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- Chief Compliance Officer and VP of Legal Affairs, Arrow Electronics
By CW Staff2014-09-09T15:15:00
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News and analysis for the well-informed compliance or audit exec.
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Our lowest price ($1 per day) for one year.
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2016-02-17T02:15:00Z By Joe Mont
So-called “golden leash” arrangements occur when activist shareholders—typically hedge funds—pay a director or board nominee in connection with their service. Calling them “one area where investors may not have complete information,” NASDAQ submitted a rule proposal to the SEC that would require listed companies to disclose these arrangements. A more ...
2021-12-01T05:55:00Z Provided by OpenText
The Board of Directors needs an answer before the current reporting period ends. Furtive harassment needs to be uncovered and countermanded immediately. A regulatory agency needs immediate assurance that internal procedures will suffice, otherwise a compliance investigation will be initiated. The CEO needs to know whether terms of the M&A ...
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