All Chief Compliance Officer articles – Page 48
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NFP Advisor Services Appoints CCO
NFP Advisor Services, a provider of wealth management solutions, integrated technology, and business consulting, has promoted Mike Pedlow to chief compliance officer. In his new role, Pedlow is charged with supervising all compliance efforts and leading the compliance management team. Details inside.
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Millennium Capital and Recovery Names Chief Compliance Officer
Millennium Capital and Recovery, a provider of nationwide recovery management services, has appointed Daniel Clevenger as general counsel and chief compliance officer. Clevenger will lead the company’s in-house legal and compliance activities. Details inside.
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Morf Media Names Chief Compliance Officer
Morf Media, a compliance training company for the mobile workforce, has named Angela Bazigos as chief compliance officer and head of the life sciences business unit. In this role, Bazigos will help drive the company’s leadership initiatives in providing strategic compliance training software solutions to life sciences organizations around the ...
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SCOR Names Global Chief Compliance Officer
Global reinsurer SCOR has appointed Spencer Alridge as group chief compliance officer. He reports to Romain Launay, general secretary, effective as of June 1. Details inside.
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Lumber Liquidators Chief Compliance Officer (Quietly) Departs
Ray Cotton, chief compliance officer of Lumber Liquidators, apparently left the company in May, according to his LinkedIn page. The embatteld hardwood flooring company currently is under investigation by numerous state and federal agencies and is facing more than 100 class-action lawsuits after a 60 minutes report accused the company ...
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Deutsche Post CCO Joins Nardello & Co.
Geoffrey Cruikshanks, former general counsel and chief compliance officer at Deutsche Post, has joined global investigations firm, Nardello & Co., as its chairman. He will be based in Brussels and London and will work to develop and implement the firm’s international growth strategy. Details inside.
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Worldwide Express Names Chief Compliance Officer
Worldwide Express, a global logistics franchisor, has named Richard Kolman as general counsel and chief compliance officer. In this capacity, Kolman manages the legal and franchise compliance departments, including overseeing network compliance with system standards. Details inside.
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AK Steel CCO Named Corporate Secretary
AK Steel has named Joseph Alter as corporate secretary, in addition to his current roles as general counsel and chief compliance officer. Details inside.
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Primary Capital Mortgage Names Chief Compliance Officer
Primary Capital Mortgage, a residential mortgage origination and servicing company, has named Debbie Turner as chief compliance officer. In this role, she will be responsible for oversight of the company's compliance management system, focusing specifically on state, federal, and local regulatory compliance. Details inside.
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Northwestern University Names First Chief Compliance Officer
Northwestern University has named Marcia Isaacson as the university's first associate vice president for compliance and chief compliance officer, effective Sept. 1. “The new position was created to ensure that Northwestern coordinates and optimizes compliance activities across the University’s three campuses and large research enterprise,” said Northwestern Provost Daniel Linzer. ...
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Survey: Overloaded CCOs Expect Increased Personal Liability
Compliance officers have two fears on their minds these days: increased regulatory fatigue and overload; and the threat of increasing personal liability for corporate misconduct. More than one-third of all firms already spend at least one day every week simply tracking and analyzing regulatory developments, according to Thomson Reuters’ annual ...
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Intertek Names VP, Compliance and Risk for North America
Intertek, a provider of quality and safety services to a wide range of industries around the world, has appointed Q VanBenschoten as vice president, compliance and risk for North America. Details inside.
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Carestream Names Chief Compliance Officer
Carestream Health, a medical film and digital imaging solutions provider, has appointed Jim Nortz as chief compliance officer. Nortz joined Carestream in April from Sutherland Global Service, where he served as corporate compliance director. Details inside.
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TrialCard Names Chief Compliance Officer
TrialCard, a company that provides product access, medication adherence, and patient support services on behalf of pharmaceutical manufacturers, has hired Michele Atchison to its corporate legal team in the role of chief compliance officer. One of Atchison’s primary areas of focus in her new role will be overseeing TrialCard’s government ...
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Mittleman Investment Management Names New Compliance Chief
Mittleman Investment Management, an SEC-registered investment advisor wholly-owned by Mittleman Brothers, has hired Laura Kate Garner as chief compliance officer. She replaces Shannon Brown, who resigned from the company earlier this year to devote herself full-time to her family. Details inside.
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Accenture Names Chief Compliance Officer
Accenture has appointed Chad Jerdee as general counsel and chief compliance officer, and Joel Unruch as corporate secretary. These changes are effective June 1. Details inside.
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AK Steel Corporate Secretary to Retire
AK Steel recently announced the retirement of David Horn as chief legal and administrative officer, and corporate secretary, effective May 31. As a result, Joseph Alter, general counsel and chief compliance officer, will assume the added responsibility of corporate secretary. Details inside.
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Lincoln Electric Names Chief Compliance Officer
The Lincoln Electric Company, a subsidiary of Lincoln Electric Holdings, has promoted Anthony Battle to chief compliance officer, effective immediately. This role is in addition to Battle's position as senior vice president of internal audit. Details inside.
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Inland Securities Corporation Names Chief Compliance Officer
Inland Securities Corporation, the managing broker dealer for Inland Real Estate Investment Corporation, has named Suzanne Bond as chief compliance officer. Details inside.
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McGraw Hill Financial Appoints Chief Compliance Officer
McGraw Hill Financial has apponted Robert Easton as chief compliance officer, effective May 26. Easton will report to General Counsel Lucy Fato. Details inside.