All Chief Compliance Officer articles – Page 45
-
Blog
NW Natural appoints chief compliance officer
NW Natural, a natural gas service company, has appointed Shawn Filippi as chief compliance officer, in addition to her current role as vice president and corporate secretary.
-
Blog
Scripps Networks Interactive appoints chief ethics and compliance officer
Media Company Scripps Networks Interactive has named David Arroyo to the newly established position of chief ethics and compliance officer. In this role, Arroyo will guide the company’s adherence to all applicable laws and regulations worldwide, including oversight of the company’s Code of Ethics, policies and reporting tools.
-
Blog
Pfizer Names Executive Leadership Team Following Allergan Merger
Pfizer this month announced the executive leadership team for the combined Pfizer and Allergan business, following the close of the proposed transaction. Pfizer and Allergan will continue to operate as two separate companies until the close of the transaction, which is expected in the second half of 2016, subject to ...
-
Blog
The Bancorp Names Chief Compliance Officer
The Bancorp has appointed Sepideh Behram to chief compliance officer, as the company works to revamp its compliance and risk program after resolving a settlement with the Federal Deposit Insurance Corporation in December.
-
Blog
Allianz Life Names Chief Compliance Officer
Allianz Life Insurance Company of North America and Allianz Life Insurance Company recently hired Steve Koslow as chief compliance officer to oversee the compliance management system for insurance, broker/dealer and investment advisor regulated business, as well as compliance with legal and regulatory requirements.
-
Blog
Ruth's Hospitality Group Chief Compliance Officer Retires
Ruth’s Hospitality Group has announced the retirement of John McDonald as general counsel, chief compliance officer, and corporate secretary. Beginning Feb. 1, McDonald will transition these roles to Alice Givens, lead in-house counsel at J. Crew Group.
-
Blog
Marathon Petroleum Names Chief Compliance Officer
Marathon Petroleum has named Molly Benson as corporate secretary and chief compliance officer. Additionally, J. Michael Wilder, vice president, general counsel and secretary, will retire, effective March 1.
-
Blog
Former Transocean Chief Compliancee Officer Joins Norton Rose
Mike Munro, former deputy general counsel and chief compliance officer at offshore driller Transocean, has joined global law firm Norton Rose Fulbright as head of compliance of its Houston office.
-
Blog
HomeUnion Names Chief Compliance and Risk Officer
HomeUnion, an online, real-estate investment management firm enabling value investing in single-family rental (SFR) properties, announced that it has hired Geri Brewster as chief compliance and risk officer. In this new position, Brewster oversees legal, risk and compliance functions for the company.
-
Blog
CMS Energy Hires Chief Compliance Officer
CMS Energy has named Melissa Gleespen as chief compliance officer for the company and its chief subsidiary, Consumers Energy. She will also continue to serve in her current role as vice president and corporate secretary.
-
Blog
Former Bain Capital Compliance Officer Joins ACA Compliance Group
ACA Compliance Group, a compliance, cyber-security, risk, performance, and technology solutions provider to financial services firms, has named Alan Halfenger as partner. Halfenger has over 20 years of global compliance experience, most recently as global chief compliance officer at Bain Capital in Boston.
-
Blog
Cherry Bekaert Wealth Management Names Chief Compliance Officer
Cherry Bekaert Wealth Management, a subdivision of accounting firm Cherry Bekaert has named Christine Slate as its new chief compliance officer.
-
Blog
Liberty Tax Appoints Chief Compliance Officer
Liberty Tax, a tax preparation company, has appointed James Wheaton to the newly created position of chief compliance officer.
-
Blog
TransferTo Names Chief Compliance Officer
TransferTo, a global mobile money hub, has appointed Paul de Ruiter as chief compliance officer. In this role, he will lead TransferTo’s global compliance function.
-
Blog
First National Collection Bureau Names Chief Compliance Officer
First National Collection Bureau, a national accounts receivable management firm, has appointed Issa Moe as the general counsel and chief compliance officer. He will report to Chief Executive Officer Bradley Jardon.
-
Blog
Southern Company Names Chief Compliance Officer
Southern Company has named Thomas Bishop as chief compliance officer and deputy general counsel for Southern Company Services, effective Jan. 1. In his new role, Bishop will provide regulatory and legal leadership and direction in coordination with compliance officers and directors across the Southern Company system.
-
Blog
SynerMed Names Chief Compliance Officer
SynerMed, a healthcare platform provider for government-sponsored healthcare programs, has named Renée Delphin-Rodriguez as general counsel and chief compliance officer. Reporting to the Chief Executive Officer James Mason and the board of directors, she will oversee the company’s legal, regulatory affairs and compliance functions. Details inside.
-
Blog
Alliant National Names Regulatory Compliance Officer
Alliant National Title Insurance Company, a title insurance underwriter that partners with independent agents to improve their competitive position in the marketplace, has hired Elyce Schweitzer as regulatory compliance officer. As regulatory compliance officer, Schwuitzer provides guidance on regulatory requirements for compliance with applicable title insurance laws, while spearheading all ...
-
Blog
Contractor Management Services Names Chief Compliance Officer
Contractor Management Services, a provider of compliance software and payment settlement services for companies that use independent contractors, has appointed Rebecca Collins as general counsel and chief compliance officer.
-
Blog
Compliance Officers Increasingly Worry About Personal Liability
A survey conducted by Thomson Reuters finds that most risk and compliance professionals at financial services companies around the world expect their personal liability to increase. The report also found that an apparent lack of oversight or awareness from senior managers exacerbates the regulatory focus on accountability. More survey results ...