- Chief Compliance Officer and VP of Legal Affairs, Arrow Electronics
Barclays bank chief Jes Staley gets to keep his job but faces a significant fine after admitting using bank staff to try to reveal a whistleblower’s identity.
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Barclays CEO Jes Staley has been hit with hefty fines and penalties from U.K. regulators, but the bank is standing behind its man—will it pay the price for that decision?
In light of recent high-profile scandals at such big wigs as Volkswagen, the European Union is proposing new laws to strengthen whistleblower protection for reporting both internally and to public authorities.
A lack of supervision and internal controls at Morgan Stanley Smith Barney allowed four of its investment advisers to steal millions from customers before the behavior was detected, the SEC said in charging the firm.
