- Chief Compliance Officer and VP of Legal Affairs, Arrow Electronics
By Joe Mont2017-04-05T13:15:00
The U.S. House of Representatives has voted in favor of a bill that would reduce SEC disclosure requirements for certain companies that offer employees stock options.
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2018-07-19T15:00:00Z By Jaclyn Jaeger
The SEC on Wednesday issued final rules that would raise the threshold for the enhanced disclosure requirement under Securities Act Rule 701, which allows companies to more easily pay their employees in stock.
2017-10-03T12:00:00Z By Joseph McCafferty
A push may be coming to re-examine stock ownership guidelines with an eye toward increasing holding requirements.
2025-04-28T21:38:00Z By Aaron Nicodemus
Whistleblowing in the United States is being buffered by uncertainty from regulators who are backing off policing corruption and consumer protections. Regulators like the Department of Justice and the Securities and Exchange Commission are being thrown into disarray by layoffs and restructuring. Still, whistleblowers will likely continue coming forward.
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