Topics

Ex-FBI informant says three things can save companies from themselves

Trump’s CFPB, dismissing Comerica case, continues to cut down Biden-era lawsuits

Cash App parent to pay $40 million for alleged BSA/AML violations in New York

DOJ disbands crypto investigation unit, another sign of the Trump administration’s support of digital currency

EU looking to scale back GDPR in coming weeks

Companies unprepared for European Accessibility Act as June deadline looms

FTC case against insulin price gouging halted after commissioners fired by Trump

Dismissed Democrats on Federal Trade Commission sue Trump administration

FRC fines PwC, auditor combined $4.1M over 2019 work of Wyelands Bank

DOJ fines MORSE Corp $4.6M for lax cyber controls amid crack down on federal contractors

EU regulator questions 'culture of compliance' with Digital Markets Act at Apple, Google

Treasury reversal of OFAC sanctions against Tornado Cash signals eroding AML scrutiny

RTX and Raytheon: A case study in juggling four compliance monitors

Democratic FTC commissioners blast Trump's 'illegal' firings

CCO who was ‘sole person controlling’ investment firm charged with recidivist concentration violations

Expert: Treasury’s move to ‘narrow’ BOI requirements would gut AML law

FRC launches probe into MacIntyre Hudson’s 2022 audit of collapsed LSG

Experts: Companies ‘underestimate risk’ as first provisions of EU AI Act come into force

AI regulation: U.K. sits on regulatory fence between U.S. and E.U.

Senate Democrats urge DOJ to revive crypto crime unit amid growing enforcement concerns

Trump is making it harder for whistleblowers. That’s a problem for corporate America

Trump family buys into crypto as regulators consider soft touch on the industry

Banks reported more than $1 B in suspicious activity–much of it fentanyl linked

U.K. aims to streamline regulation to boost economic growth as markets fall

Trump attempts to block state climate laws with executive order

New cybersecurity requirements fast approaching for New York financial firms

FCA faces criticism for email retention policy critics say risks erasing evidence

States require companies to report greenhouse gas emissions as federal regulators step back

California Attorney General Bonta warns businesses that FCPA still in full force

EU looking to scale back GDPR in coming weeks

Companies unprepared for European Accessibility Act as June deadline looms

Trump’s pivot on crypto leads SEC to seek settlement with Gemini

OFAC, FinCEN tighten screws on Sinaloa Cartel’s money laundering network

Dismissed Democrats on Federal Trade Commission sue Trump administration

Republican-led SEC abandons climate rule; Dem commissioner calls move ‘unlawful’

EU regulator questions 'culture of compliance' with Digital Markets Act at Apple, Google

FRC fines PwC, auditor combined $4.1M over 2019 work of Wyelands Bank

FRC launches probe into MacIntyre Hudson’s 2022 audit of collapsed LSG

PCAOB fines KPMG units $3.4M, PwC Singapore $1.5M for audit, independence violations

Why are CFOs struggling to stay compliant?

Experts explain why IIA's new global audit rules will be 'central' to securing high-quality assurance

PCAOB fines PwC Israel $2.75M amid ongoing sweep for internal training exam cheating

Former Deloitte partner dinged by PCAOB for failures in Bancolombia audit

CPSC fines Google-owned Fitbit $12M for failing to report smartwatch burn hazard

FRC discloses probe of KPMG over 2022 audit of gambling company Entain

Cannabis company dinged by SEC over ‘round-trip’ transfer to inflate year-end cash

SEC slams WWE founder Vince McMahon for misstatements caused by hush money payments

Becton Dickinson pays $175M for misleading investors about flawed IV pump system

Survey: Organizations broadly adopting AI, with varied governance

KPMG report on regs in 2025: Use data analytics to predict, respond to Trump administration changes

Poor internal controls led to FCPA violations in Moog’s $1.7M settlement with SEC

EV maker Fisker under investigation by SEC amid bankruptcy, ICFR weaknesses

Five firms fined by PCAOB for alleged communications, reporting failures

Prager Metis agrees to pay $2M over failed audits, including FTX

Republican-led SEC abandons climate rule; Dem commissioner calls move ‘unlawful’

Navigating compliance: A guide for small teams to tackle CMMC

Photo gallery: Ethics & Compliance Summit

CCO who was ‘sole person controlling’ investment firm charged with recidivist concentration violations

Expert: Treasury’s move to ‘narrow’ BOI requirements would gut AML law

FRC launches probe into MacIntyre Hudson’s 2022 audit of collapsed LSG

Experts: Companies ‘underestimate risk’ as first provisions of EU AI Act come into force

SEC postpones compliance date for amendments to investment company names rule

‘Abject failure’: U.K. lawmakers sound off on FCA’s failed 'naming and shaming' enforcement

PCAOB fines KPMG units $3.4M, PwC Singapore $1.5M for audit, independence violations

EU drives ‘omnibus’ of simplifications through landmark sustainability reporting directives

Survey: The State of Third-Party Due Diligence

Provided by GAN Integrity

Why are CFOs struggling to stay compliant?

Investment scammers, other fraudsters scored billions from consumers in 2024, FTC reports

As DOJ pivots away from white-collar enforcement, is FCPA still relevant?

Shareholders back Apple sticking to DEI goals as Trump blasts move

Summit will offer framework for ethical AI use

Experts explain why IIA's new global audit rules will be 'central' to securing high-quality assurance

DOJ fines MORSE Corp $4.6M for lax cyber controls amid crack down on federal contractors

When it comes to trust, make sure to verify

Survey: The State of Third-Party Due Diligence

Provided by GAN Integrity

Experts explain why IIA's new global audit rules will be 'central' to securing high-quality assurance

Crypto exchange OKX latest target of DOJ, hit with $505M penalty over AML, KYC failures

Experts: Prepare now with U.K. failure to prevent fraud offense on horizon

DOJ indicts five in remote IT work scheme to circumvent North Korean sanctions

Experts say DORA compliance not coming easy as more firms pass buck to IT providers

Cannabis company dinged by SEC over ‘round-trip’ transfer to inflate year-end cash

Experts unsure of risk appetite as EU beefs up cyber rules for critical infrastructure

TPRM critical as DORA, new FCA third-party engagement rules come into effect in 2025

Data analytics in compliance: Time to get started, or expand, in 2025

Survey: Organizations broadly adopting AI, with varied governance

German firm Aiotec to pay $14.5M to settle Iran sanctions violation

Top ethics and compliance failures of 2024

FINRA fines Morgan Stanley $1M for alleged documentation failures

Meta discloses potential CFPB lawsuit following probe into advertising, disclosure practices

WisdomTree pays $4M SEC fine for including fossil fuel, tobacco securities in ESG funds

Trump’s pivot on crypto leads SEC to seek settlement with Gemini

OFAC, FinCEN tighten screws on Sinaloa Cartel’s money laundering network

Treasury reversal of OFAC sanctions against Tornado Cash signals eroding AML scrutiny

FinCEN drops BOI requirement for U.S. companies, persons

Expert: Treasury’s move to ‘narrow’ BOI requirements would gut AML law

Robinhood pays $30M in fines, restitution for faulty AML program, customer disclosures

Two senators want to know: What’s the legal basis for suspending enforcement of the CTA?

Why are CFOs struggling to stay compliant?

Regs name TD Bank’s compliance monitor; so far, bank has spent $138M improving AML program

As DOJ pivots away from white-collar enforcement, is FCPA still relevant?

Treasury announces plan to narrow CTA's scope; FinCEN says no fines, penalties for failure to report BOI

FinCEN announces FATF watchlist update: Laos, Nepal added, Philippines removed

Crypto exchange OKX latest target of DOJ, hit with $505M penalty over AML, KYC failures

FinCEN issues new BOI compliance date, but experts say unlikely to hold

FCA fines Mako $2.1M for ineffective financial crime monitoring program

Trump has called for a six-month ban on FCPA enforcement. How should compliance respond?

Experts question effectiveness of new enforcement tool SFO is finally wielding

Financial crime in the shadows of the dark web

'Measured approach' or light-handed GPDR? Noyb reports only 1.3 percent of EU cases result in fine

Photo gallery: Cyber Risk & Data Privacy Summit

Financial crime in the shadows of the dark web

Experts: U.K. digital market reforms a ‘watershed moment,’ could speed up enforcement

FBI, Europol shut down hacking sites selling personal info, tools for cybercriminals

EDPB shift forces AI firms to embed procurement, risk management in GDPR considerations

Five reasons why I’m excited about CW’s Cyber Risk & Data Privacy Summit

Experts say DORA compliance not coming easy as more firms pass buck to IT providers

Trump gives TikTok 75-day reprieve after ban goes into effect

GM sued by FTC for selling location and behavioral data without drivers' consent

FTC orders Mobilewalla, Gravy Analytics to stop collecting geolocation data without permission

CJEU ruling adds to GDPR liability over unfair competition, AML/CFT

New CFPB payment privacy rule on the way for gaming companies, cryptocurrencies, Big Tech

Experts unsure of risk appetite as EU beefs up cyber rules for critical infrastructure

TPRM critical as DORA, new FCA third-party engagement rules come into effect in 2025

Google’s fate under Trump could be a sign of antitrust battles to come in 2025

Data analytics in compliance: Time to get started, or expand, in 2025

Russian-Israeli LockBit developer to be extradited to U.S. for extorting $500M

Navigating compliance: A guide for small teams to tackle CMMC

DOJ fines MORSE Corp $4.6M for lax cyber controls amid crack down on federal contractors

Experts explain why IIA's new global audit rules will be 'central' to securing high-quality assurance

Photo gallery: Cyber Risk & Data Privacy Summit

Financial crime in the shadows of the dark web

FBI, Europol shut down hacking sites selling personal info, tools for cybercriminals

Five reasons why I’m excited about CW’s Cyber Risk & Data Privacy Summit

Experts say DORA compliance not coming easy as more firms pass buck to IT providers

CJEU ruling adds to GDPR liability over unfair competition, AML/CFT

Experts unsure of risk appetite as EU beefs up cyber rules for critical infrastructure

TPRM critical as DORA, new FCA third-party engagement rules come into effect in 2025

Google’s fate under Trump could be a sign of antitrust battles to come in 2025

Data analytics in compliance: Time to get started, or expand, in 2025

Russian-Israeli LockBit developer to be extradited to U.S. for extorting $500M

Top 5 risks for 2025: U.S. uncertainty, global trade war, digital attacks

Survey: Organizations broadly adopting AI, with varied governance

How compliance monitoring can create a stronger foundation for AI, emerging technologies

FCC teams up with CPPA to enforce privacy rules

Survey highlights demand for quick, customizable, and cost-effective compliance training

Should Tesla board, compliance rein in Musk? Expert says tech tycoon ‘doubly untouchable’

When it comes to trust, make sure to verify

The future of DEI isn’t about ‘diversity’

Making a pitch for compliance: The great chase for stakeholder engagement

Compliance should be a business partner, not a blocker

Photo gallery: Ethics & Compliance Summit

Small wins can have big results

SEC postpones compliance date for amendments to investment company names rule

PCAOB fines KPMG units $3.4M, PwC Singapore $1.5M for audit, independence violations

EU drives ‘omnibus’ of simplifications through landmark sustainability reporting directives

Learn to identify, redirect unethical behavior at summit

Why are CFOs struggling to stay compliant?

Shareholders back Apple sticking to DEI goals as Trump blasts move

Summit will offer framework for ethical AI use

Experts explain why IIA's new global audit rules will be 'central' to securing high-quality assurance

PCAOB fines PwC Israel $2.75M amid ongoing sweep for internal training exam cheating

DEI programs are under attack. Compliance should help plan what comes next

Ex-FBI informant says three things can save companies from themselves

Trump’s CFPB, dismissing Comerica case, continues to cut down Biden-era lawsuits

Banks reported more than $1 B in suspicious activity–much of it fentanyl linked

U.K. aims to streamline regulation to boost economic growth as markets fall

New cybersecurity requirements fast approaching for New York financial firms

California Attorney General Bonta warns businesses that FCPA still in full force

Republican-led SEC abandons climate rule; Dem commissioner calls move ‘unlawful’

FRC fines PwC, auditor combined $4.1M over 2019 work of Wyelands Bank

Treasury reversal of OFAC sanctions against Tornado Cash signals eroding AML scrutiny

Making a pitch for compliance: The great chase for stakeholder engagement

Trump picks Fed vice chair of supervision, aims to roll back 2023 bank protections

CCO who was ‘sole person controlling’ investment firm charged with recidivist concentration violations

Expert: Treasury’s move to ‘narrow’ BOI requirements would gut AML law

SEC postpones compliance date for amendments to investment company names rule

‘Abject failure’: U.K. lawmakers sound off on FCA’s failed 'naming and shaming' enforcement

EU drives ‘omnibus’ of simplifications through landmark sustainability reporting directives

Robinhood pays $30M in fines, restitution for faulty AML program, customer disclosures

Firm, two execs fined, including ex-CCO, for misappropriating $220K, SEC alleges

Treasury reversal of OFAC sanctions against Tornado Cash signals eroding AML scrutiny

Experts question effectiveness of new enforcement tool SFO is finally wielding

Q&A: Hellenic Bank CCO on progress made to fight corruption in Cyprus

Inside Cyprus’ efforts to stem money laundering and sanctions evasion

DOJ indicts five in remote IT work scheme to circumvent North Korean sanctions

SEC fines cannabis hedge fund $150K for bogus AML policies, ties to Russian oligarch Abramovich

SkyGeek dinged by OFAC for completing orders, refunds with sanctioned Russian firms

Top 5 risks for 2025: U.S. uncertainty, global trade war, digital attacks

OCC orders Bank of America to shore up BSA/AML, sanctions compliance programs

Minnesota transport company hit with sanctions violations for Cuba, Iran trade

Evolving sanctions rules make continuous screening, due diligence essential in 2025

U.K., EU enforcement regimes set to escalate, but critics question sanctions’ effectiveness

German firm Aiotec to pay $14.5M to settle Iran sanctions violation

U.S. Appeals Court ruling in Tornado Cash case opens door for AML regulatory unwind

Trump names Scott Bessent to be Treasury secretary, with a clear deregulation agenda

MetLife subsidiary fined $178K by OFAC for issuing premiums to Iran-controlled entities

U.K. sanctions 56 entities connected to Russia’s 'war machine'

Vietnamese business pays $860K for violating U.S. sanctions on North Korea

AI regulation: U.K. sits on regulatory fence between U.S. and E.U.

Navigating compliance: A guide for small teams to tackle CMMC

EU regulator questions 'culture of compliance' with Digital Markets Act at Apple, Google

Making a pitch for compliance: The great chase for stakeholder engagement

Compliance should be a business partner, not a blocker

Experts: Companies ‘underestimate risk’ as first provisions of EU AI Act come into force

Robinhood pays $30M in fines, restitution for faulty AML program, customer disclosures

Why are CFOs struggling to stay compliant?

Dismissal of CFPB’s Zelle case marks shift to ‘collective effort’ in consumer protection

Shareholders back Apple sticking to DEI goals as Trump blasts move

New era dawns on crypto industry with SEC dismissal of Coinbase case

Summit will offer framework for ethical AI use

U.K. competition and markets regulator wields new power to combat fake online reviews

Apple bucks trend in Big Tech, defies anti-DEI headwinds

Lawsuits filed to save CFPB amid Trump push to shutter financial watchdog

Financial crime in the shadows of the dark web

What’s keeping compliance leaders up at night? Struggles and strategies for 2025

Experts: U.K. digital market reforms a ‘watershed moment,’ could speed up enforcement

PCAOB fines PwC Israel $2.75M amid ongoing sweep for internal training exam cheating

BSA failures lead to $42M fine for Brink's over unregistered cash shipments to Mexico

CPSC fines Google-owned Fitbit $12M for failing to report smartwatch burn hazard

CW nomination deadline for 2025 ‘Excellence in Compliance Awards’ closed

SEC slams WWE founder Vince McMahon for misstatements caused by hush money payments

OCC orders Bank of America to shore up BSA/AML, sanctions compliance programs

McKinsey & Co. to pay $650M, improve compliance over opioid advice to Purdue Pharma

SEC fines Morgan Stanley $15M to settle allegations of theft of client funds

FCA fines Macquarie Bank $16M for control failures that allowed fake trades

Meta discloses potential CFPB lawsuit following probe into advertising, disclosure practices

Speakers at Compliance Week AI & Compliance Summit talk future rules around technology

Treasury set to block investment flow on American AI, semiconductor tech to China

Poor internal controls led to FCPA violations in Moog’s $1.7M settlement with SEC

How lax compliance led three defense companies to give military secrets to U.S. adversaries

Circor avoids fine after self-reporting accounting control violations to SEC

BCG avoids criminal prosecution for FCPA violations related to bribes in Angola

SEC fines Sound Point Capital $1.8M over policy failures

TD Bank discloses liabilities over AML probes in U.S. balloon to $2.6B

Survey: The State of Third-Party Due Diligence

Provided by GAN Integrity

Why are CFOs struggling to stay compliant?

Summit will offer framework for ethical AI use

What’s keeping compliance leaders up at night? Struggles and strategies for 2025

Survey: Organizations broadly adopting AI, with varied governance

KPMG report on regs in 2025: Use data analytics to predict, respond to Trump administration changes

Speakers at Compliance Week AI & Compliance Summit talk future rules around technology

How to adopt AI tools the right way at your company, from people who’ve tried

AI Governance Benchmarking Survey

Provided by GAN Integrity

Deloitte survey: AI adoption raising concerns about trust, reputational damage, ethics

All hands on deck needed to get ESG disclosures right, report finds

Compensation survey pegs annual pay at $419K for public company CCOs

LexisNexis survey: Compliance costs soared for U.K. banks in 2023

AI can help reel in ‘unsustainable’ breach costs, IBM report finds

Compensation survey finds average annual CCO pay jumped above $400K

Risk visibility striking fear in companies onboarding new customers

U.K. Employment Rights Bill promises to thwart forced labor through new consolidated regulator

White House, BIS attempt to strengthen AI chip export controls in final days of Biden presidency

Top 5 risks for 2025: U.S. uncertainty, global trade war, digital attacks

U.K. Employment Rights Bill triggers debate over flexibility vs. exploitation

What’s your risk appetite? EU firms grapple with ‘ridiculously complex’ ESG reporting rules

New U.K. enforcement body piles pressure on sanctions evaders

Commerce Dept. unveils new supply chain risk assessment tool

U.K. forced labor ruling raises bar for supply chain monitoring

All hands on deck needed to get ESG disclosures right, report finds

Risk visibility striking fear in companies onboarding new customers

French bus part supplier CBM to pay $2.4M to settle DOJ fraud allegations

Trump is making it harder for whistleblowers. That’s a problem for corporate America

DOJ fines MORSE Corp $4.6M for lax cyber controls amid crack down on federal contractors

As DOJ pivots away from white-collar enforcement, is FCPA still relevant?

PCAOB fines PwC Israel $2.75M amid ongoing sweep for internal training exam cheating

DOD health contractors rack up more than $100M in excess payments, DOJ alleges

CFTC takes acting off enforcement director’s title

DOJ orders Lockheed Martin to pay $30M over defective pricing on F-35 contracts

Five reasons why I’m excited about CW’s Cyber Risk & Data Privacy Summit

CPSC fines Google-owned Fitbit $12M for failing to report smartwatch burn hazard

Walgreens ducked compliance, filled fake opioid prescriptions, DOJ suit alleges

Five more compliance triumphs of 2024

Whistleblower’s defamation case reveals scope of USAA ‘coverup’

SEC levies no fine against Kiromic BioPharma after material omissions self-disclosure

Could your firm potentially be the subject of a DOJ whistleblower action? Time to get ready

CFTC cites ‘unreasonably delayed reporting’ for unevenly split $4M whistleblower award

DOJ orders Paragon Systems, subsidiary to pay $54M over front company contracts scheme

Raytheon parent RTX settles false claims, defective pricing, Qatar FCPA violations for $950M

Government contractor fined $307K after third-party hack compromised personal data

States require companies to report greenhouse gas emissions as federal regulators step back

Republican-led SEC abandons climate rule; Dem commissioner calls move ‘unlawful’

SEC postpones compliance date for amendments to investment company names rule

EU drives ‘omnibus’ of simplifications through landmark sustainability reporting directives

Why are CFOs struggling to stay compliant?

Shareholders back Apple sticking to DEI goals as Trump blasts move

DEI programs are under attack. Compliance should help plan what comes next

U.K. Employment Rights Bill promises to thwart forced labor through new consolidated regulator

Apple bucks trend in Big Tech, defies anti-DEI headwinds

SEC enforcement priorities under Trump: Fewer disclosures, less ESG-focused, more crypto

EU Deforestation Directive delayed, experts advise compliance managers to not rest on laurels

SEC orders Invesco to pay $17.5M over misleading investors about ESG assets

EU businesses will soon have to report on supply chains and sustainability. Not all are ready

WisdomTree pays $4M SEC fine for including fossil fuel, tobacco securities in ESG funds

What’s your risk appetite? EU firms grapple with ‘ridiculously complex’ ESG reporting rules

AI and government: How Trump or Harris presidency will differ on policy, regulation

‘Biblically responsible’ investment adviser ordered to pay $300K over misleading investors

Budweiser Budvar registration failures show ESG impacts of U.K. noncompliance

Companies unprepared for European Accessibility Act as June deadline looms

EU regulator questions 'culture of compliance' with Digital Markets Act at Apple, Google

‘Abject failure’: U.K. lawmakers sound off on FCA’s failed 'naming and shaming' enforcement

EU drives ‘omnibus’ of simplifications through landmark sustainability reporting directives

Why are CFOs struggling to stay compliant?

'Measured approach' or light-handed GPDR? Noyb reports only 1.3 percent of EU cases result in fine

U.K. Employment Rights Bill promises to thwart forced labor through new consolidated regulator

Experts: U.K. digital market reforms a ‘watershed moment,’ could speed up enforcement

FBI, Europol shut down hacking sites selling personal info, tools for cybercriminals

Q&A: Hellenic Bank CCO on progress made to fight corruption in Cyprus

Inside Cyprus’ efforts to stem money laundering and sanctions evasion

Experts say DORA compliance not coming easy as more firms pass buck to IT providers

CJEU ruling adds to GDPR liability over unfair competition, AML/CFT

Portuguese bank ousts chief risk officer after ‘suspicious’ transactions uncovered

Experts unsure of risk appetite as EU beefs up cyber rules for critical infrastructure

TPRM critical as DORA, new FCA third-party engagement rules come into effect in 2025

EU AI Act next GDPR? Proof in the pudding as boardrooms prioritize data governance

’Future-proofing’ products for safety next level of regulation under EU GPSR

Check, please! Tipped employee compensation in spotlight amid U.K., U.S. ‘fair’ pay debate

Barclays is axing its bonus caps. Is it also ditching good governance?

Compensation survey pegs annual pay at $419K for public company CCOs

Compensation survey finds average annual CCO pay jumped above $400K

King’s Speech signals major employment law changes ahead in U.K.

Shareholders back Apple sticking to DEI goals as Trump blasts move

Experts explain why IIA's new global audit rules will be 'central' to securing high-quality assurance

Apple bucks trend in Big Tech, defies anti-DEI headwinds

U.S. Appeals Court overturns Nasdaq board diversity rule

SEC penalizes Rimar CEO, holding company board member $524K total for ‘AI washing’

Banks avoid penalties in OCC deals, agree to shore up AML/BSA, board oversight

SEC issues $63M in fines to dozen firms in ongoing off-channel comms sweep

SEC slams WWE founder Vince McMahon for misstatements caused by hush money payments

Portuguese bank ousts chief risk officer after ‘suspicious’ transactions uncovered

TD Bank discloses liabilities over AML probes in U.S. balloon to $2.6B

’Bait-and-switch’: Pham critical of CFTC self-reporting policy

Latest off-channel comms sweep nets SEC, CFTC $477M in fines

LexisNexis survey: Compliance costs soared for U.K. banks in 2023

Game-changing DOJ pilot whistleblower program panned by critics

SEC awards $37M to whistleblower who was retaliated against by supervisors

State Street to pay $7.5M to settle Russia sanctions violations by subsidiary

Raytheon parent reserves $1.24B over improper payments, export control violations

CFPB warns against censoring whistleblowers via broad NDAs