- Chief Compliance Officer and VP of Legal Affairs, Arrow Electronics
By Joe Mont2017-04-05T13:15:00
The U.S. House of Representatives has voted in favor of a bill that would reduce SEC disclosure requirements for certain companies that offer employees stock options.
2018-07-19T15:00:00Z By Jaclyn Jaeger
The SEC on Wednesday issued final rules that would raise the threshold for the enhanced disclosure requirement under Securities Act Rule 701, which allows companies to more easily pay their employees in stock.
2017-10-03T12:00:00Z By Joseph McCafferty
A push may be coming to re-examine stock ownership guidelines with an eye toward increasing holding requirements.
2025-06-04T20:56:00Z By Ian Sherr
Compliance is increasingly in the spotlight as companies are tackling everything from artificial intelligence and other new technologies to risk management and mitigation. But it’s soft skills of communication and relationship building that are becoming the most critical tools for success.
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