a total of $17 million for widespread failures related to the firms’ anti-money laundering programs. RJA’s former AML compliance officer was also fined and suspended for three months.
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Blog
CCO independence as key indicia of best practices compliance program
At the annual Compliance Week conference, U.S. Justice Department and Securities and Exchange Commission representatives spoke about what constitutes an effective compliance program under the Foreign Corrupt Practices Act and the increased importance of an independent chief compliance officer. Our Man From FCPA Tom Fox explores further.