By Tom Fox2017-04-18T11:30:00
The SEC bids a fond farewell to the head of its Foreign Corrupt Practices Act unit. Tom Fox looks back at Kara Brockmeyer’s illustrious career with the Commission.
2017-05-31T09:15:00Z By Jaclyn Jaeger
At Compliance Week 2017, former SEC FCPA Chief Kara Brockmeyer spoke candidly about the future of FCPA enforcement, cooperation credit, third-party risk mitigation, and more.
Provided by AuditBoard
U.S. Banking regulators have moved to loosen traditional regulation and supervision in areas like capital requirements, stress testing and liquidity, while also being more receptive to innovation in areas including Artificial Intelligence and digital assets.
2025-10-08T18:28:00Z By Adrianne Appel
Charlie Javice, a former CEO who duped JPMorgan Chase into purchasing her start up company for $175 million, has been ordered to forfeit more than $22 million by the Department of Justice (DOJ) and to spend 7 years in jail.
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