By Jaclyn Jaeger2015-09-23T15:30:00
During remarks at a recent conference in New York, Assistant Attorney General Leslie Caldwell offered some additional insight to companies on the Yates Memo regarding individual accountability for corporate wrongdoing. “We will make efforts to credit, not penalize, diligent investigations,” she said. More of her comments are inside.
2015-12-01T09:45:00Z By Jaclyn Jaeger
Image: Any company that has faced allegations of corporate misconduct knows how quickly the scope and cost of an internal investigation can grow—a concern that has only amplified following the Justice Department’s Yates Memo. “Corporate compliance professionals have expressed concern that this policy will result in companies undertaking unnecessarily broad, ...
Provided by AuditBoard
U.S. Banking regulators have moved to loosen traditional regulation and supervision in areas like capital requirements, stress testing and liquidity, while also being more receptive to innovation in areas including Artificial Intelligence and digital assets.
2025-10-08T18:28:00Z By Adrianne Appel
Charlie Javice, a former CEO who duped JPMorgan Chase into purchasing her start up company for $175 million, has been ordered to forfeit more than $22 million by the Department of Justice (DOJ) and to spend 7 years in jail.
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