Bloomberg revamps counterparty onboarding process with Entity Exchange
Bloomberg announced the launch of its Entity Exchange platform, a web-based, centralized and secure solution that enables buy-side firms to provide entity data and documentation to their trading counterparties.
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WebcastDec 9 | Driving Success Through Effective Change Management
Join us as we discuss how structured change management accelerates digital initiatives and ensures long-term success. In this session, we’ll explore proven strategies to enhance alignment, reduce resistance, and enable successful transformation.
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ArticleFINRA fines First Trust $10M for allegedly giving too-generous gifts to brokers
First Trust Portfolios has been fined $10 million by FINRA for allegedly providing excessive meals, gifts, and other incentives to broker-dealers.