By Bruce Carton2016-07-20T09:30:00
The upcoming insider-trading trial of a former Perella Weinberg Partners managing director may present “familial betrayal” of the father-son variety. Sean Stewart will go on trial on July 25, 2016, on charges that he tipped his father, Bob Stewart, in advance of five healthcare mergers. Bruce Carton reports.
2016-09-07T10:30:00Z By Jaclyn Jaeger
A year after the landmark U.S. v. Newman insider-trading case, federal prosecutors are getting more creative in an evolving legal landscape that creates fresh pitfalls for CCOs and legal counsel. Jaclyn Jaeger has more.
2025-12-03T17:18:00Z By Adrianne Appel
A San Francisco-based private equity firm has agreed to pay $11.4 million to settle allegations it violated U.S. sanctions rules by handling investments for a sanctioned Russian oligarch.
2025-12-02T21:52:00Z By Adrianne Appel
A tech company that stores student information for schools has agreed to implement a data security program and report to the Federal Trade Commission for 10 years, after security failures led to data for 10 million students being breached.
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