Applying the Three Lines of Defense Model

By Jose Tabuena2015-01-21T10:00:00

Compliance Week columnist Jose Tabuena continues his look at the Three Lines of Defense model this month by examining how a company can parcel out all its oversight functions across the three lines. Can compliance report to the risk-management function? (Yes.) Can internal audit and compliance be combined? (Only if ...

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Deloitte: financial institutions reengineer risk management

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Financial institutions are beginning new efforts to reengineer their risk management programs and tap into emerging technologies, according to a survey conducted by Deloitte Global.
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Where Internal Audit Can Help in Cyber-Security

2015-02-24T09:30:00Z By Tammy Whitehouse

Image: With yet another huge data breach hitting Corporate America—add insurance giant Anthem to the Hall of Shame—internal audit departments are trying to pinpoint what expertise they can bring to the company’s cyber-security risk assessment. Plenty, many audit executives say. “There are technical aspects of these projects, but regardless of ...
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What Critics Say on Three Lines of Defense

2015-02-10T13:15:00Z By Joe Mont

The Three Lines of Defense model for risk oversight—business units in the first line, compliance in the second, internal auditors in the third—has been hugely popular in recent years. Proponents love it, and regulators have come to expect it. Critics, however, say the Three Lines model is too simplistic a ...

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Applying the Three Lines of Defense Model

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Deloitte: financial institutions reengineer risk management

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“For tracking litigation, enforcement, and regulatory developments, Compliance Week
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