Surveys & Benchmarking


Inside the Mind of the CCO

Take our survey: Inside the mind of the chief compliance officer

2019-08-13T12:14:00+01:00By

Take 7 minutes out of your day to complete our totally anonymous survey so we can find out what makes a CCO tick.

Business stress

Study: Managers, leaders ill-prepared for workplace issues

2019-08-07T20:13:00+01:00By

Many managers and leaders today are ill-prepared to deal with harassment, bias, discrimination, bullying, and other tough workplace challenges, a new study finds.

Clocks

Still more work ahead on leases, says new survey

2019-08-07T18:33:00+01:00By

Midway through the first year of complying with new lease accounting rules, only a little more than half of public companies said they completed their transition.

trending up

ICFR findings rose in 2018, pending report to say

2019-07-24T18:06:00+01:00By

Adverse auditor attestations on the state of internal controls at public companies made a bit of a comeback in 2018 after a brief retreat, according to a coming report from Audit Analytics.

Salary

CCO salary benchmark reports

2019-07-16T17:59:00+01:00By

A newly released benchmark report from BarkerGilmore shows compliance annual salary trends by industry, education, and more.

FDIC

FDIC report: Five common consumer compliance issues

2019-07-08T14:39:00+01:00By

The FDIC recently issued the first edition of its “Consumer Compliance Supervisory Highlights” report, intended to enhance transparency around consumer compliance supervisory activities.

Climaterisk

Study: Financial firms don’t know what they don’t know on climate risks

2019-07-03T17:31:00+01:00By

Financial institutions still struggle with how to manage risks posed by climate change, according to a new report.

Sanctions

Five ‘essential components’ of a sanctions compliance program

2019-07-02T19:40:00+01:00By

Chief compliance officers got some much-needed guidance on how to build a well-crafted sanctions compliance program thanks to the recent OFAC framework.

LatinAmericaFlags

New index assesses Latin America’s anti-corruption efforts

2019-06-25T13:50:00+01:00By

Chief compliance officers and chief risk officers will want to check out a new index that assesses Latin American countries’ ability to uncover, punish, and deter corruption.

Poll

Poll shows gaps in integrated risk management

2019-06-21T14:40:00+01:00By

Many organizations’ enterprise risk management capabilities aren’t as integrated as they need to be, leaving them vulnerable to legal, financial, regulatory, and reputational risks, according to a new GRC benchmark report.

HolisticApproach

Benchmark report provides holistic look at compliance best practices

2019-06-18T15:49:00+01:00By

A benchmark report published by NAVEX Global provides comprehensive research into the multiple disciplines of an ethics and compliance program.

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Survey: Healthcare compliance officers' roles expanding

2019-06-03T14:54:00+01:00By

A new study from SAI Global and Strategic Management Services shows how the role of healthcare CCO has evolved beyond regulatory compliance.

GDPR1

Happy birthday, GDPR: A look back at Year 1

2019-05-24T17:33:00+01:00By

As the EU’s General Data Protection Regulation celebrates its first “birthday,” an expert panel met at Compliance Week 2019 to share their experiences in prepping, implementing, and following up.

FirstStory

How to determine when enhanced due diligence is warranted

2019-05-15T18:17:00+01:00By

It can cost time and money and could even drown a deal. So when do the challenges and costs associated with this step outweigh the risks of not doing it?

SecondStory

Poll shows room for improvement on training third parties

2019-05-15T18:16:00+01:00By

Results from the Compliance Week and Refinitiv survey revealed some surprising facts about companies’ third-party training; based on those results, the following article offers suggestions for how to enhance the process.

ThirdStory

Identifying high-risk third parties a nuanced exercise

2019-05-15T18:11:00+01:00By

Determining which business partners to flag for enhanced due diligence all depends on the quality, and sources, of your data.

FourthStory

Dark Web grows as an investigative tool

2019-05-15T18:10:00+01:00By

A telling detail uncovered in the 2019 Survey on Anti-Bribery & Corruption was that about 6 percent of respondents said they extend their data searches into the “Dark Web.”

ExecSummaryTop

Anti-bribery and anti-corruption survey

2019-05-15T18:09:00+01:00By

The 2019 Survey on Anti-Bribery & Corruption explores everything from the monitoring of third parties to the evaluation of training programs.

AuditOpinionFeature

SOX did not end audit opinion shopping, study says

2019-05-14T16:50:00+01:00By

Despite regulatory efforts to make auditors more independent and more skeptical, companies have been able to shop for audit opinions, a new study says.

Corruption map

Corruption and transparency challenges around the world

2019-05-13T16:26:00+01:00By

The Risk Advisory Group has released its 2019 Corruption Challenges Index, which will give CCOs an idea of the level of corruption in countries where they operate.

Cyber-security

Study: Firms pay more than $2K per employee for cyber-security

2019-05-06T18:34:00+01:00By

The cost breakdown of cyber-security for financial institutions is just one of the challenges facing firms.

RiskTop

Top 10 supply chain risks for 2019

2019-05-06T17:57:00+01:00By

Natural disasters, droughts, port disruptions, cargo theft, and industrial fires are some of the top supply-chain risks that should keep executives and chief risk officers on their toes in 2019, according to a new risk report.

employeereports2

Best practices for managing employee reports

2019-04-22T20:36:00+01:00By

A recent report from NAVEX Global offers a look at how the performance of ethics and compliance officers’ hotline and incident management systems stack up against their peers.

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Survey: Companies just starting to prepare for CCPA

2019-04-16T21:24:00+01:00By

A new study from Compliance Week and TrustArc says companies are not yet prepared for the coming California Consumer Privacy Act, the Golden State’s version of the EU’s GDPR.

Goodmanager

Survey: Companies seek both ‘soft,’ technical skills in compliance hiring

2019-04-03T21:25:00+01:00By

A new survey from Compliance Week and the Seton Hall School of Law gets to the heart of what employers are seeking in a chief compliance officer today.

Morals

Why ‘moral leadership’ matters, and how to demonstrate it

2019-03-25T21:39:00+00:00By

Most employees believe moral leadership leads to better business results, but few believe senior leaders consistently demonstrate those qualities. That’s according to the findings of a new report, “The State of Moral Leadership in Business 2019,” conducted by ethics and compliance advisory firm LRN.

Survey

Survey: Companies lag behind with CCPA compliance

2019-03-20T17:01:00+00:00By

With a January 2020 deadline just 10 months away, only 14 percent of companies report they are compliant with the California Consumer Privacy Act. Nearly half have not yet started implementation, says a new survey from TrustArc.

Charts2

Special report: Building a better audit

2019-03-20T15:33:00+00:00By

Various initiatives on producing audit quality indicators give audit committees some questions to ask or data points to consider in assessing their audits and their auditors.

Take one of our surveys

Inside the Mind of the CCO

Take our survey: Inside the mind of the chief compliance officer

By

Take 7 minutes out of your day to complete our totally anonymous survey so we can find out what makes a CCO tick.

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Take stock of your trade compliance program

Provided by

Compliance Week and Dun & Bradstreet invite you to share how your company is approaching the myriad complexities and risks of trade-based compliance.

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Meeting the expectations of the board for third parties

Provided by

This survey seeks to provide insight into the level of oversight boards are bringing to today’s programs, best practices, and areas for improvement.