- Chief Compliance Officer and VP of Legal Affairs, Arrow Electronics
THIS IS MEMBERS-ONLY CONTENT. To continue reading, choose one of the options below.
News and analysis for the well-informed compliance or audit exec. Select an option and click continue.
Annual Membership $499 Value offer
Full price one year membership with auto-renewal.
Membership $599
One-year only, no auto-renewal.
Image: New regulations gush like a flood these days, forcing compliance officers to think of new ways to manage the current. Inside, we look at the IT strategies necessary to digest regulatory changes, plus the policy and procedure techniques to involve more parts of the enterprise. “It needs to be ...
A lack of supervision and internal controls at Morgan Stanley Smith Barney allowed four of its investment advisers to steal millions from customers before the behavior was detected, the SEC said in charging the firm.
Discover the vital role company culture plays in not only embracing new technologies and processes but also driving continuous improvement through a commitment to learning and a growth mindset.
