- Chief Compliance Officer and VP of Legal Affairs, Arrow Electronics
Gerald Hodgkins, an Associate Director of the Division of Enforcement at the Securities and Exchange Commission, will leave the agency at the end of this year for private practice, the agency announced.
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Even as the Trump Administration trumpets its deregulation efforts, the SEC is working to implement a backlog of stalled rules already on the books.
A lack of supervision and internal controls at Morgan Stanley Smith Barney allowed four of its investment advisers to steal millions from customers before the behavior was detected, the SEC said in charging the firm.
A subsidiary of McKinsey & Co. will pay nearly $123 million to the Department of Justice to settle allegations that it bribed officials in South Africa to win consulting contracts.
