- Chief Compliance Officer and VP of Legal Affairs, Arrow Electronics
By Joe Mont2018-09-24T16:45:00
As it so often is in the world of financial services, FinTech evangelists want rule streamlining and deregulation. Is that the right approach?
2018-11-19T15:45:00Z By Joe Mont
The cutting-edge question asked by Federal Reserve Governor Lael Brainard at a recent conference: “What are we learning about artificial intelligence in financial services?” She answered with a look at the regulatory landscape.
Provided by ProcessUnity
Don’t miss this opportunity to prepare your organization for the future of TPRM and stay ahead with AI as your second-in-command.
2025-06-16T18:04:00Z By Neil Hodge
Trying to put rules in place to oversee an industry that has grown largely outside of regulation is not without serious challenges. But the UK’s Financial Conduct Authority’s (FCA) latest consultation aims to attract industry views about how some key aspects of crypto trading should be regulated ahead of planned ...
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