2016 SEC trial scorecard update: agency moves to 4-0 in trial verdicts

By Bruce Carton2016-04-30T11:00:00

Yesterday, the SEC continued its undefeated streak in its FY 2016 federal court trials. The SEC announced that on April 29, following a two week trial in the U.S. District Court for the Northern District of Illinois, a jury returned a verdict in favor of the SEC in its case ...

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SEC trial scorecard update: Agency starts FY 2017 with victory

2016-11-23T12:30:00Z By Bruce Carton

Following its victory last week in an insider trading case in California, the SEC is off to a 1-0 start in its FY 2017 federal court trials.
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Final trial scorecard for FY 2016: SEC goes 4-1-1 in 6 trials

2016-11-21T12:30:00Z By Bruce Carton

For the second straight year, the SEC litigated six federal court trials. This year, however, the SEC finally lost a trial -- albeit with an asterisk.
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2016 SEC trial scorecard update: agency now 4-1-1 after City of Miami trial

2016-09-16T12:45:00Z By Bruce Carton

The SEC has prevailed in a jury trial against the City of Miami (which it labeled “a recidivist violator of the federal securities laws”) and Michael Boudreaux, the city’s former budget director. Bruce Carton has more enforcement hits and misses.

“For tracking litigation, enforcement, and regulatory developments, Compliance Weekshould be your prime source.”

2016 SEC trial scorecard update: agency moves to 4-0 in trial verdicts

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“For tracking litigation, enforcement, and regulatory developments, Compliance Week
should be your prime source.”