ACA Technology Solutions, a provider of investment management and regulatory technology solutions, announced the official release of ComplianceAlpha, a comprehensive, cloud-based platform designed to assist chief compliance officers with managing their compliance program tasks and activities.
ComplianceAlpha is designed to help compliance teams automate processes and manage their day-to-day activities. A secure cloud-based application organized by functional modules, ComplianceAlpha allows a CCO to meet the firm’s business needs from virtually anywhere.
This release includes the Compliance Management Platform and Marketing Review Solution modules. These modules, offered together or on a standalone basis, integrate risk assessment and regulatory requirements; compliance controls, policies, calendars, and procedures; compliance activity tracking and testing; and marketing and advertising reviews.
ACA Technology’s team of financial technologists developed ComplianceAlpha with ACA Compliance Group’s regulatory compliance team of former regulators and senior-level compliance professionals. This unique combination of technical and regulatory expertise resulted in a product that provides compliance departments with the tools they need to monitor their compliance programs and helps keep them current on the ever-changing regulatory priorities.
ACA Technology Solutions’ core offerings include the NorthPoint Investment Management System, NorthPoint Data Management Solutions, ACA Regulatory Compliance Technology, and ACA Trade Surveillance Solutions.