- Chief Compliance Officer and VP of Legal Affairs, Arrow Electronics
By GRC Announcements2017-08-28T10:15:00
AxiomSL, a global provider of regulatory reporting, risk, and data management solutions, recently announced the launch of a program designed to assist asset management firms and broker-dealers clarify issues related to the shifting regulatory environment.
2025-06-26T15:37:00Z By Aaron Nicodemus
Bank examiners at the Federal Reserve Board will no longer assess reputational risk during examinations, a concession to the banking industry already underway with two other U.S. regulators.
Provided by ProcessUnity
Don’t miss this opportunity to prepare your organization for the future of TPRM and stay ahead with AI as your second-in-command.
2025-06-17T14:00:00Z Provided by SAI360
This webinar will explore how compliance professionals, legal teams, and executives can proactively identify, mitigate, and manage risks during the M&A lifecycle without compromising ethical standards.
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