All Chief Compliance Officer articles – Page 42
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Blog
Tower MSA Partners names chief compliance officer
Tower MSA Partners, which provides Medicare Secondary Compliance services and Medicare Set-Asides in workers’ compensation and liability, has appointed Dan Anders to the newly created position of chief compliance officer.
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OCC names new chief compliance officer
OCC, the world’s largest equity derivatives clearing organization, has promoted Joe Adamczyk to senior vice president and chief compliance officer, replacing Richard Wallace.
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Grapevine: Who’s coming and going in compliance
Jas Athwal, chief accounting officer at Facebook, announced his decision to resign from his position after nearly nine years with the company; and ZTE, a Chinese multinational telecommunications equipment and systems company, has appointed Matthew Bell as chief export compliance officer and legal counsel, as well as chief compliance officer ...
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CFTC rule clarifies compliance officer reporting
The Commodity Futures Trading Commission has approved a final rule that amends and clarifies its reporting obligations for compliance officers.
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Grapevine: Who’s coming and going in compliance
The World Bank Group has appointed Sandie Okoro as World Bank Group senior vice president and general counsel; Financial services company Protective Life has named a new chief risk officer; and General Electric has a new board member. Check out the CW Grapevine for the latest personnel moves.
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Grapevine: Who’s coming and going in compliance
Peninsula Petroleum has strengthened its risk management controls with the hiring of Mike Stark as its first-ever chief risk officer; and Charles River Laboratories and CorEnergy each have new chief accounting officers. Check out the CW Grapevine for the latest personnel moves.
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INVEST Financial names chief compliance officer
INVEST Financial, a member broker-dealer in the National Planning Holdings (NPH) network, one of the largest independent broker-dealer networks in the United States, has appointed Jason Albino as senior vice president and chief compliance officer for the firm.
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Bridgewater Wealth names chief compliance officer
Bridgewater Wealth & Financial Management, a fee-only investment advisory firm, has appointed Marla Roeser as chief compliance officer.
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Former chief compliance officer joins Compliance Risk Concepts
Compliance Risk Concepts, a compliance risk-management services provider, has hired David Amster as principal and head of its fund and dealer advisory practice. In this role, Amster will develop new client relationships and also advise on operational matters.
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Walter Investment names chief risk and compliance officer
Walter Investment Management, a diversified mortgage banking firm, has appointed Alfred Young, as chief risk and compliance officer, effective Oct. 24. He will report to Walter's Chief Executive Officer and President Anthony Renzi.
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Dean Capital Management names chief compliance officer
Dean Capital Management, an employee-owned registered investment advisor, has appointed Jessica Skinner as chief compliance officer and director of operations for the firm.
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Zelis Healthcare names chief compliance officer
Zelis Healthcare, a healthcare information technology company, has named John Camperlengo, as general counsel and chief compliance officer.
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Baylor University names chief compliance officer
Baylor University has appointed Doug Welch, who has served as associate general counsel at the university since 2006, as chief compliance officer.
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Fordham Law School appoints senior director of compliance programs
Fordham Law School has announced the appointment of Alice BrightSky as the school’s senior director of compliance programs. BrightSky will be managing Fordham Law’s corporate compliance initiatives, including two master’s degree programs—Master of Studies in Law (M.S.L.) and Master of Laws (LL.M.)—and the Corporate Compliance Institute.
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Worried the SEC might come after you personally? You should be
Jaclyn Jaeger looks at yet another case brought by the SEC spotlighting the sort of conduct that can result in a personal liability claim against legal and compliance officers.
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Learning Care Group names chief compliance officer
Learning Care Group, a for-profit early education and childcare provider, has named Daniel Follis as executive vice president, general counsel, and chief compliance officer, effective immediately. He will also serve as the company’s corporate secretary, reporting to CEO Barbara Beck.
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Citizens Financial appoints chief compliance officer
Citizens Financial Group announced the promotion of Deputy Chief Compliance Officer and Chief Privacy Officer Scott Essex to chief compliance officer, effective Oct. 17. He will succeed Bob Nelson, who is retiring effective Oct. 31.
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Artivest appoints chief compliance officer
Artivest, a technology-driven investment platform, has appointed Jon Feigelson as general counsel and chief compliance officer.
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EnteroMedics names new chief compliance officer
EnteroMedics, a medical-device company, has appointed Scott Youngstrom as chief compliance officer. He also will assume the additional role of chief financial officer.
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Article
How data analytics is changing the face of compliance
Compliance and risk officers are increasingly using data analytics to prevent and detect bribery and corruption risk, as well as enjoy cost and operational efficiencies. Jaclyn Jaeger explores.