Surveys & Benchmarking


KPMG

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KPMG report on regs in 2025: Use data analytics to predict, respond to Trump administration changes

2024-12-05T15:51:00+00:00By

Regulations are sure to be rolled back under President Donald Trump, but the question is which regulations, and how much? Is your organization as prepared to respond when regulations are loosened as it was when they were tightened?

aaron mind graphic

Survey

Annual survey: Help us get ‘Inside the Mind of the CCO’

2024-11-11T03:51:00+00:00By

Compliance Week’s sixth annual “Inside the Mind” survey seeks to discover what makes CCOs and other risk and compliance practitioners tick. Take 10 minutes to share your experiences and be part of our special report.

AI_Compliance_15

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Speakers at Compliance Week AI & Compliance Summit talk future rules around technology

2024-10-31T14:43:00+00:00By

While companies are exploring and building artificial intelligence technology, lawmakers and regulators are trying to identify what ground rules they need to set. These guardrails are what companies and governments alike believe are essential parts of ensuring safe and responsible use of the technology.

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How to adopt AI tools the right way at your company, from people who’ve tried

2024-10-28T15:29:00+00:00By

Companies are adopting artificial intelligence tools at a breakneck pace, but it’s increasingly clear that they set guardrails early. AI leaders say that approaching the technology with safety and ethics in mind will help ensure its upside benefits, while avoiding the significant risks it poses as well.

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Basic Page

AI Governance Benchmarking Survey

2024-10-03T19:57:00+01:00Provided by

This is a Compliance Week Survey, sponsored by GAN Integrity. It is completely anonymous and designed to help benchmark the approaches compliance is taking to AI Governance. Results will be shared by Compliance Week and GAN Integrity in the form of a benchmark report.

Deloitte

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Deloitte survey: AI adoption raising concerns about trust, reputational damage, ethics

2024-09-24T13:10:00+01:00By

As the artificial intelligence boom sweeps into the business world, employees are increasingly concerned about ethics questions and data privacy, a new Deloitte survey found, leading them to increasingly lose trust in their organizations.

ESGReporting

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All hands on deck needed to get ESG disclosures right, report finds

2024-08-19T13:29:00+01:00By

Multiple emerging environmental, social, and governance and disclosure standards pose legal and operational risks to many companies, but also opportunities to improve reporting and get ahead of requirements, a new report found.

Bar_Graph_CCO_Pay_Web

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Compensation survey pegs annual pay at $419K for public company CCOs

2024-08-14T20:29:00+01:00By

Annual pay and bonus compensation for chief compliance officers at public companies jumped to $419,000 since 2023, while CCOs at private companies saw a slight decrease to nearly $300,000, according to a new compensation survey.

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Survey

2024 Regulatory Compliance Outlook Survey

2024-08-07T21:05:00+01:00Provided by

This Compliance Week survey, sponsored by Resolver, a Kroll business, seeks to learn more about regulatory compliance trends, the challenges posed to your organization by the pace of regulatory change, and how your firm’s compliance function is handling those challenges.

British pounds

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LexisNexis survey: Compliance costs soared for U.K. banks in 2023

2024-08-06T16:54:00+01:00By

Nearly all but a tiny minority of financial institutions saw their costs of financial crime compliance rise in 2023, a survey by LexisNexis and Oxford Economics found.

AI_Cybersecurity

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AI can help reel in ‘unsustainable’ breach costs, IBM report finds

2024-08-01T21:51:00+01:00By

The global average cost of a data breach jumped to an all-time high for the second year in a row, but companies can reel in the ballooning drag on profits by adopting artificial intelligence, according to an IBM report.

Executive Compensation

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Compensation survey finds average annual CCO pay jumped above $400K

2024-07-25T18:15:00+01:00By

A new compensation survey found base pay for chief compliance officers has risen 36 percent since 2021 to an average of more than $403,000.

RisksAhead

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Risk visibility striking fear in companies onboarding new customers

2024-07-24T17:54:00+01:00By

A lack of risk visibility is causing companies to reject customers–and potentially lose money–over fears they might be in danger of violating rules around anti-money laundering and sanctions regulations.

Diversity

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Survey tackles aligning cross-generational views of ethics in the workplace

2024-07-22T16:04:00+01:00By

Companies may need to examine employees by age group to find out how likely some workers might be to ditch compliance to complete tasks.

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Webcast

CPE Webcast: Real-life reactions to current corporate reporting landscape

2024-06-27T14:00:00+01:00Provided by

In this session we will discuss the current state of financial and nonfinancial reporting and recent survey findings from Workiva about how attitudes on integrated reporting are evolving.

Citi

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Citi report: GenAI revolution will bring increased need for compliance

2024-06-21T18:28:00+01:00By

A new report on the use of artificial intelligence in financial services predicts that the technology will drive profits, disruptions, and change over the next decade.

Sanctions compliance TPRM

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Panelists break down robust sanctions landscape at TPRM Summit

2024-06-12T02:35:00+01:00By

Sanctions compliance officers face myriad challenges as complex geopolitical situations heighten risks worldwide, experts discussed during Compliance Week’s Third-Party Risk Management & Oversight Summit.

Bank AML

News Brief

FinCEN BSA data: Fraud, money laundering top suspicious activities

2024-06-10T09:43:00+01:00By

The Financial Crimes Enforcement Network published its latest collection of Bank Secrecy Act data, including number and type of suspicious activity reports.

WIC_1

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Experts: AI risk mitigation second nature for compliance professionals

2024-06-07T22:34:00+01:00By

Compliance has been “sleeping on” artificial intelligence, two panelists discussed at Compliance Week’s Women in Compliance Summit. The profession should be positioned to lead on AI governance at the business level.

Gurbir Grewal SEC 3x2

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SEC’s Grewal shares views on ‘Five Principles of Effective Cooperation’

2024-05-30T16:13:00+01:00By

Gurbir Grewal, director of the Enforcement Division at the Securities and Exchange Commission, spelled out plainly his view on the best path to earning cooperation credit during settlement negotiations with the agency.

Messaging apps

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Survey: Social media remains vexing issue for financial firms

2024-05-21T12:45:00+01:00By

A recent survey by surveillance technology firm SteelEye found most financial institutions do not monitor their employees’ use of social media or factor in market risks exacerbated by social media posts.

Cybersecurity icons

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Survey: Public companies fear added cyber risks from SEC disclosures

2024-05-14T12:00:00+01:00By

Large public companies say they are prepared to comply with the disclosure requirements of the SEC’s new cybersecurity incident rule, according to a survey conducted by Compliance Week and DLA Piper, but concerns exist that those reports could enhance the threat of future cyberattacks.

CW2024_TPRM_Session

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CW2024 panel: TPRM board buy-in earned through impact, activity

2024-05-08T15:48:00+01:00By

Identifying critical measures for third-party risk management has become vitally important as risk professionals face an uphill battle in fighting for resources, experts discussed at Compliance Week’s 2024 National Conference.

Working with AI

Podcast

Podcast: Responsible development and implementation of AI

2024-05-08T13:06:00+01:00By

Three experts join the Compliance Week podcast to discuss opportunities and risks posed by artificial intelligence, as well as governance frameworks your organization can implement to ensure AI tools are utilized safely and ethically.

Cyber-security

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Report: Human error driving growing number of data breaches

2024-05-07T21:21:00+01:00By

Verizon’s annual data breach report shows trends in cybersecurity incidents, including more ransomware and extortion attacks last year.

Microsoft store

News Brief

Microsoft report describes its artificial intelligence safety efforts

2024-05-06T20:23:00+01:00By

Microsoft published a public report covering its artificial intelligence endeavors and steps it is taking to make the controversial technology safe.

AI transformation

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Survey: Compliance digital transformation hampered by data access, AI concerns

2024-05-06T09:45:00+01:00By

Few compliance teams describe their access to company data as “robust,” according to a new survey conducted by Compliance Week and NAVEX, while apprehension toward the adoption of artificial intelligence remains a hurdle for the profession to clear.

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Resource

Survey Report: The digital transformation of compliance

2024-05-02T01:46:00+01:00Provided by

A new survey conducted by Compliance Week and NAVEX on compliance team access to data and the use of artificial intelligence (AI) to analyze it found many compliance professionals lack full and transparent access to their firm’s data.

KPMG

News Brief

​PCAOB removes redactions on 2022 KPMG inspection

2024-05-01T15:57:00+01:00By

The Public Company Accounting Oversight Board published the full results of its 2022 inspection for Big Four firm KPMG after its initial report contained more than two dozen redactions.

Business liability

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CCO liability: How to protect your compliance career

2024-05-01T14:00:00+01:00By

Despite significant issues outside the control of most chief compliance officers, some regulators have signaled more individual liability cases are to be expected. Will accepting the wrong job, in hindsight, make it your last?

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Webcast

CPE Webcast: Unveiling survey results on future-proofing compliance

2024-04-25T01:00:00+01:00Provided by

Uncover the challenges and opportunities that lie ahead and gain crucial insights to navigate the integration of artificial intelligence and advanced data analytics into your programs.

ESG vector

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Report: Poor awareness of supply chain disclosure regs leaving firms exposed

2024-04-23T15:44:00+01:00By

Compliance failures in the supply chain are hampering organizations’ efforts to implement environmental, social, and governance initiatives and meet disclosure requirements, according to a new report by U.K. law firm Burges Salmon.

Mary_Shirley_Day_1

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CW2024 mentors explain why ‘in compliance, you’re never an island’

2024-04-22T20:15:00+01:00By

Mary Shirley is always looking for innovative ways to spur conversation, sharing, and crowdsourcing among compliance professionals. Her workshop at Compliance Week’s 2024 National Conference was no different.

CW2024 IT and Compliance

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Intersection of compliance, IT one of opportunity

2024-04-18T20:42:00+01:00By

With senior-level decisions on technology only increasing in frequency as new tools rapidly evolve, a panel at Compliance Week’s 2024 National Conference agreed compliance must consider the opportunities available to influence those conversations.

DOJ building

News Brief

Proterial Cable America earns DOJ declination in apparent fraud case

2024-04-16T19:30:00+01:00By

Proterial Cable America received a declination notice from the Department of Justice related to its voluntary self-disclosure and remediation of apparent fraud committed by its employees.

Gurbir Grewal SEC 3x2

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SEC’s Grewal: General compliance principles for avoiding AI washing

2024-04-16T19:09:00+01:00By

Gurbir Grewal, director of the Securities and Exchange Commission’s Division of Enforcement, laid out general principles for “proactive compliance” to avoid making false or misleading claims about the capabilities of artificial intelligence products and services.

CW2024 building compliance

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‘You have to sell compliance’: Tips for building compliance programs from scratch

2024-04-12T18:11:00+01:00By

A panel of experienced compliance professionals shared the various approaches they took to build compliance programs from the ground up at Compliance Week’s 2024 National Conference.

Koenig_DOJ_SEC_Day2

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JBS CECO on overcoming ‘fear, anxiety, and chaos’ of taking job post-FCPA settlements

2024-04-12T14:57:00+01:00By

Mike Koenig explained at Compliance Week’s 2024 National Conference how he helped rebuild JBS Foods’ compliance department following Foreign Corrupt Practices Act settlements with the Department of Justice and Securities and Exchange Commission.

CW2024 ITM

Opinion

Highlights from Compliance Week 2024

2024-04-11T13:00:00+01:00By

Compliance officers took to the main stage to share their experiences at Compliance Week’s 2024 National Conference, while other highlights included conversations around artificial intelligence and the modern challenges the industry is confronting.

CW2024 Compliance Value

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Data, consumer support key to conveying value of compliance

2024-04-09T11:39:00+01:00By

Presenting data to the board and providing examples of positive consumer response to ethical decision-making help compliance departments demonstrate value beyond keeping an organization in line with rules and regulations, experts discussed at Compliance Week’s 2024 National Conference.

CW2024 leadership panel

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CW2024 leadership panel on navigating scrutiny, prep for more change

2024-04-08T12:34:00+01:00By

The global political landscape should be high on the risk radar of compliance officers in 2024, according to compliance leaders speaking at Compliance Week’s 2024 National Conference, along with increased regulatory scrutiny toward forced labor, ESG, and M&A.

CW2024 women brunch

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CW2024 women’s brunch panel: Five steps from compliance to the board

2024-04-05T20:45:00+01:00By

So, you think it might be fun to sit on a board someday. Panelists shared misconceptions to unlearn, factors to consider, and preparatory steps to take before rehearsing one’s board pitch during the women’s brunch held at Compliance Week’s 2024 National Conference.

CW2024 McBride

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Ex-Albemarle CCO shares drivers behind data analytics success at CW2024

2024-04-04T00:41:00+01:00By

Former Albemarle CCO Andrew McBride explained at Compliance Week’s 2024 National Conference how he led the company’s compliance department to remediate the issues that led to apparent FCPA violations and how the team used data analytics to assess risks and implement compliance solutions.

IMG_2367_KB

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CW2024 keynote tackles fundamentals of fraud detection

2024-04-03T04:34:00+01:00By

“If you want to start to know who’s lying to you, all you got to do is pay attention differently,” advised body language expert Traci Brown during her opening keynote at Compliance Week’s 2024 National Conference.

Oilfield

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DOJ commodities trader FCPA sweep offers lessons in cooperation

2024-04-02T13:33:00+01:00By

The value the Department of Justice places on cooperation can be measured by studying penalties and agreements resulting from the agency’s long-running investigation into bribery and corruption by oil traders operating in Latin America and Africa.

AI Act

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Need to know: How AI Act sets tone for AI regulation

2024-04-01T13:22:00+01:00By

The European Union’s AI Act follows a risk-based approach: the higher the risk the artificial intelligence poses, the stricter the rules. Understanding each category is key to compliance.

Whistleblower vector

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NAVEX whistleblower report finds third parties lead on business integrity

2024-03-27T21:27:00+00:00By

A new report on corporate whistleblowing and hotline trends in 2023 found reporting volume at an all-time high, with key disparities uncovered between reports filed by third parties and those filed by employees.

Epstein case study cover 3x2

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Chapter 4: Investigations into misconduct: What banks can do

2024-03-21T16:00:00+00:00By

Both JPMorgan Chase and Deutsche Bank retained their respective Jeffrey Epstein relationships for too long. Yet, there is a case to be made for why exiting a high-risk relationship too soon can become an inverse form of recklessness.

ESGReporting

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Experts: Legal noise around SEC climate disclosure rule no excuse for standing still

2024-03-20T16:03:00+00:00By

Legal experts are advising their public company clients to move forward with plans to comply with the SEC’s climate-related disclosure rule, despite lawsuits and other challenges being brought against the controversial policy in the aftermath of its approval.

Epstein case study cover 3x2

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Chapter 3: Egregious failures: Customer due diligence and transaction monitoring

2024-03-20T16:00:00+00:00By

Why did JPMorgan Chase retain Jeffrey Epstein for more than a dozen years? How did the relationship persist despite glaring red flags? The “why” is straightforward; the “how” is more complicated.

Take one of our surveys

aaron mind graphic

Annual survey: Help us get ‘Inside the Mind of the CCO’

By

Compliance Week’s sixth annual “Inside the Mind” survey seeks to discover what makes CCOs and other risk and compliance practitioners tick. Take 10 minutes to share your experiences and be part of our special report.

resolver 300x200

2024 Regulatory Compliance Outlook Survey

Provided by

This Compliance Week survey, sponsored by Resolver, a Kroll business, seeks to learn more about regulatory compliance trends, the challenges posed to your organization by the pace of regulatory change, and how your firm’s compliance function is handling those challenges.