By Aarti Maharaj2015-09-09T11:30:00
The Bulgarian government’s plan to create a special anti-corruption unit designed to tackle high-level corruption cases through anonymous reporting has failed to gain parliamentary approval as the fight to end corruption across Europe intensifies. In 2014, Bulgaria was ranked as one of the most corrupt EU countries, according to Transparency ...
2025-11-10T21:16:00Z By Adrianne Appel
The former U.S. chief compliance officer of hedge fund firm Capula Investment Management has blown the whistle against his former employer, alleging he was terminated for raising concerns about improper expensing practices.
2025-11-07T22:18:00Z By Adrianne Appel
First Trust Portfolios has been fined $10 million by FINRA for allegedly providing excessive meals, gifts, and other incentives to broker-dealers.
2025-11-06T19:06:00Z By Jaclyn Jaeger
Compliance Week recently interviewed Charles Duross, former Chief of the DOJ’s Fraud Section’s FCPA Unit, to talk about the Department of Justice’s recently revised monitorship policy.
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