- Chief Compliance Officer and VP of Legal Affairs, Arrow Electronics
By Tom Fox2016-03-02T08:30:00
Financial services providers face unique corruption risks when seeking to win business in international markets. This includes a traditional form of back-scratching: the hiring of children or other close family members of prominent foreign officials. Only now the SEC has made it clear that such practices can and will invite ...
2019-10-01T14:39:00Z By Jaclyn Jaeger
Barclays joins a growing list of financial institutions to pay a penalty for violations of the books and records and internal accounting controls provisions of the FCPA due to questionable hiring practices.
2019-08-23T15:05:00Z By Jaclyn Jaeger
Deutsche Bank has become the latest financial institution to pay a penalty for violations of the Foreign Corrupt Practices Act over questionable hiring practices, showcasing a litany of compliance failures.
2019-02-22T14:45:00Z By Jaclyn Jaeger
The Federal Reserve Board permanently barred from the banking industry a former managing director at a non-bank subsidiary of JPMorgan Chase in connection with the bank's referral hiring program.
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