By CW Staff2015-05-22T09:30:00
Northwestern University has named Marcia Isaacson as the university's first associate vice president for compliance and chief compliance officer, effective Sept. 1. “The new position was created to ensure that Northwestern coordinates and optimizes compliance activities across the University’s three campuses and large research enterprise,” said Northwestern Provost Daniel Linzer. ...
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2019-08-13T15:29:00Z By CW Staff
Penn State has named Jennifer Santiago as its new assistant vice president of risk management and University risk officer, effective Sept. 12.
2026-01-19T15:21:00Z By Aaron Nicodemus
Nominations for the 2026 Excellence in Compliance Awards are no longer being accepted. Look for finalists to be announced later in March!
2025-03-19T11:53:00Z By Adrianne Appel
An investment company and its founder, president, and chief compliance officer flagrantly kept violating mutual fund rules for multiple years after settling with the Securities and Exchange Commission, the SEC said in a complaint against the company.
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