Articles | Compliance Week – Page 268
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ArticleHow do you redo Dodd-Frank? Congress is asking the experts
When to expect a Dodd-Frank overhaul, and what it may mean, remains uncertain. But recent Congressional hearings offer a glimpse of what may be in the offing.
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The international side of the Odebrecht case
The Odebrecht corruption case is already a thing of legend for its size and scope, but it might ultimately be better known for the improvement in international compliance it will encourage.
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ArticleClayton quizzed on potential role as SEC chairman
President Trump’s nominee to head the SEC, Jay Clayton, was grilled about conflicts, recusals, and his views on enforcement during a Senate Banking Committee hearing.
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Has the time arrived for a corporate overhaul of ERM?
Corporate approaches to risk management are not keeping pace with the velocity and complexity of risk in today’s business environment. Is it time for an ERM refresh?
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Reputational risk leading boards to focus on anti-corruption efforts
The 2017 Anti-Bribery and Corruption Benchmarking Report cites increasing board activity and awareness in response to increased regulatory expectations and reputational risk.
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U.K. Banking Standards Board releases inaugural benchmark report
An inaugural report on the overall state of banking culture in the U.K. suggests a widespread respect of risk and compliance, but not so much for speaking up and accountability.
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Yes, there is still a conflict minerals rule
Lest you think recent developments—a leaked White House memo, a resolved lawsuit, and the reopening of public comments to the SEC—mean an end to the conflict minerals rule, be assured that the May filing deadline remains in place.
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Bank of England deputy governor resigns over conflicts of interest
Charlotte Hogg had all of two weeks to enjoy her new position as deputy governor at the BoE before she had to resign for failing to disclose that her brother also worked there.
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ArticleTop 5 ethics and compliance failures of 2016
A highlight of the biggest ethical failures of 2016, including the scandals that rocked Wells Fargo, Unaoil, and Teva, and what public companies should do to avoid a similar fate.
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Glass-Steagall resurrection gains momentum
There has been a lot of talk about modernizing the Glass-Steagall Act. Now, there may be a blueprint for doing it.
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Mending ethics and compliance gaps in EMEA and APAC companies
While many companies place a high importance on creating an ethical culture, their ethics & compliance priorities for the coming year seem strangely out of step.
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FinTech takes a great leap forward
The Office of the Comptroller of the Currency has outlined, in greater detail, what it will take for FinTech firms to be chartered as national banks.
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Can inline XBRL save XBRL, or at least improve data quality?
Slow progress in shifting financial statement data to the digital realm may be getting a boost, but the clock is ticking for proponents to show the real benefits of XBRL.
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IKEA: Compliance and enforcement are two sides of the same coin
IKEA and other large retailers in Europe have been accused of ignoring EU commercial transportation rules, suggesting a widespread flouting of the rules and the support of numerous unsustainable business practices.
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Can inline XBRL save XBRL? Or at least improve data quality?
Slow progress in shifting financial statement data to the digital realm may be getting a boost, but the clock is ticking for proponents show the real benefits of XBRL.
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Reporting on climate risks on the bottom line
The Financial Stability Board is pressuring companies to disclose in some way what their potential risk business impact from climate change risk might be, as this has become a growing concern for investors.
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Early work on new lease rules reveals big effort ahead
Waiting in line behind revenue recognition, new requirements to bring leases on to corporate balance sheets are starting to win pockets of attention.
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The future of anti-corruption in Trump’s America
We are only a month into the Trump administration, and there are already a number of compliance developments to keep an eye on.
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SEC gets serious about investor-friendly disclosures
Investors, especially those lacking financial literacy skills, may soon benefit from the SEC’s efforts to modernize its disclosure regime and filing requirements.
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Cement, compliance, and crimes against humanity in Syria
Multinational cement company Lafarge’s alleged collusion with ISIS to keep a Syrian plant operational would have made it complicit in crimes against humanity.